Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer
BANCO SANTANDER, S.A. |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
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3. |
Name of person discharging managerial responsibilities/director
MR. FRANCISCO JAVIER BOTIN-SANZ DE SAUTUOLA Y O´SHEA, DIRECTOR OF THE ISSUER. |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
THIS NOTIFICATION RELATES TO MR. FRANCISCO JAVIER BOTIN-SANZ DE SAUTUOLA Y O´SHEA AND THE FORMER CHAIRMAN OF THE ISSUER, MR. EMILIO BOTIN-SANZ DE SAUTUOLA Y GARCIA DE LOS RIOS. |
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Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
AS IN 4 ABOVE. |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES OF 0.50 EURO NOMINAL VALUE. |
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7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
MR. FRANCISCO JAVIER BOTIN-SANZ DE SAUTUOLA Y O´SHEA HOLDS AFTER THIS NOTIFICATION A TOTAL OF 79,491,112 SHARES, WHICH REPRESENT 0.664% OF THE ISSUER'S SHARE (CAPITAL NOT TAKING INTO ACCOUNT TREASURY STOCK).
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State the nature of the transactions
Changes in the indirect shareholding of the director named in 3 above as a consequence of his appointment as Chairman of the BotIn Foundation and of the syndicate entered in February 2006 by the late Mr. Emilio BotIn-Sanz de Sautola y GarcIa de los RIos, Ms. Ana Botín-Sanz de Sautuola y O'Shea and other shareholders. For more information see 23 below.
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Number of shares, debentures or financial instruments relating to shares acquired AS IN 8 ABOVE. |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) AS IN 8 ABOVE. |
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11. |
Number of shares, debentures or financial instruments relating to shares disposed
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Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
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Price per share or value of transactions
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14. |
Date and place of transaction
SPAIN, 01 OCTOBER 2014. SEE 8 ABOVE.
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Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
79,491,112 SHARES REPRESENTING 0.664% OF THE ISSUER'S SHARE (CAPITAL NOT TAKING INTO ACCOUNT TREASURY STOCK).
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16. |
Date issuer informed of transaction
03 OCTOBER 2014.
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If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant
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18. |
Period during which or date on which exercisable
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19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number)
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21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
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22. |
Total number of shares or debentures over which options held following notification |
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23. |
Any additional information
FOR MORE INFORMATION, PLEASE SEE the notification rns no. 4239T, published on the LONDON STOCK EXCHANGE ON 03 OCTOBER 2014. |
24. |
Name of contact and telephone number for queries
FERNANDO MARTIN DE LA CRUZ +(34) 912-897-146
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Name of authorised official of issuer responsible for making notification
JOSE MANUEL DE ARALUCE
Date of notification
03 OCTOBER 2014 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |