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1. Identity of the issuer or the underlying issuer |
BAE Systems Plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Invesco Limited |
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4. Full name of shareholder(s) |
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5. Date of the transaction and date on |
19 December 2011 |
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6. Date on which issuer notified: |
20 December 2011 |
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7. Threshold(s) that is/are crossed or |
12%, 11% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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Ordinary 2.5p Shares |
388,743,700 |
388,743,700 |
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388,238,830 |
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11.99% |
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GB0002634946 |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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388,238,830 |
11.99% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Bank of Ireland, Dublin - 1,320,415 Bank of New York - 322,824,743 Bank of New York Mellon - 3,475,057 Bank of New York, Singapore - 106,867 Citibank Hong Kong - 849,057 JP Morgan Chase - 753,856 Citibank, Frankfurt - 225,925 HSBC Bank Plc, London - 7,137,437 Japan Trustee Services Bank - 345,549 Master Trust Bank JP - 31,291 Societe Generale FR - 142,625 State Street Trust & Banking Co Hong Kong - 10,747 State Street Trust & Banking Co London - 46,988,302 Trust & Custody Services JP - 21,071 Northern Trust Company, London - 975,232 ADR's - 4,828 Invesco PowerShares Capital Management LLC - 284,092 Van Kampen Asset Management - 2,741,736
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
Samantha Edwards |
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15. Contact telephone number: |
01491 416381 |
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Note: Annex should only be submitted to the FSA not the issuer |
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Annex: Notification of major interests in share |
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A: Identity of the persons or legal entity subject to the notification obligation |
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Full name (including legal form of legal entities)
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Contact address (registered office for legal entities)
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Phone number & email
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Other useful information (at least legal representative for legal persons)
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B: Identity of the notifier, if applicable |
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Full name
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Invesco Limited
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Contact address
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Registered Address: 30 Finsbury Square London EC2A 1AG |
Phone number & email
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020 7638 0731 |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
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C: Additional information |
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For notes on how to complete form TR-1 please see the FSA website. |