Form 8.5 (EPT/RI)- Replacement of Anglo American

Morgan Stanley & Co. Int'l plc

23 May 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	21 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	SALES	1,172,618	26.9400 GBP	26.5300 GBP
USD 0.54945 ordinary	PURCHASES	1,347,277	26.9500 GBP	26.5325 GBP
USD 0.54945 ordinary	SALES	109	31.4700 EUR	31.2000 EUR
USD 0.54945 ordinary	PURCHASES	9,097	31.4948 EUR	31.2400 EUR
USD 0.54945 ordinary	PURCHASES	185,231	34.1854 USD	34.1645 USD
USD 0.54945 ordinary	SALES	31,713	34.1854 USD	34.1854 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	increasing a long position	100	26.5550 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2,469	26.6594 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,011	26.7173 GBP
USD 0.54945 ordinary	CFD	increasing a long position	3,104	26.7570 GBP
USD 0.54945 ordinary	CFD	increasing a long position	327	26.7989 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2,870	26.7989 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,464	26.8483 GBP
USD 0.54945 ordinary	CFD	increasing a long position	181	26.8700 GBP
USD 0.54945 ordinary	CFD	increasing a long position	53	31.2000 EUR
USD 0.54945 ordinary	CFD	increasing a long position	2	615.7600 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	16,232	616.0775 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	23,981	616.2569 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	50	26.5550 GBP
USD 0.54945 ordinary	CFD	increasing a short position	77	26.5758 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1	26.5800 GBP
USD 0.54945 ordinary	CFD	increasing a short position	783	26.6215 GBP
USD 0.54945 ordinary	CFD	increasing a short position	7,801	26.6651 GBP
USD 0.54945 ordinary	CFD	increasing a short position	750	26.6700 GBP
USD 0.54945 ordinary	CFD	increasing a short position	131	26.6803 GBP
USD 0.54945 ordinary	CFD	increasing a short position	33	26.6803 GBP
USD 0.54945 ordinary	CFD	increasing a short position	56	26.6804 GBP
USD 0.54945 ordinary	CFD	increasing a short position	222	26.6804 GBP
USD 0.54945 ordinary	CFD	increasing a short position	10	26.6810 GBP
USD 0.54945 ordinary	CFD	increasing a short position	6,855	26.6817 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,275	26.6817 GBP
USD 0.54945 ordinary	CFD	increasing a short position	26,942	26.6817 GBP
USD 0.54945 ordinary	CFD	increasing a short position	15,942	26.6817 GBP
USD 0.54945 ordinary	CFD	increasing a short position	3,986	26.6817 GBP
USD 0.54945 ordinary	CFD	increasing a short position	143	26.6961 GBP
USD 0.54945 ordinary	CFD	increasing a short position	368	26.7294 GBP
USD 0.54945 ordinary	CFD	increasing a short position	20,654	26.7523 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,007	26.7680 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,597	26.7683 GBP
USD 0.54945 ordinary	CFD	increasing a short position	6,000	26.7970 GBP
USD 0.54945 ordinary	CFD	increasing a short position	29,920	26.7987 GBP
USD 0.54945 ordinary	CFD	increasing a short position	398	26.8316 GBP
USD 0.54945 ordinary	CFD	increasing a short position	284	26.8501 GBP
USD 0.54945 ordinary	CFD	increasing a short position	715	26.8520 GBP
USD 0.54945 ordinary	CFD	increasing a short position	25	26.8627 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,921	26.8661 GBP
USD 0.54945 ordinary	CFD	increasing a short position	48	26.8681 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,000	26.8686 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,584	26.8700 GBP
USD 0.54945 ordinary	CFD	increasing a short position	3	26.8700 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,155	26.8700 GBP
USD 0.54945 ordinary	CFD	increasing a short position	14	31.2229 EUR
USD 0.54945 ordinary	CFD	increasing a short position	27	31.4200 EUR
USD 0.54945 ordinary	CFD	increasing a short position	1,023	31.4900 EUR
USD 0.54945 ordinary	CFD	increasing a short position	2,773	615.6291 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	13,740	615.9630 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	16,232	616.0775 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	6,845	617.0196 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	623	617.1536 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	355,674	26.5550 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,933	26.6271 GBP
USD 0.54945 ordinary	CFD	reducing a long position	942	26.6670 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,003	26.7680 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,298	26.7683 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4	26.7783 GBP
USD 0.54945 ordinary	CFD	reducing a long position	52	26.7900 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,231	26.8409 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,761	26.8655 GBP
USD 0.54945 ordinary	CFD	reducing a long position	391	26.8681 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,677	26.8700 GBP
USD 0.54945 ordinary	CFD	reducing a long position	181	26.8700 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,928	26.8700 GBP
USD 0.54945 ordinary	CFD	reducing a long position	81	26.8701 GBP
USD 0.54945 ordinary	CFD	reducing a long position	813	26.8722 GBP
USD 0.54945 ordinary	CFD	reducing a long position	16,645	26.8722 GBP
USD 0.54945 ordinary	CFD	reducing a long position	6,895	26.8722 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,927	26.8722 GBP
USD 0.54945 ordinary	CFD	reducing a long position	89	26.8886 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2	615.7600 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	24,799	616.6216 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	200	26.5550 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,397	26.6581 GBP
USD 0.54945 ordinary	CFD	reducing a short position	8,152	26.6594 GBP
USD 0.54945 ordinary	CFD	reducing a short position	7,801	26.6764 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,094	26.6983 GBP
USD 0.54945 ordinary	CFD	reducing a short position	341	26.6983 GBP
USD 0.54945 ordinary	CFD	reducing a short position	273	26.6983 GBP
USD 0.54945 ordinary	CFD	reducing a short position	804	26.6983 GBP
USD 0.54945 ordinary	CFD	reducing a short position	6,520	26.6983 GBP
USD 0.54945 ordinary	CFD	reducing a short position	22,242	26.6983 GBP
USD 0.54945 ordinary	CFD	reducing a short position	21,727	26.7570 GBP
USD 0.54945 ordinary	CFD	reducing a short position	15,440	26.7834 GBP
USD 0.54945 ordinary	CFD	reducing a short position	119,227	26.7852 GBP
USD 0.54945 ordinary	CFD	reducing a short position	39,743	26.7852 GBP
USD 0.54945 ordinary	CFD	reducing a short position	695	26.7881 GBP
USD 0.54945 ordinary	CFD	reducing a short position	73	26.8023 GBP
USD 0.54945 ordinary	CFD	reducing a short position	950	26.8091 GBP
USD 0.54945 ordinary	CFD	reducing a short position	284	26.8427 GBP
USD 0.54945 ordinary	CFD	reducing a short position	19,916	26.8473 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,734	26.8501 GBP
USD 0.54945 ordinary	CFD	reducing a short position	50	26.8700 GBP
USD 0.54945 ordinary	CFD	reducing a short position	288	26.8700 GBP
USD 0.54945 ordinary	CFD	reducing a short position	6,759	26.8700 GBP
USD 0.54945 ordinary	CFD	reducing a short position	12,535	26.8700 GBP
USD 0.54945 ordinary	CFD	reducing a short position	14,629	26.8701 GBP
USD 0.54945 ordinary	CFD	reducing a short position	3	26.8722 GBP
USD 0.54945 ordinary	CFD	reducing a short position	20	31.2400 EUR
USD 0.54945 ordinary	CFD	reducing a short position	3	31.4700 EUR
USD 0.54945 ordinary	CFD	reducing a short position	948	615.8756 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	9,210	616.4805 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	12,683	616.7023 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	1,958	617.1241 ZAR
USD 0.54945 ordinary	Constant Leverage Certificate (X2)	SHORT	75	14.0900 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (16) (ISIN	SHORT	720	12.5100 EUR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	23 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END