Form 8.3 - Aviva plc

Barclays PLC

17 January 2025

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				AVIVA PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				16 Jan 2025
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				DIRECT LINE INSURANCE GROUP PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				32 17/19p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			20,185,841	0.75%	19,959,543	0.75%
(2)	Cash-settled derivatives:
	and/or controlled:			2,078,191	0.08%	15,519,411	0.58%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	788,922	0.03%
	TOTAL:			22,264,032	0.83%	36,267,876	1.35%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
32 17/19p ordinary		Purchase		503,396		4.8899  GBP
32 17/19p ordinary		Purchase		109,320		4.8982  GBP
32 17/19p ordinary		Purchase		102,365		4.8939  GBP
32 17/19p ordinary		Purchase		95,187		4.8981  GBP
32 17/19p ordinary		Purchase		82,442		4.9151  GBP
32 17/19p ordinary		Purchase		77,892		4.9177  GBP
32 17/19p ordinary		Purchase		77,180		4.9122  GBP
32 17/19p ordinary		Purchase		53,533		4.9127  GBP
32 17/19p ordinary		Purchase		40,873		4.8977  GBP
32 17/19p ordinary		Purchase		37,935		4.8895  GBP
32 17/19p ordinary		Purchase		37,442		4.9072  GBP
32 17/19p ordinary		Purchase		35,704		4.8967  GBP
32 17/19p ordinary		Purchase		32,434		4.8978  GBP
32 17/19p ordinary		Purchase		31,292		4.8907  GBP
32 17/19p ordinary		Purchase		30,361		4.8860  GBP
32 17/19p ordinary		Purchase		29,073		4.9042  GBP
32 17/19p ordinary		Purchase		25,024		4.9078  GBP
32 17/19p ordinary		Purchase		24,675		4.9179  GBP
32 17/19p ordinary		Purchase		23,498		4.8815  GBP
32 17/19p ordinary		Purchase		22,748		4.9170  GBP
32 17/19p ordinary		Purchase		15,526		4.8645  GBP
32 17/19p ordinary		Purchase		11,407		4.9090  GBP
32 17/19p ordinary		Purchase		10,516		4.8989  GBP
32 17/19p ordinary		Purchase		9,518		4.8760  GBP
32 17/19p ordinary		Purchase		6,656		4.8870  GBP
32 17/19p ordinary		Purchase		6,636		4.8850  GBP
32 17/19p ordinary		Purchase		5,817		4.8932  GBP
32 17/19p ordinary		Purchase		5,257		4.8510  GBP
32 17/19p ordinary		Purchase		4,834		4.8740  GBP
32 17/19p ordinary		Purchase		4,416		4.8520  GBP
32 17/19p ordinary		Purchase		4,388		4.8700  GBP
32 17/19p ordinary		Purchase		4,019		4.8960  GBP
32 17/19p ordinary		Purchase		3,693		4.8690  GBP
32 17/19p ordinary		Purchase		3,439		4.9140  GBP
32 17/19p ordinary		Purchase		3,095		4.8887  GBP
32 17/19p ordinary		Purchase		2,944		4.8710  GBP
32 17/19p ordinary		Purchase		2,809		4.8824  GBP
ADR		Purchase		2,800		12.1400  USD
32 17/19p ordinary		Purchase		2,225		4.9129  GBP
32 17/19p ordinary		Purchase		2,116		4.8931  GBP
32 17/19p ordinary		Purchase		1,677		4.8905  GBP
32 17/19p ordinary		Purchase		1,613		4.8955  GBP
32 17/19p ordinary		Purchase		1,538		4.8810  GBP
32 17/19p ordinary		Purchase		1,536		4.8720  GBP
32 17/19p ordinary		Purchase		1,437		4.9150  GBP
32 17/19p ordinary		Purchase		1,434		4.8900  GBP
32 17/19p ordinary		Purchase		1,113		4.8500  GBP
32 17/19p ordinary		Purchase		1,065		4.8930  GBP
ADR		Purchase		800		12.1450  USD
32 17/19p ordinary		Purchase		746		4.8680  GBP
32 17/19p ordinary		Purchase		722		4.8890  GBP
32 17/19p ordinary		Purchase		702		4.8950  GBP
32 17/19p ordinary		Purchase		660		4.9114  GBP
32 17/19p ordinary		Purchase		523		4.8750  GBP
32 17/19p ordinary		Purchase		501		4.8670  GBP
32 17/19p ordinary		Purchase		483		4.8945  GBP
32 17/19p ordinary		Purchase		478		4.9060  GBP
32 17/19p ordinary		Purchase		388		4.9120  GBP
32 17/19p ordinary		Purchase		329		4.8470  GBP
32 17/19p ordinary		Purchase		284		4.8650  GBP
32 17/19p ordinary		Purchase		275		4.8660  GBP
32 17/19p ordinary		Purchase		272		4.9110  GBP
32 17/19p ordinary		Purchase		244		4.8450  GBP
32 17/19p ordinary		Purchase		243		4.8729  GBP
32 17/19p ordinary		Purchase		146		4.8600  GBP
32 17/19p ordinary		Purchase		95		4.8730  GBP
32 17/19p ordinary		Sale		723,966		4.9170  GBP
32 17/19p ordinary		Sale		397,536		4.9118  GBP
32 17/19p ordinary		Sale		185,813		4.8916  GBP
32 17/19p ordinary		Sale		125,171		4.9167  GBP
32 17/19p ordinary		Sale		108,692		4.9066  GBP
32 17/19p ordinary		Sale		108,202		4.8909  GBP
32 17/19p ordinary		Sale		106,920		4.9100  GBP
32 17/19p ordinary		Sale		62,985		4.8875  GBP
32 17/19p ordinary		Sale		60,272		4.8970  GBP
32 17/19p ordinary		Sale		59,770		4.9160  GBP
32 17/19p ordinary		Sale		51,555		4.8776  GBP
32 17/19p ordinary		Sale		49,088		4.8998  GBP
32 17/19p ordinary		Sale		30,941		4.8985  GBP
32 17/19p ordinary		Sale		24,841		4.8814  GBP
32 17/19p ordinary		Sale		20,400		4.8868  GBP
32 17/19p ordinary		Sale		19,880		4.8734  GBP
32 17/19p ordinary		Sale		15,174		4.9030  GBP
32 17/19p ordinary		Sale		12,740		4.9072  GBP
32 17/19p ordinary		Sale		11,886		4.8923  GBP
32 17/19p ordinary		Sale		10,567		4.8826  GBP
32 17/19p ordinary		Sale		10,500		4.9090  GBP
32 17/19p ordinary		Sale		10,421		4.9083  GBP
32 17/19p ordinary		Sale		9,518		4.8760  GBP
32 17/19p ordinary		Sale		8,585		4.9134  GBP
32 17/19p ordinary		Sale		8,471		4.8942  GBP
32 17/19p ordinary		Sale		6,636		4.8850  GBP
32 17/19p ordinary		Sale		5,819		4.8495  GBP
32 17/19p ordinary		Sale		5,581		4.8912  GBP
32 17/19p ordinary		Sale		5,257		4.8510  GBP
32 17/19p ordinary		Sale		5,213		4.8695  GBP
32 17/19p ordinary		Sale		4,834		4.8740  GBP
32 17/19p ordinary		Sale		4,416		4.8520  GBP
32 17/19p ordinary		Sale		4,389		4.8799  GBP
32 17/19p ordinary		Sale		4,388		4.8700  GBP
32 17/19p ordinary		Sale		4,116		4.8919  GBP
32 17/19p ordinary		Sale		3,709		4.8710  GBP
32 17/19p ordinary		Sale		3,700		4.8910  GBP
32 17/19p ordinary		Sale		3,693		4.8690  GBP
32 17/19p ordinary		Sale		3,455		4.9169  GBP
32 17/19p ordinary		Sale		3,088		4.8825  GBP
ADR		Sale		2,800		12.1400  USD
32 17/19p ordinary		Sale		2,711		4.8961  GBP
32 17/19p ordinary		Sale		2,643		4.8921  GBP
32 17/19p ordinary		Sale		2,184		4.8959  GBP
32 17/19p ordinary		Sale		1,800		4.8950  GBP
32 17/19p ordinary		Sale		1,613		4.8955  GBP
32 17/19p ordinary		Sale		1,538		4.8810  GBP
32 17/19p ordinary		Sale		1,536		4.8720  GBP
32 17/19p ordinary		Sale		1,437		4.9150  GBP
32 17/19p ordinary		Sale		1,241		4.8668  GBP
32 17/19p ordinary		Sale		1,113		4.8500  GBP
32 17/19p ordinary		Sale		1,065		4.8930  GBP
32 17/19p ordinary		Sale		1,030		4.8897  GBP
32 17/19p ordinary		Sale		1,009		4.8938  GBP
32 17/19p ordinary		Sale		1,000		4.8728  GBP
32 17/19p ordinary		Sale		801		4.8937  GBP
ADR		Sale		800		12.1450  USD
32 17/19p ordinary		Sale		746		4.8680  GBP
32 17/19p ordinary		Sale		726		4.8736  GBP
32 17/19p ordinary		Sale		722		4.8890  GBP
32 17/19p ordinary		Sale		548		4.8900  GBP
32 17/19p ordinary		Sale		523		4.8750  GBP
32 17/19p ordinary		Sale		501		4.8670  GBP
32 17/19p ordinary		Sale		489		4.9110  GBP
32 17/19p ordinary		Sale		478		4.9060  GBP
32 17/19p ordinary		Sale		450		4.8960  GBP
32 17/19p ordinary		Sale		446		4.8724  GBP
32 17/19p ordinary		Sale		419		4.8694  GBP
32 17/19p ordinary		Sale		388		4.9120  GBP
32 17/19p ordinary		Sale		353		4.8931  GBP
32 17/19p ordinary		Sale		338		4.8730  GBP
32 17/19p ordinary		Sale		329		4.8470  GBP
32 17/19p ordinary		Sale		289		4.8870  GBP
32 17/19p ordinary		Sale		284		4.8650  GBP
32 17/19p ordinary		Sale		275		4.8660  GBP
32 17/19p ordinary		Sale		255		4.8990  GBP
32 17/19p ordinary		Sale		244		4.8450  GBP
32 17/19p ordinary		Sale		218		4.9080  GBP
32 17/19p ordinary		Sale		146		4.8600  GBP
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
32 17/19p ordinary		SWAP		Decreasing Short		40	4.8490  GBP
32 17/19p ordinary		SWAP		Decreasing Short		5,819	4.8495  GBP
32 17/19p ordinary		SWAP		Decreasing Short		726	4.8736  GBP
32 17/19p ordinary		SWAP		Decreasing Short		100,600	4.8757  GBP
32 17/19p ordinary		SWAP		Decreasing Short		5,215	4.8859  GBP
32 17/19p ordinary		SWAP		Decreasing Short		1,825	4.8860  GBP
32 17/19p ordinary		SWAP		Decreasing Short		62,985	4.8875  GBP
32 17/19p ordinary		SWAP		Decreasing Short		12,628	4.8902  GBP
32 17/19p ordinary		SWAP		Decreasing Short		185,813	4.8916  GBP
32 17/19p ordinary		SWAP		Decreasing Short		80,608	4.8930  GBP
32 17/19p ordinary		SWAP		Decreasing Short		57,166	4.8943  GBP
32 17/19p ordinary		SWAP		Decreasing Short		615	4.8950  GBP
32 17/19p ordinary		SWAP		Decreasing Short		60,272	4.8970  GBP
32 17/19p ordinary		SWAP		Decreasing Short		49,088	4.8998  GBP
32 17/19p ordinary		SWAP		Decreasing Short		1,383	4.8999  GBP
32 17/19p ordinary		SWAP		Decreasing Short		108,692	4.9066  GBP
32 17/19p ordinary		SWAP		Decreasing Short		8,654	4.9070  GBP
32 17/19p ordinary		SWAP		Decreasing Short		10,421	4.9083  GBP
32 17/19p ordinary		SWAP		Decreasing Short		2,703	4.9114  GBP
32 17/19p ordinary		SWAP		Decreasing Short		107,866	4.9132  GBP
32 17/19p ordinary		SWAP		Decreasing Short		8,585	4.9134  GBP
32 17/19p ordinary		SWAP		Decreasing Short		59,770	4.9160  GBP
32 17/19p ordinary		SWAP		Decreasing Short		125,171	4.9167  GBP
32 17/19p ordinary		SWAP		Decreasing Short		102,606	4.9169  GBP
32 17/19p ordinary		SWAP		Decreasing Short		290,177	4.9170  GBP
32 17/19p ordinary		SWAP		Increasing Short		806	4.8670  GBP
32 17/19p ordinary		SWAP		Increasing Short		13,982	4.8804  GBP
32 17/19p ordinary		SWAP		Increasing Short		819	4.8821  GBP
32 17/19p ordinary		SWAP		Increasing Short		8,697	4.8832  GBP
32 17/19p ordinary		SWAP		Increasing Short		5,851	4.8841  GBP
32 17/19p ordinary		SWAP		Increasing Short		3,095	4.8887  GBP
32 17/19p ordinary		SWAP		Increasing Short		64,957	4.8895  GBP
32 17/19p ordinary		SWAP		Increasing Short		102,365	4.8939  GBP
32 17/19p ordinary		SWAP		Increasing Short		35,704	4.8967  GBP
32 17/19p ordinary		SWAP		Increasing Short		40,873	4.8977  GBP
32 17/19p ordinary		SWAP		Increasing Short		32,434	4.8978  GBP
32 17/19p ordinary		SWAP		Increasing Short		95,187	4.8981  GBP
32 17/19p ordinary		SWAP		Increasing Short		464	4.9074  GBP
32 17/19p ordinary		SWAP		Increasing Short		25,024	4.9078  GBP
32 17/19p ordinary		SWAP		Increasing Short		1,214	4.9111  GBP
32 17/19p ordinary		SWAP		Increasing Short		20,900	4.9116  GBP
32 17/19p ordinary		SWAP		Increasing Short		77,180	4.9122  GBP
32 17/19p ordinary		SWAP		Increasing Short		53,533	4.9127  GBP
32 17/19p ordinary		SWAP		Increasing Short		27,710	4.9170  GBP
32 17/19p ordinary		SWAP		Increasing Short		77,892	4.9177  GBP
32 17/19p ordinary		SWAP		Increasing Short		24,675	4.9179  GBP
32 17/19p ordinary		SWAP		Increasing Long		22,896	4.8905  GBP
32 17/19p ordinary		CFD		Decreasing Short		3,049	4.8997  GBP
32 17/19p ordinary		CFD		Decreasing Short		634	4.9046  GBP
32 17/19p ordinary		CFD		Decreasing Short		2,152	4.9077  GBP
32 17/19p ordinary		CFD		Decreasing Short		434	4.9126  GBP
32 17/19p ordinary		CFD		Decreasing Short		1,244	4.9166  GBP
32 17/19p ordinary		CFD		Increasing Short		1,244	4.8653  GBP
32 17/19p ordinary		CFD		Increasing Short		30,361	4.8860  GBP
32 17/19p ordinary		CFD		Increasing Short		786	4.9122  GBP
32 17/19p ordinary		CFD		Increasing Short		8,796	4.9161  GBP
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				17 Jan 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				AVIVA PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
32 17/19p ordinary	Call Options	Written	-322,248	4.2985	European	11 Mar 2025
32 17/19p ordinary	Call Options	Written	-241,312	4.4050	European	06 May 2025
32 17/19p ordinary	Call Options	Written	-120,786	5.3305	European	06 Jun 2025
32 17/19p ordinary	Call Options	Written	-104,576	5.3176	European	05 Jun 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END