Form 8.5 (EPT/RI)- Replacement of Anglo American

Morgan Stanley & Co. Int'l plc

21 May 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	17 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	PURCHASES	1,012,899	27.0000 GBP	26.0950 GBP
USD 0.54945 ordinary	SALES	1,193,988	27.0030 GBP	26.1000 GBP
USD 0.54945 ordinary	SALES	159	30.7143 EUR	30.5400 EUR
USD 0.54945 ordinary	PURCHASES	445	31.4055 EUR	30.7113 EUR
USD 0.54945 ordinary	PURCHASES	5,504	34.0002 USD	34.0002 USD
USD 0.54945 ordinary	SALES	11,701	34.0002 USD	33.7187 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	increasing a long position	9	26.1936 GBP
USD 0.54945 ordinary	CFD	increasing a long position	126	26.3192 GBP
USD 0.54945 ordinary	CFD	increasing a long position	21,578	26.4100 GBP
USD 0.54945 ordinary	CFD	increasing a long position	7,046	26.4610 GBP
USD 0.54945 ordinary	CFD	increasing a long position	3,456	26.5451 GBP
USD 0.54945 ordinary	CFD	increasing a long position	6,197	26.5581 GBP
USD 0.54945 ordinary	CFD	increasing a long position	292	26.5749 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2,568	26.5749 GBP
USD 0.54945 ordinary	CFD	increasing a long position	125	26.6300 GBP
USD 0.54945 ordinary	CFD	increasing a long position	134	26.6442 GBP
USD 0.54945 ordinary	CFD	increasing a long position	7,767	26.6890 GBP
USD 0.54945 ordinary	CFD	increasing a long position	6,001	26.6895 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2,947	26.7750 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2,956	26.7750 GBP
USD 0.54945 ordinary	CFD	increasing a long position	279	26.7750 GBP
USD 0.54945 ordinary	CFD	increasing a long position	186	26.7750 GBP
USD 0.54945 ordinary	CFD	increasing a long position	64	26.7758 GBP
USD 0.54945 ordinary	CFD	increasing a long position	833	26.7896 GBP
USD 0.54945 ordinary	CFD	increasing a long position	159	26.7976 GBP
USD 0.54945 ordinary	CFD	increasing a long position	30	26.7998 GBP
USD 0.54945 ordinary	CFD	increasing a long position	50	26.8791 GBP
USD 0.54945 ordinary	CFD	increasing a long position	931	26.8978 GBP
USD 0.54945 ordinary	CFD	increasing a long position	17	30.5400 EUR
USD 0.54945 ordinary	CFD	increasing a long position	1,078	607.2687 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	9,480	611.4687 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	29,356	611.5572 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	4,778	611.7986 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	1,549	611.8330 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	1,981	613.1013 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	1,132	26.1475 GBP
USD 0.54945 ordinary	CFD	increasing a short position	6,109	26.2806 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,095	26.3901 GBP
USD 0.54945 ordinary	CFD	increasing a short position	55,000	26.5120 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,265	26.5261 GBP
USD 0.54945 ordinary	CFD	increasing a short position	17,614	26.5273 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,347	26.5369 GBP
USD 0.54945 ordinary	CFD	increasing a short position	41,260	26.6070 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,401	26.6978 GBP
USD 0.54945 ordinary	CFD	increasing a short position	191	26.7065 GBP
USD 0.54945 ordinary	CFD	increasing a short position	149	26.7750 GBP
USD 0.54945 ordinary	CFD	increasing a short position	3,967	26.7750 GBP
USD 0.54945 ordinary	CFD	increasing a short position	90	26.7750 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,070	26.7750 GBP
USD 0.54945 ordinary	CFD	increasing a short position	30,397	26.7801 GBP
USD 0.54945 ordinary	CFD	increasing a short position	6,134	26.7925 GBP
USD 0.54945 ordinary	CFD	increasing a short position	582	26.8092 GBP
USD 0.54945 ordinary	CFD	increasing a short position	66,643	26.8324 GBP
USD 0.54945 ordinary	CFD	increasing a short position	25,562	26.8395 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,596	26.8395 GBP
USD 0.54945 ordinary	CFD	increasing a short position	16,783	26.8395 GBP
USD 0.54945 ordinary	CFD	increasing a short position	3,059	26.8395 GBP
USD 0.54945 ordinary	CFD	increasing a short position	5,000	26.8750 GBP
USD 0.54945 ordinary	CFD	increasing a short position	13	26.8804 GBP
USD 0.54945 ordinary	CFD	increasing a short position	8,000	26.8932 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,581	26.9015 GBP
USD 0.54945 ordinary	CFD	increasing a short position	3,386	26.9088 GBP
USD 0.54945 ordinary	CFD	increasing a short position	303	31.4055 EUR
USD 0.54945 ordinary	CFD	increasing a short position	12,039	610.9841 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	1,549	611.8327 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	1	26.1000 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,450	26.3016 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,471	26.3239 GBP
USD 0.54945 ordinary	CFD	reducing a long position	872	26.3830 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,129	26.3836 GBP
USD 0.54945 ordinary	CFD	reducing a long position	33	26.5273 GBP
USD 0.54945 ordinary	CFD	reducing a long position	12,707	26.7065 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,464	26.7362 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,838	26.7750 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,971	26.7750 GBP
USD 0.54945 ordinary	CFD	reducing a long position	177	26.7750 GBP
USD 0.54945 ordinary	CFD	reducing a long position	36,485	26.7750 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,547	26.7771 GBP
USD 0.54945 ordinary	CFD	reducing a long position	102	26.7771 GBP
USD 0.54945 ordinary	CFD	reducing a long position	63	26.7771 GBP
USD 0.54945 ordinary	CFD	reducing a long position	15,777	26.7771 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,183	26.7771 GBP
USD 0.54945 ordinary	CFD	reducing a long position	84	26.7771 GBP
USD 0.54945 ordinary	CFD	reducing a long position	189	26.7771 GBP
USD 0.54945 ordinary	CFD	reducing a long position	957	26.7772 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,135	26.7849 GBP
USD 0.54945 ordinary	CFD	reducing a long position	59	26.7925 GBP
USD 0.54945 ordinary	CFD	reducing a long position	3,667	26.8010 GBP
USD 0.54945 ordinary	CFD	reducing a long position	11,916	26.8218 GBP
USD 0.54945 ordinary	CFD	reducing a long position	3,670	610.9841 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	17,486	611.4443 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	9,181	611.8483 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	2,356	612.3732 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	2,110	613.6465 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	230	620.7000 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	191	26.1936 GBP
USD 0.54945 ordinary	CFD	reducing a short position	3,880	26.2108 GBP
USD 0.54945 ordinary	CFD	reducing a short position	297	26.2996 GBP
USD 0.54945 ordinary	CFD	reducing a short position	76	26.3221 GBP
USD 0.54945 ordinary	CFD	reducing a short position	657	26.4001 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2,624	26.4610 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2,616	26.4644 GBP
USD 0.54945 ordinary	CFD	reducing a short position	260	26.4746 GBP
USD 0.54945 ordinary	CFD	reducing a short position	17,614	26.5451 GBP
USD 0.54945 ordinary	CFD	reducing a short position	3,967	26.5494 GBP
USD 0.54945 ordinary	CFD	reducing a short position	906	26.5645 GBP
USD 0.54945 ordinary	CFD	reducing a short position	154,403	26.6344 GBP
USD 0.54945 ordinary	CFD	reducing a short position	51,467	26.6344 GBP
USD 0.54945 ordinary	CFD	reducing a short position	23	26.6700 GBP
USD 0.54945 ordinary	CFD	reducing a short position	10,585	26.6892 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,199	26.6919 GBP
USD 0.54945 ordinary	CFD	reducing a short position	508	26.6919 GBP
USD 0.54945 ordinary	CFD	reducing a short position	406	26.6919 GBP
USD 0.54945 ordinary	CFD	reducing a short position	33,124	26.6919 GBP
USD 0.54945 ordinary	CFD	reducing a short position	9,710	26.6919 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,630	26.6919 GBP
USD 0.54945 ordinary	CFD	reducing a short position	205	26.7750 GBP
USD 0.54945 ordinary	CFD	reducing a short position	7,583	26.7750 GBP
USD 0.54945 ordinary	CFD	reducing a short position	36,879	26.7750 GBP
USD 0.54945 ordinary	CFD	reducing a short position	80	26.7751 GBP
USD 0.54945 ordinary	CFD	reducing a short position	30	26.7976 GBP
USD 0.54945 ordinary	CFD	reducing a short position	5,293	26.8146 GBP
USD 0.54945 ordinary	CFD	reducing a short position	975	26.8174 GBP
USD 0.54945 ordinary	CFD	reducing a short position	163	26.8505 GBP
USD 0.54945 ordinary	CFD	reducing a short position	44	26.9195 GBP
USD 0.54945 ordinary	CFD	reducing a short position	10,585	27.0030 GBP
USD 0.54945 ordinary	CFD	reducing a short position	169	607.2687 ZAR
USD 0.54945 ordinary	Constant Leverage Certificate (X10)	SHORT	30	13.7300 EUR
USD 0.54945 ordinary	Constant Leverage Certificate (X3)	SHORT	22	22.9200 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (25) (ISIN	SHORT	50	2.0500 EUR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	21 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END