Form 8.5 (EPT/RI)- Replacement of Anglo American

Morgan Stanley & Co. Int'l plc

13 May 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	09 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	SALES	924,581	27.5350 GBP	26.4925 GBP
USD 0.54945 ordinary	PURCHASES	1,175,123	27.5450 GBP	26.4650 GBP
USD 0.54945 ordinary	SALES	1,066	31.7884 EUR	30.8100 EUR
USD 0.54945 ordinary	PURCHASES	803	31.9000 EUR	30.9800 EUR
USD 0.54945 ordinary	SALES	8,760	34.2328 USD	34.2328 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	increasing a long position	904	26.6242 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,577	26.7028 GBP
USD 0.54945 ordinary	CFD	increasing a long position	233	26.8481 GBP
USD 0.54945 ordinary	CFD	increasing a long position	105	27.1563 GBP
USD 0.54945 ordinary	CFD	increasing a long position	915	27.1563 GBP
USD 0.54945 ordinary	CFD	increasing a long position	8,681	27.3594 GBP
USD 0.54945 ordinary	CFD	increasing a long position	6,709	27.3598 GBP
USD 0.54945 ordinary	CFD	increasing a long position	5,118	27.3600 GBP
USD 0.54945 ordinary	CFD	increasing a long position	43	31.2500 EUR
USD 0.54945 ordinary	CFD	increasing a long position	1,364	615.9072 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	1,683	616.1330 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	5,592	617.1782 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	15,115	618.6997 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	6,292	621.0131 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	22,711	631.4916 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	1	26.5800 GBP
USD 0.54945 ordinary	CFD	increasing a short position	6,430	26.6890 GBP
USD 0.54945 ordinary	CFD	increasing a short position	93	26.7000 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,308	26.7151 GBP
USD 0.54945 ordinary	CFD	increasing a short position	3,083	26.7791 GBP
USD 0.54945 ordinary	CFD	increasing a short position	974	26.7791 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,304	26.7791 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,884	26.7791 GBP
USD 0.54945 ordinary	CFD	increasing a short position	24,905	26.7791 GBP
USD 0.54945 ordinary	CFD	increasing a short position	99,795	26.7791 GBP
USD 0.54945 ordinary	CFD	increasing a short position	29,671	26.9187 GBP
USD 0.54945 ordinary	CFD	increasing a short position	104	26.9902 GBP
USD 0.54945 ordinary	CFD	increasing a short position	13,200	27.1057 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,361	27.3658 GBP
USD 0.54945 ordinary	CFD	increasing a short position	20,000	27.3713 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,068	27.4001 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,000	27.4450 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,571	27.4462 GBP
USD 0.54945 ordinary	CFD	increasing a short position	3	30.9800 EUR
USD 0.54945 ordinary	CFD	increasing a short position	1,683	616.1327 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	1,867	617.6787 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	22,711	631.4916 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	67	26.5800 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,518	26.5908 GBP
USD 0.54945 ordinary	CFD	reducing a long position	241	26.6541 GBP
USD 0.54945 ordinary	CFD	reducing a long position	311	26.6545 GBP
USD 0.54945 ordinary	CFD	reducing a long position	525	26.6821 GBP
USD 0.54945 ordinary	CFD	reducing a long position	100	26.7000 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,637	27.0563 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,352	27.0563 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,000	27.2935 GBP
USD 0.54945 ordinary	CFD	reducing a long position	300	27.3494 GBP
USD 0.54945 ordinary	CFD	reducing a long position	5,230	27.3600 GBP
USD 0.54945 ordinary	CFD	reducing a long position	598	27.3600 GBP
USD 0.54945 ordinary	CFD	reducing a long position	249	27.3600 GBP
USD 0.54945 ordinary	CFD	reducing a long position	5,231	27.3759 GBP
USD 0.54945 ordinary	CFD	reducing a long position	5,164	27.3785 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,100	27.3896 GBP
USD 0.54945 ordinary	CFD	reducing a long position	800	31.9000 EUR
USD 0.54945 ordinary	CFD	reducing a long position	127	615.9401 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	7,237	617.6787 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	14,213	618.6660 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	1,428	619.8449 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	4,456	620.4973 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	56	623.0138 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	3,399	26.5779 GBP
USD 0.54945 ordinary	CFD	reducing a short position	48	26.6786 GBP
USD 0.54945 ordinary	CFD	reducing a short position	787	26.6786 GBP
USD 0.54945 ordinary	CFD	reducing a short position	30,623	26.8481 GBP
USD 0.54945 ordinary	CFD	reducing a short position	776	26.9931 GBP
USD 0.54945 ordinary	CFD	reducing a short position	15	27.0060 GBP
USD 0.54945 ordinary	CFD	reducing a short position	3,034	27.0126 GBP
USD 0.54945 ordinary	CFD	reducing a short position	38,262	27.1400 GBP
USD 0.54945 ordinary	CFD	reducing a short position	114,785	27.1400 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,936	27.3444 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,250	27.3456 GBP
USD 0.54945 ordinary	CFD	reducing a short position	356	27.3600 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2,068	27.3600 GBP
USD 0.54945 ordinary	CFD	reducing a short position	93	27.3600 GBP
USD 0.54945 ordinary	CFD	reducing a short position	3,000	27.4942 GBP
USD 0.54945 ordinary	CFD	reducing a short position	3	30.8100 EUR
USD 0.54945 ordinary	CFD	reducing a short position	1	30.9200 EUR
USD 0.54945 ordinary	CFD	reducing a short position	19	31.7503 EUR
USD 0.54945 ordinary	CFD	reducing a short position	1,000	31.7900 EUR
USD 0.54945 ordinary	CFD	reducing a short position	866	615.8806 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	99	615.9072 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	56	623.0138 ZAR
USD 0.54945 ordinary	Open End Knock out Warrant (25) (ISIN	SHORT	1,050	2.2324 EUR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	13 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END