Form 8.5 (EPT/RI)- Replacement of Anglo American

Morgan Stanley & Co. Int'l plc

20 May 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	16 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	PURCHASES	1,277,111	26.4200 GBP	26.0450 GBP
USD 0.54945 ordinary	SALES	1,254,644	26.5050 GBP	26.0400 GBP
USD 0.54945 ordinary	PURCHASES	464	30.6122 EUR	30.5324 EUR
USD 0.54945 ordinary	SALES	393	30.6122 EUR	30.5700 EUR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	increasing a long position	186	26.1250 GBP
USD 0.54945 ordinary	CFD	increasing a long position	3,390	26.2094 GBP
USD 0.54945 ordinary	CFD	increasing a long position	33	26.2134 GBP
USD 0.54945 ordinary	CFD	increasing a long position	976	26.2385 GBP
USD 0.54945 ordinary	CFD	increasing a long position	287	26.2593 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2,521	26.2593 GBP
USD 0.54945 ordinary	CFD	increasing a long position	823	26.2794 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2,712	26.2798 GBP
USD 0.54945 ordinary	CFD	increasing a long position	8,048	26.2833 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,683	26.2890 GBP
USD 0.54945 ordinary	CFD	increasing a long position	32,048	26.2900 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2,063	26.2900 GBP
USD 0.54945 ordinary	CFD	increasing a long position	841	26.3800 GBP
USD 0.54945 ordinary	CFD	increasing a long position	258	602.4395 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	6,323	605.0442 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	10,573	605.0765 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	18,733	605.2437 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	1,410	605.3201 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	1,473	605.3929 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	16	26.1166 GBP
USD 0.54945 ordinary	CFD	increasing a short position	737	26.1438 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,687	26.1980 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,718	26.2065 GBP
USD 0.54945 ordinary	CFD	increasing a short position	28,071	26.2327 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,404	26.2385 GBP
USD 0.54945 ordinary	CFD	increasing a short position	72,601	26.2503 GBP
USD 0.54945 ordinary	CFD	increasing a short position	6,264	26.2561 GBP
USD 0.54945 ordinary	CFD	increasing a short position	358	26.2566 GBP
USD 0.54945 ordinary	CFD	increasing a short position	360	26.2750 GBP
USD 0.54945 ordinary	CFD	increasing a short position	117,310	26.2797 GBP
USD 0.54945 ordinary	CFD	increasing a short position	18	26.2900 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,734	26.2900 GBP
USD 0.54945 ordinary	CFD	increasing a short position	26,178	26.2900 GBP
USD 0.54945 ordinary	CFD	increasing a short position	75	30.5324 EUR
USD 0.54945 ordinary	CFD	increasing a short position	169	604.5053 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	1,473	605.3929 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	184	26.1224 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,034	26.1681 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,904	26.1792 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,497	26.1975 GBP
USD 0.54945 ordinary	CFD	reducing a long position	546	26.1980 GBP
USD 0.54945 ordinary	CFD	reducing a long position	3,390	26.2068 GBP
USD 0.54945 ordinary	CFD	reducing a long position	421	26.2128 GBP
USD 0.54945 ordinary	CFD	reducing a long position	229	26.2159 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1	26.2385 GBP
USD 0.54945 ordinary	CFD	reducing a long position	438	26.2432 GBP
USD 0.54945 ordinary	CFD	reducing a long position	362	26.2432 GBP
USD 0.54945 ordinary	CFD	reducing a long position	50	26.2576 GBP
USD 0.54945 ordinary	CFD	reducing a long position	8,048	26.2686 GBP
USD 0.54945 ordinary	CFD	reducing a long position	686	26.2772 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,098	26.2783 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,996	26.2900 GBP
USD 0.54945 ordinary	CFD	reducing a long position	419	26.2900 GBP
USD 0.54945 ordinary	CFD	reducing a long position	196	26.2900 GBP
USD 0.54945 ordinary	CFD	reducing a long position	32,969	26.2900 GBP
USD 0.54945 ordinary	CFD	reducing a long position	101	26.3800 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,091	603.5246 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	12,483	604.5053 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	19,030	604.9835 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	4,810	607.3712 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	180	610.7100 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	761	26.1650 GBP
USD 0.54945 ordinary	CFD	reducing a short position	47	26.1650 GBP
USD 0.54945 ordinary	CFD	reducing a short position	16	26.1896 GBP
USD 0.54945 ordinary	CFD	reducing a short position	29,813	26.2134 GBP
USD 0.54945 ordinary	CFD	reducing a short position	927	26.2188 GBP
USD 0.54945 ordinary	CFD	reducing a short position	127	26.2350 GBP
USD 0.54945 ordinary	CFD	reducing a short position	50,061	26.2475 GBP
USD 0.54945 ordinary	CFD	reducing a short position	150,182	26.2475 GBP
USD 0.54945 ordinary	CFD	reducing a short position	9,324	26.2545 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2,687	26.2794 GBP
USD 0.54945 ordinary	CFD	reducing a short position	908	26.2802 GBP
USD 0.54945 ordinary	CFD	reducing a short position	179	26.2900 GBP
USD 0.54945 ordinary	CFD	reducing a short position	135	26.2900 GBP
USD 0.54945 ordinary	CFD	reducing a short position	412	26.2901 GBP
USD 0.54945 ordinary	CFD	reducing a short position	4	30.5700 EUR
USD 0.54945 ordinary	CFD	reducing a short position	466	602.4395 ZAR
USD 0.54945 ordinary	Constant Leverage Certificate (X6)	LONG	31	6.6500 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (22) (ISIN	SHORT	250	4.9900 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (30) (ISIN	SHORT	42	4.3100 EUR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	20 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END