Form 8.5 (EPT/RI)- Replacement of Anglo American

Morgan Stanley & Co. Int'l plc
23 May 2024
 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Anglo American plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Anglo American plc

(d) Date dealing undertaken:

13 May 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES-BHP Group Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

PURCHASES

1,672,757

27.9900 GBP

27.0000 GBP

USD 0.54945 ordinary

SALES

960,564

28.1050 GBP

27.0700 GBP

USD 0.54945 ordinary

PURCHASES

857

32.2430 EUR

31.5251 EUR

USD 0.54945 ordinary

SALES

320

32.3900 EUR

32.0543 EUR

USD 0.54945 ordinary

PURCHASES

14,730

34.4902 USD

34.4902 USD

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.54945 ordinary

CFD

increasing a long position

35,118

27.1099 GBP

USD 0.54945 ordinary

CFD

increasing a long position

1,948

27.1332 GBP

USD 0.54945 ordinary

CFD

increasing a long position

1,505

27.1335 GBP

USD 0.54945 ordinary

CFD

increasing a long position

3,223

27.4670 GBP

USD 0.54945 ordinary

CFD

increasing a long position

367

27.4670 GBP

USD 0.54945 ordinary

CFD

increasing a long position

470

27.4739 GBP

USD 0.54945 ordinary

CFD

increasing a long position

172

27.7100 GBP

USD 0.54945 ordinary

CFD

increasing a long position

493

27.7163 GBP

USD 0.54945 ordinary

CFD

increasing a long position

88

27.7355 GBP

USD 0.54945 ordinary

CFD

increasing a long position

19

27.8392 GBP

USD 0.54945 ordinary

CFD

increasing a long position

1

31.8600 EUR

USD 0.54945 ordinary

CFD

increasing a long position

231

32.0550 EUR

USD 0.54945 ordinary

CFD

increasing a long position

23

32.3900 EUR

USD 0.54945 ordinary

CFD

increasing a long position

46,522

632.0774 ZAR

USD 0.54945 ordinary

CFD

increasing a long position

23,962

634.3572 ZAR

USD 0.54945 ordinary

CFD

increasing a long position

4,149

635.6361 ZAR

USD 0.54945 ordinary

CFD

increasing a long position

560

637.5259 ZAR

USD 0.54945 ordinary

CFD

increasing a long position

11,023

637.6538 ZAR

USD 0.54945 ordinary

CFD

increasing a long position

14,493

638.3011 ZAR

USD 0.54945 ordinary

CFD

increasing a short position

378

27.0700 GBP

USD 0.54945 ordinary

CFD

increasing a short position

38,219

27.0700 GBP

USD 0.54945 ordinary

CFD

increasing a short position

1

27.0700 GBP

USD 0.54945 ordinary

CFD

increasing a short position

25,639

27.0700 GBP

USD 0.54945 ordinary

CFD

increasing a short position

1,204

27.0904 GBP

USD 0.54945 ordinary

CFD

increasing a short position

14,730

27.4725 GBP

USD 0.54945 ordinary

CFD

increasing a short position

1

27.5058 GBP

USD 0.54945 ordinary

CFD

increasing a short position

148

27.5251 GBP

USD 0.54945 ordinary

CFD

increasing a short position

6,427

27.5350 GBP

USD 0.54945 ordinary

CFD

increasing a short position

2,721

27.5819 GBP

USD 0.54945 ordinary

CFD

increasing a short position

2,640

27.6084 GBP

USD 0.54945 ordinary

CFD

increasing a short position

10,000

27.6084 GBP

USD 0.54945 ordinary

CFD

increasing a short position

25,479

27.6504 GBP

USD 0.54945 ordinary

CFD

increasing a short position

232

27.6678 GBP

USD 0.54945 ordinary

CFD

increasing a short position

773

27.7100 GBP

USD 0.54945 ordinary

CFD

increasing a short position

104

27.7157 GBP

USD 0.54945 ordinary

CFD

increasing a short position

5,253

27.7157 GBP

USD 0.54945 ordinary

CFD

increasing a short position

113

27.7157 GBP

USD 0.54945 ordinary

CFD

increasing a short position

2,186

27.7157 GBP

USD 0.54945 ordinary

CFD

increasing a short position

1,176

27.7617 GBP

USD 0.54945 ordinary

CFD

increasing a short position

34,302

27.8437 GBP

USD 0.54945 ordinary

CFD

increasing a short position

10,016

27.8900 GBP

USD 0.54945 ordinary

CFD

increasing a short position

65

31.5300 EUR

USD 0.54945 ordinary

CFD

increasing a short position

404

32.2430 EUR

USD 0.54945 ordinary

CFD

increasing a short position

6,828

628.9158 ZAR

USD 0.54945 ordinary

CFD

reducing a long position

722,409

25.4000 GBP

USD 0.54945 ordinary

CFD

reducing a long position

15,607

27.0700 GBP

USD 0.54945 ordinary

CFD

reducing a long position

277

27.0700 GBP

USD 0.54945 ordinary

CFD

reducing a long position

560

27.0700 GBP

USD 0.54945 ordinary

CFD

reducing a long position

859

27.0700 GBP

USD 0.54945 ordinary

CFD

reducing a long position

1,858

27.0700 GBP

USD 0.54945 ordinary

CFD

reducing a long position

598

27.2153 GBP

USD 0.54945 ordinary

CFD

reducing a long position

39

27.2500 GBP

USD 0.54945 ordinary

CFD

reducing a long position

86

27.2600 GBP

USD 0.54945 ordinary

CFD

reducing a long position

113

27.2604 GBP

USD 0.54945 ordinary

CFD

reducing a long position

6,338

27.2928 GBP

USD 0.54945 ordinary

CFD

reducing a long position

13,662

27.4223 GBP

USD 0.54945 ordinary

CFD

reducing a long position

996

27.4306 GBP

USD 0.54945 ordinary

CFD

reducing a long position

1,181

27.4306 GBP

USD 0.54945 ordinary

CFD

reducing a long position

12,882

27.4403 GBP

USD 0.54945 ordinary

CFD

reducing a long position

4,130

27.4403 GBP

USD 0.54945 ordinary

CFD

reducing a long position

4,298

27.4562 GBP

USD 0.54945 ordinary

CFD

reducing a long position

1,770

27.4994 GBP

USD 0.54945 ordinary

CFD

reducing a long position

2,614

27.5328 GBP

USD 0.54945 ordinary

CFD

reducing a long position

2

27.5335 GBP

USD 0.54945 ordinary

CFD

reducing a long position

9

27.5335 GBP

USD 0.54945 ordinary

CFD

reducing a long position

1,080

27.5335 GBP

USD 0.54945 ordinary

CFD

reducing a long position

10

27.5610 GBP

USD 0.54945 ordinary

CFD

reducing a long position

1,318

27.5819 GBP

USD 0.54945 ordinary

CFD

reducing a long position

4,799

27.6076 GBP

USD 0.54945 ordinary

CFD

reducing a long position

794

27.7037 GBP

USD 0.54945 ordinary

CFD

reducing a long position

6,908

27.7286 GBP

USD 0.54945 ordinary

CFD

reducing a long position

4,447

27.8268 GBP

USD 0.54945 ordinary

CFD

reducing a long position

1,765

27.8436 GBP

USD 0.54945 ordinary

CFD

reducing a long position

152

31.5154 EUR

USD 0.54945 ordinary

CFD

reducing a long position

236

31.5300 EUR

USD 0.54945 ordinary

CFD

reducing a long position

24,626

628.9158 ZAR

USD 0.54945 ordinary

CFD

reducing a long position

56

634.8384 ZAR

USD 0.54945 ordinary

CFD

reducing a long position

41,635

635.5478 ZAR

USD 0.54945 ordinary

CFD

reducing a long position

2,938

637.1501 ZAR

USD 0.54945 ordinary

CFD

reducing a long position

10,440

638.5670 ZAR

USD 0.54945 ordinary

CFD

reducing a long position

1,438

641.5789 ZAR

USD 0.54945 ordinary

CFD

reducing a long position

1,690

642.0113 ZAR

USD 0.54945 ordinary

CFD

reducing a short position

773

27.0700 GBP

USD 0.54945 ordinary

CFD

reducing a short position

812

27.0700 GBP

USD 0.54945 ordinary

CFD

reducing a short position

33,000

27.1083 GBP

USD 0.54945 ordinary

CFD

reducing a short position

4,882

27.1099 GBP

USD 0.54945 ordinary

CFD

reducing a short position

2,864

27.1155 GBP

USD 0.54945 ordinary

CFD

reducing a short position

21,184

27.1163 GBP

USD 0.54945 ordinary

CFD

reducing a short position

2,092

27.3393 GBP

USD 0.54945 ordinary

CFD

reducing a short position

2,446

27.4124 GBP

USD 0.54945 ordinary

CFD

reducing a short position

1,240

27.4890 GBP

USD 0.54945 ordinary

CFD

reducing a short position

1,193

27.5155 GBP

USD 0.54945 ordinary

CFD

reducing a short position

153

27.5738 GBP

USD 0.54945 ordinary

CFD

reducing a short position

183

27.5738 GBP

USD 0.54945 ordinary

CFD

reducing a short position

10,633

27.5738 GBP

USD 0.54945 ordinary

CFD

reducing a short position

3,505

27.5738 GBP

USD 0.54945 ordinary

CFD

reducing a short position

372

27.5752 GBP

USD 0.54945 ordinary

CFD

reducing a short position

396

27.5831 GBP

USD 0.54945 ordinary

CFD

reducing a short position

567

27.6045 GBP

USD 0.54945 ordinary

CFD

reducing a short position

32,476

27.6045 GBP

USD 0.54945 ordinary

CFD

reducing a short position

1,558

27.6045 GBP

USD 0.54945 ordinary

CFD

reducing a short position

475

27.6045 GBP

USD 0.54945 ordinary

CFD

reducing a short position

1,874

27.6045 GBP

USD 0.54945 ordinary

CFD

reducing a short position

10,830

27.6045 GBP

USD 0.54945 ordinary

CFD

reducing a short position

232

27.6664 GBP

USD 0.54945 ordinary

CFD

reducing a short position

57

27.7100 GBP

USD 0.54945 ordinary

CFD

reducing a short position

26,721

27.7163 GBP

USD 0.54945 ordinary

CFD

reducing a short position

408

27.7417 GBP

USD 0.54945 ordinary

CFD

reducing a short position

31,342

27.7784 GBP

USD 0.54945 ordinary

CFD

reducing a short position

10,448

27.7807 GBP

USD 0.54945 ordinary

CFD

reducing a short position

6

27.7808 GBP

USD 0.54945 ordinary

CFD

reducing a short position

5,642

27.8671 GBP

USD 0.54945 ordinary

CFD

reducing a short position

34,302

27.8676 GBP

USD 0.54945 ordinary

CFD

reducing a short position

65

32.0550 EUR

USD 0.54945 ordinary

CFD

reducing a short position

56

634.8384 ZAR

USD 0.54945 ordinary

CFD

reducing a short position

1,941

637.5259 ZAR

USD 0.54945 ordinary

CFD

reducing a short position

1,438

641.5791 ZAR

USD 0.54945 ordinary

Constant Leverage Certificate (X4)

LONG

180

20.9017 EUR

USD 0.54945 ordinary

Open End Knock out Warrant (20) (ISIN

LONG

150

9.0300 EUR

USD 0.54945 ordinary

Open End Knock out Warrant (25) (ISIN

LONG

1,050

2.8776 EUR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

 

Date of disclosure:

23 May 2024

Contact name:

Craig Horsley

Telephone number:

+44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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