Holding(s) in Company

RNS Number : 4022Y
Artemis Alpha Trust PLC
21 December 2010
 



 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

 

Artemis Alpha Trust Plc

 

2 Reason for the notification (please tick the appropriate box or boxes):

 

An acquisition or disposal of voting rights


 

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


 

An event changing the breakdown of voting rights


 

Other (please specify):

Increase in shareholding following the exercise of warrants, which was a required action following the completion of the merger of the company with Gartmore Growth Opportunities Plc.

X

 

3. Full name of person(s) subject to the notification obligation:

 

 Mr John Dodd

4. Full name of shareholder(s) (if different from 3.):

 

 As above

5. Date of the transaction and date on which the threshold is crossed or reached:

 

13 December 2010

6. Date on which issuer notified:

 

 21 December 2010

7. Threshold(s) that is/are crossed or reached:

 

 > 5%

 

8. Notified details:

A: Voting rights attached to shares

 

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights

Direct

Direct

Indirect

Direct

Indirect

Ordinary 1p

GB0004355946

1,017,812

3.39%

2,510,955

2,510,955

-

5.20%

-

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

 

Type of financial
instrument

Expiration
date

Exercise/
Conversion
Period

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

 

% of voting
rights

 N/A

N/A

N/A

N/A

N/A

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

 

Type of financial
instrument

Exercise
price

Expiration
date

Exercise/
Conversion
period

Number of voting
rights instrument
refers to

% of voting rights

 

N/A

N/A

N/A

N/A

N/A

Nominal

Delta

 

 N/A

N/A

 

Total (A+B+C)

 

Number of voting rights

Percentage of voting rights

2,510,955

5.20%

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:

 

N/A

 

 

 

 

Proxy Voting:

 

10. Name of the proxy holder:

 

 N/A

11. Number of voting rights proxy holder will cease to hold:

 

 N/A

12. Date on which proxy holder will cease to hold voting rights:

 

 N/A

 

13. Additional information:

 

Notification using the total voting rights figure of  48,265,766

14. Contact name:

 

 Paul Connolly

15. Contact telephone number:

 

 01312704532

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLPGGRGPUPUGMG
UK 100