TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Artemis Alpha Trust Plc |
2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation:
|
Mr Adrian Paterson |
4. Full name of shareholder(s) (if different from 3.):
|
As above |
5. Date of the transaction and date on which the threshold is crossed or reached:
|
28 June 2011 |
6. Date on which issuer notified:
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21 June 2012 |
7. Threshold(s) that is/are crossed or reached:
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> 3% |
8. Notified details: |
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A: Voting rights attached to shares
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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Ordinary 1p GB0004355946 |
1,326,401 |
1,326,401 |
1,476,401 |
1,476,401 |
0 |
3.08% |
0.00% |
B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction
|
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Type of financial |
Expiration |
Exercise/ |
Number of voting
|
% of voting |
N/A |
N/A |
N/A |
N/A |
N/A |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction
|
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Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting |
% of voting rights
|
|
N/A |
N/A |
N/A |
N/A |
N/A |
Nominal |
Delta
|
N/A |
N/A |
Total (A+B+C)
|
|
Number of voting rights |
Percentage of voting rights |
1,476,401 |
3.08% |
9. Chain of controlled undertakings through which the voting rights and/or the |
N/A |
Proxy Voting:
|
|
10. Name of the proxy holder:
|
N/A |
11. Number of voting rights proxy holder will cease to hold:
|
N/A |
12. Date on which proxy holder will cease to hold voting rights:
|
N/A |
13. Additional information:
|
Notification using the total voting rights figure of 47,868,132 ( based on the figure as at cob on 20 June 12) |
14. Contact name:
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Artemis Investment Management LLP Company Secretary |
15. Contact telephone number:
|
0131 225 7300 |