Form 8.5 (EPT/RI)- Replacement of Anglo American

Morgan Stanley & Co. Int'l plc

22 May 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	20 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	PURCHASES	865,812	27.1350 GBP	26.3000 GBP
USD 0.54945 ordinary	SALES	1,158,342	27.1636 GBP	26.3000 GBP
USD 0.54945 ordinary	SALES	255	31.5789 EUR	30.8600 EUR
USD 0.54945 ordinary	PURCHASES	465	31.7105 EUR	31.1400 EUR
USD 0.54945 ordinary	SALES	8,533	34.0279 USD	34.0279 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	increasing a long position	38,104	26.8000 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1	26.8000 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,191	26.8140 GBP
USD 0.54945 ordinary	CFD	increasing a long position	225	26.8312 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,972	26.8312 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2	26.8385 GBP
USD 0.54945 ordinary	CFD	increasing a long position	866	26.9350 GBP
USD 0.54945 ordinary	CFD	increasing a long position	223	26.9850 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,339	26.9903 GBP
USD 0.54945 ordinary	CFD	increasing a long position	452	27.0111 GBP
USD 0.54945 ordinary	CFD	increasing a long position	349	27.0113 GBP
USD 0.54945 ordinary	CFD	increasing a long position	43	30.8600 EUR
USD 0.54945 ordinary	CFD	increasing a long position	735	613.4372 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	24,625	619.0671 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	1,000	26.3365 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,000	26.3585 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,000	26.3585 GBP
USD 0.54945 ordinary	CFD	increasing a short position	918	26.5250 GBP
USD 0.54945 ordinary	CFD	increasing a short position	56	26.5250 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,000	26.5912 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,000	26.5912 GBP
USD 0.54945 ordinary	CFD	increasing a short position	3,307	26.6417 GBP
USD 0.54945 ordinary	CFD	increasing a short position	18	26.6786 GBP
USD 0.54945 ordinary	CFD	increasing a short position	18,926	26.7582 GBP
USD 0.54945 ordinary	CFD	increasing a short position	30,810	26.7853 GBP
USD 0.54945 ordinary	CFD	increasing a short position	199	26.7950 GBP
USD 0.54945 ordinary	CFD	increasing a short position	3,703	26.7983 GBP
USD 0.54945 ordinary	CFD	increasing a short position	178	26.8000 GBP
USD 0.54945 ordinary	CFD	increasing a short position	284	26.8000 GBP
USD 0.54945 ordinary	CFD	increasing a short position	52,267	26.8000 GBP
USD 0.54945 ordinary	CFD	increasing a short position	696	26.8159 GBP
USD 0.54945 ordinary	CFD	increasing a short position	15	26.8208 GBP
USD 0.54945 ordinary	CFD	increasing a short position	925	26.8225 GBP
USD 0.54945 ordinary	CFD	increasing a short position	10,890	26.8403 GBP
USD 0.54945 ordinary	CFD	increasing a short position	57	26.8744 GBP
USD 0.54945 ordinary	CFD	increasing a short position	254	26.8756 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,549	26.8817 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,555	26.9025 GBP
USD 0.54945 ordinary	CFD	increasing a short position	277	26.9045 GBP
USD 0.54945 ordinary	CFD	increasing a short position	14	26.9207 GBP
USD 0.54945 ordinary	CFD	increasing a short position	10,225	27.0725 GBP
USD 0.54945 ordinary	CFD	increasing a short position	6,713	27.0779 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,223	27.0779 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,839	27.0779 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2	31.1400 EUR
USD 0.54945 ordinary	CFD	increasing a short position	398	31.4700 EUR
USD 0.54945 ordinary	CFD	increasing a short position	5	31.5500 EUR
USD 0.54945 ordinary	CFD	increasing a short position	43	31.7100 EUR
USD 0.54945 ordinary	CFD	increasing a short position	22	31.7105 EUR
USD 0.54945 ordinary	CFD	increasing a short position	735	613.4372 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	1,392	618.5433 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	11,599	618.8029 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	11,334	619.2850 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	300	623.4800 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	737	26.6911 GBP
USD 0.54945 ordinary	CFD	reducing a long position	5,111	26.7036 GBP
USD 0.54945 ordinary	CFD	reducing a long position	6,615	26.7041 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,119	26.7137 GBP
USD 0.54945 ordinary	CFD	reducing a long position	958	26.7137 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,575	26.7137 GBP
USD 0.54945 ordinary	CFD	reducing a long position	633	26.7137 GBP
USD 0.54945 ordinary	CFD	reducing a long position	5,253	26.7137 GBP
USD 0.54945 ordinary	CFD	reducing a long position	241	26.7137 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,895	26.7269 GBP
USD 0.54945 ordinary	CFD	reducing a long position	3,456	26.7582 GBP
USD 0.54945 ordinary	CFD	reducing a long position	3,004	26.7644 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,561	26.7644 GBP
USD 0.54945 ordinary	CFD	reducing a long position	6,684	26.7644 GBP
USD 0.54945 ordinary	CFD	reducing a long position	339	26.7644 GBP
USD 0.54945 ordinary	CFD	reducing a long position	381	26.7768 GBP
USD 0.54945 ordinary	CFD	reducing a long position	314	26.7768 GBP
USD 0.54945 ordinary	CFD	reducing a long position	200	26.7950 GBP
USD 0.54945 ordinary	CFD	reducing a long position	399	26.7997 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,604	26.8000 GBP
USD 0.54945 ordinary	CFD	reducing a long position	19	26.8000 GBP
USD 0.54945 ordinary	CFD	reducing a long position	226	26.8000 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,371	26.8000 GBP
USD 0.54945 ordinary	CFD	reducing a long position	124	26.8000 GBP
USD 0.54945 ordinary	CFD	reducing a long position	6	26.8017 GBP
USD 0.54945 ordinary	CFD	reducing a long position	528	26.9384 GBP
USD 0.54945 ordinary	CFD	reducing a long position	32,557	619.0199 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	8,453	26.3374 GBP
USD 0.54945 ordinary	CFD	reducing a short position	6,845	26.4707 GBP
USD 0.54945 ordinary	CFD	reducing a short position	9,422	26.5310 GBP
USD 0.54945 ordinary	CFD	reducing a short position	52	26.5484 GBP
USD 0.54945 ordinary	CFD	reducing a short position	838	26.5484 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,000	26.6449 GBP
USD 0.54945 ordinary	CFD	reducing a short position	17,853	26.6923 GBP
USD 0.54945 ordinary	CFD	reducing a short position	10,585	26.7017 GBP
USD 0.54945 ordinary	CFD	reducing a short position	11,831	26.7443 GBP
USD 0.54945 ordinary	CFD	reducing a short position	582	26.7443 GBP
USD 0.54945 ordinary	CFD	reducing a short position	3,468	26.7443 GBP
USD 0.54945 ordinary	CFD	reducing a short position	428	26.7443 GBP
USD 0.54945 ordinary	CFD	reducing a short position	145	26.7443 GBP
USD 0.54945 ordinary	CFD	reducing a short position	181	26.7443 GBP
USD 0.54945 ordinary	CFD	reducing a short position	824	26.7447 GBP
USD 0.54945 ordinary	CFD	reducing a short position	635	26.7542 GBP
USD 0.54945 ordinary	CFD	reducing a short position	41,404	26.7542 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,500	26.7542 GBP
USD 0.54945 ordinary	CFD	reducing a short position	508	26.7542 GBP
USD 0.54945 ordinary	CFD	reducing a short position	12,137	26.7542 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2,038	26.7542 GBP
USD 0.54945 ordinary	CFD	reducing a short position	124,989	26.7606 GBP
USD 0.54945 ordinary	CFD	reducing a short position	41,663	26.7606 GBP
USD 0.54945 ordinary	CFD	reducing a short position	5,292	26.7613 GBP
USD 0.54945 ordinary	CFD	reducing a short position	775	26.7638 GBP
USD 0.54945 ordinary	CFD	reducing a short position	8,533	26.7845 GBP
USD 0.54945 ordinary	CFD	reducing a short position	85	26.8000 GBP
USD 0.54945 ordinary	CFD	reducing a short position	563	26.8146 GBP
USD 0.54945 ordinary	CFD	reducing a short position	14,421	26.8215 GBP
USD 0.54945 ordinary	CFD	reducing a short position	13,000	26.8420 GBP
USD 0.54945 ordinary	CFD	reducing a short position	143	26.8591 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,119	26.8602 GBP
USD 0.54945 ordinary	CFD	reducing a short position	34,960	26.9376 GBP
USD 0.54945 ordinary	CFD	reducing a short position	84	26.9590 GBP
USD 0.54945 ordinary	CFD	reducing a short position	113	26.9700 GBP
USD 0.54945 ordinary	CFD	reducing a short position	10,585	26.9879 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,250	26.9886 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,132	26.9903 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2,117	26.9931 GBP
USD 0.54945 ordinary	CFD	reducing a short position	7,939	26.9965 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,386	27.0407 GBP
USD 0.54945 ordinary	CFD	reducing a short position	5,915	27.0471 GBP
USD 0.54945 ordinary	CFD	reducing a short position	291	27.0471 GBP
USD 0.54945 ordinary	CFD	reducing a short position	91	27.0471 GBP
USD 0.54945 ordinary	CFD	reducing a short position	73	27.0471 GBP
USD 0.54945 ordinary	CFD	reducing a short position	214	27.0471 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,734	27.0471 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,066	27.0726 GBP
USD 0.54945 ordinary	CFD	reducing a short position	3	31.0016 EUR
USD 0.54945 ordinary	CFD	reducing a short position	182	31.5200 EUR
USD 0.54945 ordinary	CFD	reducing a short position	22	31.5495 EUR
USD 0.54945 ordinary	CFD	reducing a short position	5	31.7083 EUR
USD 0.54945 ordinary	CFD	reducing a short position	5	31.7100 EUR
USD 0.54945 ordinary	CFD	reducing a short position	1,775	618.4570 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	17,756	618.4914 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	12,771	619.7763 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	255	621.8624 ZAR
USD 0.54945 ordinary	Constant Leverage Certificate (X5)	LONG	500	0.3200 EUR
USD 0.54945 ordinary	Constant Leverage Certificate (X6)	SHORT	13	7.9000 EUR
USD 0.54945 ordinary	Constant Leverage Certificate (X8)	SHORT	35	30.1700 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (23) (ISIN	SHORT	300	4.5800 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (24) (ISIN	SHORT	40	3.4500 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (25) (ISIN	SHORT	12,000	2.1700 EUR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	22 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END