Holding(s) in Company

Harbour Energy PLC

15 September 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BMBVGQ36

Issuer Name

HARBOUR ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

14-Sep-2023

6. Date on which Issuer notified

15-Sep-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	1.956796	7.411449	9.368245	73271542
Position of previous notification (if applicable)	0.000032	3.290775	3.290807

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BMBVGQ36		15304622		1.956796
Sub Total 8.A	15304622		1.956796%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall	N/A	N/A	5568034	0.711909
Sub Total 8.B1			5568034	0.711909%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	31/07/2024	N/A	Cash	17701667	2.263273
Swaps	26/05/2026	N/A	Cash	5182986	0.662679
Swaps	02/04/2024	N/A	Cash	10864000	1.389033
Swaps	04/01/2024	N/A	Cash	10288000	1.315388
Swaps	07/11/2025	N/A	Cash	962052	0.123005
Swaps	02/07/2024	N/A	Cash	159943	0.020450
Swaps	25/02/2025	N/A	Cash	531383	0.067941
Swaps	25/04/2025	N/A	Cash	83374	0.010660
Swaps	29/04/2024	N/A	Cash	30137	0.003853
Swaps	08/07/2024	N/A	Cash	31270	0.003998
Swaps	30/09/2024	N/A	Cash	331	0.000042
Swaps	18/11/2024	N/A	Cash	108500	0.013872
Swaps	31/10/2023	N/A	Cash	625196	0.079935
Swaps	30/08/2024	N/A	Cash	129017	0.016496
Swaps	29/11/2024	N/A	Cash	308329	0.039422
Swaps	15/02/2024	N/A	Cash	136267	0.017423
Swaps	29/02/2024	N/A	Cash	179	0.000023
Swaps	31/01/2024	N/A	Cash	24165	0.003090
Swaps	01/07/2024	N/A	Cash	9768	0.001249
Swaps	18/03/2026	N/A	Cash	3704	0.000474
Swaps	17/05/2024	N/A	Cash	5177000	0.661913
Swaps	12/02/2025	N/A	Cash	41618	0.005321
Sub Total 8.B2				52398886	6.699540%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Bank of America, National Association		3.946823	3.946823%
Bank of America Corporation	BofA Securities, Inc
Bank of America Corporation	Merrill Lynch International		3.453600	5.393809%
Bank of America Corporation	Bofa Securities Europe SA

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

15-Sep-2023

13. Place Of Completion

United Kingdom

 

END