Aurora Investment Trust plc has received the following notification of interest in its shares
TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES
|
|
|||
1. Identity of the issuer or the underlying issuer |
Aurora Investment Trust plc |
|||
2 Reason for the notification (please tick the appropriate box or boxes): |
||||
An acquisition or disposal of voting rights |
X |
|||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
|||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
|
|||
An event changing the breakdown of voting rights |
|
|||
Other (please specify): |
|
|
||
3. Full name of person(s) subject to the |
Brewin Dolphin Limited |
|||
4. Full name of shareholder(s) |
|
|||
5. Date of the transaction and date on |
18th August 2011 |
|||
6. Date on which issuer notified: |
19th August 2011 |
|||
7. Threshold(s) that is/are crossed or |
5% |
|||
8. Notified details: |
||||||||||||||||
A: Voting rights attached to shares viii, ix |
||||||||||||||||
Class/type of
|
Situation previous |
Resulting situation after the triggering transaction |
||||||||||||||
Number |
Number |
Number |
Number of voting |
% of voting rights x |
||||||||||||
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
||||||||||||
GB0000633262 |
635,345 |
635,345 |
N/A |
N/A |
575,202 |
N/A |
4.9792% |
|||||||||
|
||||||||||||||||
|
||||||||||||||||
B: Qualifying Financial Instruments |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
||||||||||||
|
|
|
|
|
||||||||||||
|
||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights xix, xx
|
|||||||||||
|
|
|
|
|
Nominal |
Delta |
||||||||||
|
|
|||||||||||||||
|
||||||||||||||||
Total (A+B+C) |
||||||||||||||||
Number of voting rights |
Percentage of voting rights |
|||||||||||||||
575,202 |
4.9792% |
|||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the |
||
Indirect - Brewin Nominees Limited - 38,580 0.3340% Indirect - Giltspur Nominees Limited - 328,940 2.8474% Indirect - BDS Nominees Limited - 171,400 1.4837% Indirect - Brewin Nominees Limited A/c Charity - 25,000 0.2164% Indirect - Brewin Nominees Limited A/c Offbond - 11,282 0.0977%
|
||
|
||
Proxy Voting: |
||
10. Name of the proxy holder: |
|
|
11. Number of voting rights proxy holder will cease |
|
|
12. Date on which proxy holder will cease to hold |
|
|
|
||
|
Figures based on shares in issue of 11,552,250 The indirect voting rights under (9) relate to shares held in client portfolios, managed by those firms, under discretionary investment management agreements. |
|
14. Contact name: |
Gill Keppie |
|
15. Contact telephone number: |
0191 279 7605 |
|
Enquiries:
Name of person making this announcement on behalf of Aurora Investments Trust plc
John Luetchford
Cavendish Administration Limited
Tel: 020 7490 4355
22nd August 2011
END