TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
ANGLO AMERICAN PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
x |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
x |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Deutsche Bank AG |
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4. Full name of shareholder(s) |
Deutsche Bank AG, London Branch Deutsche Securities (Proprietary) Limited Deutsche Bank AG, Frankfurt
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5. Date of the transaction and date on |
26/04/2017 |
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6. Date on which issuer notified: |
28/04/2017 |
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7. Threshold(s) that is/are crossed or |
Above 6% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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GB00B1XZS820 |
26,307,194 |
26,307,194 |
32,907,279 |
32,907,279 |
0 |
2.34% |
0 |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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Right to Recall Call Option Exchangeable Bond |
19-Oct-17 11-Apr-20 |
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1,030,438 1,956,000 10,196,182 |
0.07% 0.14% 0.73% |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Swaps Call Option Put Option Put Option |
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04-Nov-19 10-Dec-18 15-Dec-17 10-Dec-18 |
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16,014,511 19,899,503 3,300,000 3,149,080 |
Nominal |
Delta |
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0.23%
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1.14% 1.42%
0.22% |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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88,452,993 |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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14. Contact name: |
John Mills, Group Company Secretary |
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15. Contact telephone number: |
+44 (0) 207 968 8964 |
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