Holding(s) in Company

RNS Number : 6158I

Edinburgh Dragon Trust plc

31 August 2016

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii			Edinburgh Dragon Trust PLC
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):	Horizontal Aggregation Disclosure			X
3. Full name of person(s) subject to the notification obligation: iii		Brewin Dolphin Limited
4. Full name of shareholder(s)  (if different from 3.):iv
5. Date of the transaction and date on which the threshold is crossed or reached: v		26 August 2016
6. Date on which issuer notified:		31 August 2016
7. Threshold(s) that is/are crossed or reached: vi, vii		9% - GB00B5KVCW36 see section 13

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

ORD GBP0.20

Below Threshold Below Threshold

Below Threshold Below Threshold

N/A N/A

N/A N/A

3,931,000 1,716,635

N/A N/A

1.8801% 0.8210%

GB0002945029 3.5% CNV LOAN STK 31/01/18 GBP1 GB00B5KVCW36

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date xiii

Exercise/ Conversion Period xiv

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date xvii

Exercise/ Conversion period xviii

Number of voting rights instrument refers to

% of voting rights xix, xx

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

5,647,635

2.7011%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Ord GBP0.01 Indirect - Brewin Nominees (Channel Islands) Limited - 65,295 0.0312 % Indirect - Brewin Nominees Limited - Individual Designations 3,500 0.0017 % Indirect - Brewin Nominees Limited  A/c NOM 1,627,424 0.7783 % Indirect - Brewin Nominees Limited A/c ISA 697,688 0.3337 % Indirect - Brewin Nominees Limited  A/c GROSS 858,633 0.4107 % Indirect - Brewin Nominees Limited A/c CHARITY 245,425 0.1174 % Indirect - Brewin Nominees Limited A/c OFFBOND 433,035 0.2071 % GRAND TOTAL 3,931,000 1.8801 % 3.5% CNV LOAN STK 31/01/18 GBP1 Indirect - Brewin Nominees (Channel Islands) Limited - 6,184 0.0029 % Indirect - Brewin Nominees Limited  A/c NOM 775,480 0.3709 % Indirect - Brewin Nominees Limited A/c ISA 433,919 0.2075 % Indirect - Brewin Nominees Limited  A/c GROSS 487,321 0.2331 % Indirect - Brewin Nominees Limited A/c CHARITY 13,731 0.0066 % GRAND TOTAL 1,716,635 0.8210 %
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:	Figures based on the total amalgamated potential Voting rights in issue of 209,080,593. 190,540,202 Ord Shares & 18,540,391 CULS shares. (Total Voting rights of CULS shares calculated by multiplying number of CULS in Issue (59,778,788) by Conversion price of 0.31015) Disclosure trigger due to individual horizontal aggregation on GB00B5KVCW36 (CULS SHS). Percentage has increased from Below 5% threshold to 9.2589% on a discretionary basis (1,716,635 Voting Rights/issued share capital 18,540,391*100=9.2589%) The indirect voting rights under (9) relate to shares held in client portfolios, managed by those firms, under discretionary investment management agreements.
14. Contact name:	Mark Taylor
15. Contact telephone number:	0191 279 7332

 

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