TR-1: Notification of major holdings

Auction Technology Group PLC

01 July 2024

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BMVQDZ64

Issuer Name

AUCTION TECHNOLOGY GROUP PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

TA Associates Management, L.P.

City of registered office (if applicable)

Boston

Country of registered office (if applicable)

United States

4. Details of the shareholder

Name	City of registered office	Country of registered office
TA Subordinated Debt Fund IV L.P.	Wilmington, Delaware	United States
TA Investors IV EU AIV L.P.	George Town	Cayman Islands
TA Investors XIII, L.P.	George Town	Cayman Islands
TA XIII-B, L.P.	George Town	Cayman Islands
TA XIII-A, L.P.	George Town	Cayman Islands

5. Date on which the threshold was crossed or reached

28-Jun-2024

6. Date on which Issuer notified

01-Jul-2024

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	12.593284	0.000000	12.593284	15337625
Position of previous notification (if applicable)	17.850000	0.000000	17.850000

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BMVQDZ64		15337625		12.593284
Sub Total 8.A	15337625		12.593284%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Sub Total 8.B2

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
TA Associates Management, L.P.		0.000000		0.000000%
TA Investors XIII, L.P.		0.000000		0.000000%
TA Investors IV EU AIV, L.P.		0.000000		0.000000%
TA Subordinated Debt Fund IV, L.P.		0.000000		0.000000%
TA XIII-A, L.P.		7.174939		7.174939%
TA XIII-B, L.P		4.355285		4.355285%

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

28-Jun-2024

13. Place Of Completion

Boston, MA USA

 

END