Form 8.5 (EPT/RI)- Replacement of Anglo American

Morgan Stanley & Co. Int'l plc
31 May 2024
 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Anglo American plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Anglo American plc

(d) Date dealing undertaken:

29 May 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES-BHP Group Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

SALES

3,611,584

25.6800 GBP

23.8700 GBP

USD 0.54945 ordinary

PURCHASES

3,742,071

25.7200 GBP

23.8750 GBP

USD 0.54945 ordinary

PURCHASES

3,575

29.7427 EUR

29.1000 EUR

USD 0.54945 ordinary

SALES

5,947

29.7561 EUR

29.3900 EUR

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.54945 ordinary

CFD

increasing a long position

29,802

24.7817 GBP

USD 0.54945 ordinary

CFD

increasing a long position

8,865

24.7817 GBP

USD 0.54945 ordinary

CFD

increasing a long position

2,892

24.7817 GBP

USD 0.54945 ordinary

CFD

increasing a long position

2,629

24.7817 GBP

USD 0.54945 ordinary

CFD

increasing a long position

2,629

24.7817 GBP

USD 0.54945 ordinary

CFD

increasing a long position

1,497

24.7817 GBP

USD 0.54945 ordinary

CFD

increasing a long position

119

24.7973 GBP

USD 0.54945 ordinary

CFD

increasing a long position

199

24.8000 GBP

USD 0.54945 ordinary

CFD

increasing a long position

6,756

24.8377 GBP

USD 0.54945 ordinary

CFD

increasing a long position

743

24.8798 GBP

USD 0.54945 ordinary

CFD

increasing a long position

3,364

24.9327 GBP

USD 0.54945 ordinary

CFD

increasing a long position

20,000

24.9573 GBP

USD 0.54945 ordinary

CFD

increasing a long position

2,992

25.1478 GBP

USD 0.54945 ordinary

CFD

increasing a long position

4,976

25.1768 GBP

USD 0.54945 ordinary

CFD

increasing a long position

339

25.2445 GBP

USD 0.54945 ordinary

CFD

increasing a long position

788

25.2445 GBP

USD 0.54945 ordinary

CFD

increasing a long position

63

25.2445 GBP

USD 0.54945 ordinary

CFD

increasing a long position

1,333

25.2445 GBP

USD 0.54945 ordinary

CFD

increasing a long position

1,465,026

25.2600 GBP

USD 0.54945 ordinary

CFD

increasing a long position

5,594

25.2889 GBP

USD 0.54945 ordinary

CFD

increasing a long position

50

29.6200 EUR

USD 0.54945 ordinary

CFD

increasing a short position

10,657

24.3684 GBP

USD 0.54945 ordinary

CFD

increasing a short position

794

24.6142 GBP

USD 0.54945 ordinary

CFD

increasing a short position

42

24.6142 GBP

USD 0.54945 ordinary

CFD

increasing a short position

233

24.6142 GBP

USD 0.54945 ordinary

CFD

increasing a short position

4,771

24.6142 GBP

USD 0.54945 ordinary

CFD

increasing a short position

98

24.6142 GBP

USD 0.54945 ordinary

CFD

increasing a short position

24

24.6142 GBP

USD 0.54945 ordinary

CFD

increasing a short position

35,707

24.6513 GBP

USD 0.54945 ordinary

CFD

increasing a short position

1,345

24.6869 GBP

USD 0.54945 ordinary

CFD

increasing a short position

4,400

24.6869 GBP

USD 0.54945 ordinary

CFD

increasing a short position

7,230

24.6869 GBP

USD 0.54945 ordinary

CFD

increasing a short position

16,813

24.6870 GBP

USD 0.54945 ordinary

CFD

increasing a short position

28,414

24.6870 GBP

USD 0.54945 ordinary

CFD

increasing a short position

9,479

24.7718 GBP

USD 0.54945 ordinary

CFD

increasing a short position

2,000

24.8000 GBP

USD 0.54945 ordinary

CFD

increasing a short position

1,002

24.8000 GBP

USD 0.54945 ordinary

CFD

increasing a short position

3,353

24.8000 GBP

USD 0.54945 ordinary

CFD

increasing a short position

781

24.8000 GBP

USD 0.54945 ordinary

CFD

increasing a short position

33,361

24.8000 GBP

USD 0.54945 ordinary

CFD

increasing a short position

144,836

24.8000 GBP

USD 0.54945 ordinary

CFD

increasing a short position

1,083

24.8003 GBP

USD 0.54945 ordinary

CFD

increasing a short position

31,491

24.8020 GBP

USD 0.54945 ordinary

CFD

increasing a short position

98

24.8448 GBP

USD 0.54945 ordinary

CFD

increasing a short position

24

24.8448 GBP

USD 0.54945 ordinary

CFD

increasing a short position

233

24.8448 GBP

USD 0.54945 ordinary

CFD

increasing a short position

794

24.8448 GBP

USD 0.54945 ordinary

CFD

increasing a short position

42

24.8448 GBP

USD 0.54945 ordinary

CFD

increasing a short position

4,771

24.8448 GBP

USD 0.54945 ordinary

CFD

increasing a short position

285

24.8573 GBP

USD 0.54945 ordinary

CFD

increasing a short position

119,719

24.8659 GBP

USD 0.54945 ordinary

CFD

increasing a short position

1,866

24.8840 GBP

USD 0.54945 ordinary

CFD

increasing a short position

1,683

24.9311 GBP

USD 0.54945 ordinary

CFD

increasing a short position

2,176

24.9313 GBP

USD 0.54945 ordinary

CFD

increasing a short position

2,975

24.9371 GBP

USD 0.54945 ordinary

CFD

increasing a short position

1,130

24.9615 GBP

USD 0.54945 ordinary

CFD

increasing a short position

22,750

24.9815 GBP

USD 0.54945 ordinary

CFD

increasing a short position

10,467

25.0019 GBP

USD 0.54945 ordinary

CFD

increasing a short position

4,711

25.0131 GBP

USD 0.54945 ordinary

CFD

increasing a short position

7,659

25.0147 GBP

USD 0.54945 ordinary

CFD

increasing a short position

11,506

25.0222 GBP

USD 0.54945 ordinary

CFD

increasing a short position

31,430

25.0331 GBP

USD 0.54945 ordinary

CFD

increasing a short position

2,114

25.0351 GBP

USD 0.54945 ordinary

CFD

increasing a short position

114,895

25.0455 GBP

USD 0.54945 ordinary

CFD

increasing a short position

76,209

25.0455 GBP

USD 0.54945 ordinary

CFD

increasing a short position

53,896

25.0455 GBP

USD 0.54945 ordinary

CFD

increasing a short position

1,006

25.0511 GBP

USD 0.54945 ordinary

CFD

increasing a short position

3,588

25.1430 GBP

USD 0.54945 ordinary

CFD

increasing a short position

11,000

25.1558 GBP

USD 0.54945 ordinary

CFD

increasing a short position

50

25.1949 GBP

USD 0.54945 ordinary

CFD

increasing a short position

501

25.2050 GBP

USD 0.54945 ordinary

CFD

increasing a short position

10,769

25.3406 GBP

USD 0.54945 ordinary

CFD

increasing a short position

17,532

25.3406 GBP

USD 0.54945 ordinary

CFD

increasing a short position

79,143

25.3406 GBP

USD 0.54945 ordinary

CFD

increasing a short position

214

25.4050 GBP

USD 0.54945 ordinary

CFD

increasing a short position

48

29.0099 EUR

USD 0.54945 ordinary

CFD

increasing a short position

197

29.1000 EUR

USD 0.54945 ordinary

CFD

increasing a short position

31

29.1400 EUR

USD 0.54945 ordinary

CFD

increasing a short position

237

29.1400 EUR

USD 0.54945 ordinary

CFD

increasing a short position

2,636

29.1743 EUR

USD 0.54945 ordinary

CFD

increasing a short position

206

29.3291 EUR

USD 0.54945 ordinary

CFD

reducing a long position

339

24.6869 GBP

USD 0.54945 ordinary

CFD

reducing a long position

63

24.6869 GBP

USD 0.54945 ordinary

CFD

reducing a long position

1,333

24.6870 GBP

USD 0.54945 ordinary

CFD

reducing a long position

788

24.6870 GBP

USD 0.54945 ordinary

CFD

reducing a long position

18,655

24.8000 GBP

USD 0.54945 ordinary

CFD

reducing a long position

2,104

24.8000 GBP

USD 0.54945 ordinary

CFD

reducing a long position

100

24.8000 GBP

USD 0.54945 ordinary

CFD

reducing a long position

1,453

24.9821 GBP

USD 0.54945 ordinary

CFD

reducing a long position

1,207

24.9821 GBP

USD 0.54945 ordinary

CFD

reducing a long position

19,117

25.0273 GBP

USD 0.54945 ordinary

CFD

reducing a long position

2,176

25.0273 GBP

USD 0.54945 ordinary

CFD

reducing a long position

2,183

25.0349 GBP

USD 0.54945 ordinary

CFD

reducing a long position

5,184

25.0349 GBP

USD 0.54945 ordinary

CFD

reducing a long position

961

25.0349 GBP

USD 0.54945 ordinary

CFD

reducing a long position

240

25.0349 GBP

USD 0.54945 ordinary

CFD

reducing a long position

4,976

25.1430 GBP

USD 0.54945 ordinary

CFD

reducing a long position

1,445

25.2339 GBP

USD 0.54945 ordinary

CFD

reducing a long position

1,465,026

25.2600 GBP

USD 0.54945 ordinary

CFD

reducing a long position

30

25.2638 GBP

USD 0.54945 ordinary

CFD

reducing a long position

203

29.1000 EUR

USD 0.54945 ordinary

CFD

reducing a short position

10,657

24.3256 GBP

USD 0.54945 ordinary

CFD

reducing a short position

2,000

24.4900 GBP

USD 0.54945 ordinary

CFD

reducing a short position

35,707

24.7260 GBP

USD 0.54945 ordinary

CFD

reducing a short position

2,250

24.7442 GBP

USD 0.54945 ordinary

CFD

reducing a short position

3,611

24.7926 GBP

USD 0.54945 ordinary

CFD

reducing a short position

94

24.8000 GBP

USD 0.54945 ordinary

CFD

reducing a short position

33,361

24.8000 GBP

USD 0.54945 ordinary

CFD

reducing a short position

1,406

24.8368 GBP

USD 0.54945 ordinary

CFD

reducing a short position

119,719

24.8736 GBP

USD 0.54945 ordinary

CFD

reducing a short position

1,130

24.9888 GBP

USD 0.54945 ordinary

CFD

reducing a short position

482

25.0019 GBP

USD 0.54945 ordinary

CFD

reducing a short position

37,680

25.0638 GBP

USD 0.54945 ordinary

CFD

reducing a short position

2,320

25.0638 GBP

USD 0.54945 ordinary

CFD

reducing a short position

1,236

25.0901 GBP

USD 0.54945 ordinary

CFD

reducing a short position

955

25.0905 GBP

USD 0.54945 ordinary

CFD

reducing a short position

17,611

25.1173 GBP

USD 0.54945 ordinary

CFD

reducing a short position

56,046

25.1173 GBP

USD 0.54945 ordinary

CFD

reducing a short position

150,858

25.1173 GBP

USD 0.54945 ordinary

CFD

reducing a short position

43,981

25.1173 GBP

USD 0.54945 ordinary

CFD

reducing a short position

101,525

25.1173 GBP

USD 0.54945 ordinary

CFD

reducing a short position

17,457

25.1173 GBP

USD 0.54945 ordinary

CFD

reducing a short position

29,596

25.1445 GBP

USD 0.54945 ordinary

CFD

reducing a short position

25,024

25.1768 GBP

USD 0.54945 ordinary

CFD

reducing a short position

3,742

25.1773 GBP

USD 0.54945 ordinary

CFD

reducing a short position

14,267

25.1773 GBP

USD 0.54945 ordinary

CFD

reducing a short position

701

25.1773 GBP

USD 0.54945 ordinary

CFD

reducing a short position

196

25.1773 GBP

USD 0.54945 ordinary

CFD

reducing a short position

111

25.1773 GBP

USD 0.54945 ordinary

CFD

reducing a short position

462

25.1773 GBP

USD 0.54945 ordinary

CFD

reducing a short position

24,759

25.1897 GBP

USD 0.54945 ordinary

CFD

reducing a short position

501

25.2150 GBP

USD 0.54945 ordinary

CFD

reducing a short position

1,419

25.2259 GBP

USD 0.54945 ordinary

CFD

reducing a short position

8,696

25.2445 GBP

USD 0.54945 ordinary

CFD

reducing a short position

696

25.2445 GBP

USD 0.54945 ordinary

CFD

reducing a short position

3,739

25.2445 GBP

USD 0.54945 ordinary

CFD

reducing a short position

14,695

25.2445 GBP

USD 0.54945 ordinary

CFD

reducing a short position

2,371

25.2445 GBP

USD 0.54945 ordinary

CFD

reducing a short position

772

25.3175 GBP

USD 0.54945 ordinary

CFD

reducing a short position

65,478

25.3347 GBP

USD 0.54945 ordinary

CFD

reducing a short position

65,108

25.3476 GBP

USD 0.54945 ordinary

CFD

reducing a short position

16,111

25.3476 GBP

USD 0.54945 ordinary

CFD

reducing a short position

8,437

25.3476 GBP

USD 0.54945 ordinary

CFD

reducing a short position

4,800

25.3573 GBP

USD 0.54945 ordinary

CFD

reducing a short position

1,900

25.3573 GBP

USD 0.54945 ordinary

CFD

reducing a short position

13,008

25.3872 GBP

USD 0.54945 ordinary

CFD

reducing a short position

38

25.3900 GBP

USD 0.54945 ordinary

CFD

reducing a short position

100

25.3950 GBP

USD 0.54945 ordinary

CFD

reducing a short position

20

25.3950 GBP

USD 0.54945 ordinary

CFD

reducing a short position

87

25.3950 GBP

USD 0.54945 ordinary

CFD

reducing a short position

1

25.3997 GBP

USD 0.54945 ordinary

CFD

reducing a short position

19,023

25.4506 GBP

USD 0.54945 ordinary

CFD

reducing a short position

261

25.4506 GBP

USD 0.54945 ordinary

CFD

reducing a short position

935

25.4506 GBP

USD 0.54945 ordinary

CFD

reducing a short position

4,990

25.4506 GBP

USD 0.54945 ordinary

CFD

reducing a short position

147

25.4506 GBP

USD 0.54945 ordinary

CFD

reducing a short position

616

25.4506 GBP

USD 0.54945 ordinary

CFD

reducing a short position

33

29.1000 EUR

USD 0.54945 ordinary

CFD

reducing a short position

197

29.6200 EUR

USD 0.54945 ordinary

CFD

reducing a short position

5,650

29.7599 EUR

USD 0.54945 ordinary

Constant Leverage Certificate (X3)

LONG

17

19.9800 EUR

USD 0.54945 ordinary

Constant Leverage Certificate (X3)

SHORT

17

20.3200 EUR

USD 0.54945 ordinary

Constant Leverage Certificate (X4)

LONG

19

14.9700 EUR

USD 0.54945 ordinary

Mini Future (18.182)(DE000MG1W100)

SHORT

465

7.6203 EUR

USD 0.54945 ordinary

Mini Future (20.909) (DE000MG39239)

LONG

340

3.5750 EUR

USD 0.54945 ordinary

Mini Future (20.909) (DE000MG39239)

SHORT

200

5.0000 EUR

USD 0.54945 ordinary

Open End Knock out Warrant (16) (ISIN

SHORT

160

10.1000 EUR

USD 0.54945 ordinary

Open End Knock out Warrant (22) (ISIN

LONG

180

2.5500 EUR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

USD 0.54945 ordinary

CALL

WRITING

46,841

2054.9070

European

29/05/2024

4.2509 GBP

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

 

Date of disclosure:

31 May 2024

Contact name:

Craig Horsley

Telephone number:

+44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
UK 100