Holding(s) in Company

RNS Number : 4945F
Edinburgh Dragon Trust plc
20 February 2015
 

TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES (i)

 

1.      Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:  (ii)

 

Edinburgh Dragon Trust plc

 

2.      Reason for the notification (please state Yes/No):

 

An acquisition or disposal of voting rights: Yes

 

An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: n/a

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments: n/a

 

An event changing the breakdown of voting rights: n/a

 

Other (please specify): n/a

 

3.      Full name of person(s) subject to the notification obligation: (iii)

         Lazard Asset Management LLC

 

4.      Full name of shareholder(s) (if different from 3): (iv)

Bank of New York, Inc - Global Custody

JP Morgan Chase - SWIFT

Mellon Trust

Morgan Stanley Prime Brokerage

Northern Trust Co

State Street Bank - Custodian

State Street Bank - Master Trust

State Street - Custody Master Trust

 

5.      Date of the transaction and date on which the threshold is crossed or reached: (v)

19 February 2015

 

6.      Date on which issuer notified:

20 February 2015

 

7.      Threshold(s) that is/are crossed or reached: (vi, vii)

Decrease from 12% to 11%



 

8.      Notified details:

 

A:      Voting rights attached to shares (viii, ix)

 

Situation previous to the Triggering transaction




Class/type of shares if possible using the ISIN CODE


Number of
shares


Number of
voting rights

Ordinary Shares
GB002945029


23,615,486

 

Resulting situation after the triggering transaction (vii)

 

Class/type of shares if possible using the ISIN CODE

Number of
shares

Number of
voting rights

% of
voting rights
(x)

Ordinary Shares

GB002945029

Direct

n/a

Direct
n/a

Indirect (xi)
23,415,486

Direct
n/a

Indirect
11.928%

 

B:     Qualifying Financial Instruments

 

Resulting situation after the triggering transaction

 

Type of financial instrument

Expiration
Date
(xiii)

Exercise/
Conversion
Period/ Date
(xiv)

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

n/a

n/a

n/a

n/a

n/a

 

C:     Financial Instruments with similar economic effect to Qualifying Financial Instruments (xv, xvi)

 

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise
price

Expiration
date

Exercise/
Conversion
period

Number of voting rights instrument refers to

% of
voting rights
(xix, xx)

-

-

-

-

-

Nominal

Delta

-

-

 

 

Total (A+B+C)

Number of voting rights

23,415,486

% of voting rights

11.928%

 

 

9.      Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

Lazard Asset Management LLC controls all the voting rights held of this issuer.

 

Proxy Voting:

 

10.    Name of the proxy holder:

n/a

 

11.    Number of voting rights proxy holder will cease to hold:

 

12.    Date on which proxy holder will cease to hold voting rights:

 

13.    Additional information:

 

14.    Contact name:

Valerie MacKenzie

 

15.    Contact telephone number:

0131 528 4136

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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