TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BMVQDZ64
Issuer Name
AUCTION TECHNOLOGY GROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
TA Associates Management, L.P.
City of registered office (if applicable)
Boston
Country of registered office (if applicable)
United States
4. Details of the shareholder
Name |
City of registered office |
Country of registered office |
TA XIII-A, L.P. |
George Town |
Cayman Islands |
TA XIII-B, L.P. |
George Town |
Cayman Islands |
TA Investors XIII, L.P. |
George Town |
Cayman Islands |
TA Investors IV EU AIV, L.P. |
George Town |
Cayman Islands |
TA Subordinated Debt Fund IV, L.P. |
Wilmington, Delaware |
United States |
5. Date on which the threshold was crossed or reached
02-Sep-2021
6. Date on which Issuer notified
06-Sep-2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) |
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer |
|
Resulting situation on the date on which threshold was crossed or reached |
17.850000 |
0.000000 |
17.850000 |
21427230 |
Position of previous notification (if applicable) |
|
|
|
|
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) |
Number of direct voting rights (DTR5.1) |
Number of indirect voting rights (DTR5.2.1) |
% of direct voting rights (DTR5.1) |
% of indirect voting rights (DTR5.2.1) |
GB00BMVQDZ64 |
|
21427230 |
|
17.850000 |
Sub Total 8.A |
21427230 |
17.850000% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument |
Expiration date |
Exercise/conversion period |
Number of voting rights that may be acquired if the instrument is exercised/converted |
% of voting rights |
|
|
|
|
|
Sub Total 8.B1 |
|
|
|
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument |
Expiration date |
Exercise/conversion period |
Physical or cash settlement |
Number of voting rights |
% of voting rights |
|
|
|
|
|
|
Sub Total 8.B2 |
|
|
|
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person |
Name of controlled undertaking |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
TA Associates Management, L.P. |
|
0.000000 |
|
0.000000% |
TA XIII-A, L.P. |
|
10.170000 |
|
10.170000% |
TA XIII-B, L.P. |
|
6.180000 |
|
6.180000% |
TA Investors XIII, L.P. |
|
0.000000 |
|
0.000000% |
TA Investors IV EU AIV, L.P. |
|
0.000000 |
|
0.000000% |
TA Subordinated Debt Fund IV, L.P. |
|
0.000000 |
|
0.000000% |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Amended to correct Issuer details to "UK Issuer"
12. Date of Completion
07-Sep-2021
13. Place Of Completion
Boston, Massachusetts, USA