Form 8.5 (EPT/RI)- Replacement of Anglo American

Morgan Stanley & Co. Int'l plc

10 May 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	08 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	SALES	865,265	27.4108 GBP	26.4850 GBP
USD 0.54945 ordinary	PURCHASES	685,880	27.5275 GBP	26.4850 GBP
USD 0.54945 ordinary	PURCHASES	291	30.9157 EUR	30.8900 EUR
USD 0.54945 ordinary	SALES	2,263	30.9700 EUR	30.9032 EUR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	increasing a long position	37,369	26.5400 GBP
USD 0.54945 ordinary	CFD	increasing a long position	5,483	26.5660 GBP
USD 0.54945 ordinary	CFD	increasing a long position	224	26.5871 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,976	26.5871 GBP
USD 0.54945 ordinary	CFD	increasing a long position	750	26.6056 GBP
USD 0.54945 ordinary	CFD	increasing a long position	167	26.6538 GBP
USD 0.54945 ordinary	CFD	increasing a long position	5,579	26.7042 GBP
USD 0.54945 ordinary	CFD	increasing a long position	13	30.9700 EUR
USD 0.54945 ordinary	CFD	increasing a long position	19,265	618.0327 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	73	26.5097 GBP
USD 0.54945 ordinary	CFD	increasing a short position	126	26.5106 GBP
USD 0.54945 ordinary	CFD	increasing a short position	400	26.5106 GBP
USD 0.54945 ordinary	CFD	increasing a short position	10,677	26.5106 GBP
USD 0.54945 ordinary	CFD	increasing a short position	167	26.5106 GBP
USD 0.54945 ordinary	CFD	increasing a short position	3,237	26.5106 GBP
USD 0.54945 ordinary	CFD	increasing a short position	636	26.5106 GBP
USD 0.54945 ordinary	CFD	increasing a short position	21	26.5400 GBP
USD 0.54945 ordinary	CFD	increasing a short position	32,060	26.5400 GBP
USD 0.54945 ordinary	CFD	increasing a short position	234	26.5400 GBP
USD 0.54945 ordinary	CFD	increasing a short position	454	26.5400 GBP
USD 0.54945 ordinary	CFD	increasing a short position	142	26.5400 GBP
USD 0.54945 ordinary	CFD	increasing a short position	13	26.5669 GBP
USD 0.54945 ordinary	CFD	increasing a short position	38,048	26.5932 GBP
USD 0.54945 ordinary	CFD	increasing a short position	27	26.5940 GBP
USD 0.54945 ordinary	CFD	increasing a short position	733	26.5940 GBP
USD 0.54945 ordinary	CFD	increasing a short position	253	26.5940 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,689	26.6872 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,806	27.3785 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,806	27.3882 GBP
USD 0.54945 ordinary	CFD	increasing a short position	3,124	27.4311 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,403	27.4635 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,402	27.4737 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,403	27.4969 GBP
USD 0.54945 ordinary	CFD	increasing a short position	779	27.5022 GBP
USD 0.54945 ordinary	CFD	increasing a short position	7,209	27.5275 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,010	617.3180 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	2,140	617.4213 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	15,030	618.1473 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	1,085	618.3162 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	15	26.5050 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,900	26.5386 GBP
USD 0.54945 ordinary	CFD	reducing a long position	37,367	26.5400 GBP
USD 0.54945 ordinary	CFD	reducing a long position	158	26.5400 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,943	26.5400 GBP
USD 0.54945 ordinary	CFD	reducing a long position	5,483	26.5421 GBP
USD 0.54945 ordinary	CFD	reducing a long position	97	26.5427 GBP
USD 0.54945 ordinary	CFD	reducing a long position	10,598	26.5440 GBP
USD 0.54945 ordinary	CFD	reducing a long position	3,353	26.5450 GBP
USD 0.54945 ordinary	CFD	reducing a long position	5,934	26.5744 GBP
USD 0.54945 ordinary	CFD	reducing a long position	170	26.5834 GBP
USD 0.54945 ordinary	CFD	reducing a long position	239	26.5834 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,221	26.5918 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,048	26.6298 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,651	26.6302 GBP
USD 0.54945 ordinary	CFD	reducing a long position	5,579	26.6377 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2	26.6740 GBP
USD 0.54945 ordinary	CFD	reducing a long position	465	26.7050 GBP
USD 0.54945 ordinary	CFD	reducing a long position	25	26.7252 GBP
USD 0.54945 ordinary	CFD	reducing a long position	254	30.8900 EUR
USD 0.54945 ordinary	CFD	reducing a long position	2,255	617.4892 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	84	617.9230 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	21,075	618.6169 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	15	26.5353 GBP
USD 0.54945 ordinary	CFD	reducing a short position	157	26.5400 GBP
USD 0.54945 ordinary	CFD	reducing a short position	454	26.5400 GBP
USD 0.54945 ordinary	CFD	reducing a short position	234	26.5400 GBP
USD 0.54945 ordinary	CFD	reducing a short position	150	26.5401 GBP
USD 0.54945 ordinary	CFD	reducing a short position	324	26.5402 GBP
USD 0.54945 ordinary	CFD	reducing a short position	13	26.5475 GBP
USD 0.54945 ordinary	CFD	reducing a short position	41,755	26.5586 GBP
USD 0.54945 ordinary	CFD	reducing a short position	125,266	26.5586 GBP
USD 0.54945 ordinary	CFD	reducing a short position	653	26.5720 GBP
USD 0.54945 ordinary	CFD	reducing a short position	586	26.5853 GBP
USD 0.54945 ordinary	CFD	reducing a short position	75,003	26.5861 GBP
USD 0.54945 ordinary	CFD	reducing a short position	37,194	26.6026 GBP
USD 0.54945 ordinary	CFD	reducing a short position	111	26.7096 GBP
USD 0.54945 ordinary	CFD	reducing a short position	223	27.4108 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,780	27.4108 GBP
USD 0.54945 ordinary	CFD	reducing a short position	235	27.4108 GBP
USD 0.54945 ordinary	CFD	reducing a short position	4,775	27.4108 GBP
USD 0.54945 ordinary	CFD	reducing a short position	81	27.4108 GBP
USD 0.54945 ordinary	CFD	reducing a short position	93	27.4108 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2,133	30.9019 EUR
USD 0.54945 ordinary	CFD	reducing a short position	80	30.9384 EUR
USD 0.54945 ordinary	CFD	reducing a short position	2,255	617.4873 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	84	617.9230 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	1,518	618.4500 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	13,096	618.5587 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	6,191	618.7646 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	270	618.9900 ZAR
USD 0.54945 ordinary	Constant Leverage Certificate (X4)	SHORT	100	19.9000 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (24) (ISIN	SHORT	300	3.3600 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (25) (ISIN	SHORT	200	2.3000 EUR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	10 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END