Holding(s) in Company

Johnson Matthey PLC

29 September 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BZ4BQC70

Issuer Name

JOHNSON MATTHEY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
Merrill Lynch International	London	United Kingdom

5. Date on which the threshold was crossed or reached

27-Sep-2023

6. Date on which Issuer notified

28-Sep-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	6.232430	12.404140	18.636570	34189431
Position of previous notification (if applicable)	6.339684	9.698565	16.038249

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BZ4BQC70		11341996		6.182494
US4791425071		91610		0.049936
Sub Total 8.A	11433606		6.232430%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall	N/A	N/A	236675	0.129011
Physical Swap	15/05/2024	N/A	698000	0.380478
Physical Swap	20/05/2024	N/A	1052130	0.573513
Physical Swap	28/05/2024	N/A	1702130	0.927827
Sub Total 8.B1			3688935	2.010829%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	17/04/2024	N/A	Cash	167310	0.091200
Swaps	22/04/2024	N/A	Cash	99527	0.054252
Swaps	23/04/2024	N/A	Cash	45000	0.024529
Swaps	24/04/2024	N/A	Cash	80679	0.043978
Swaps	29/04/2024	N/A	Cash	204820	0.111647
Swaps	30/04/2024	N/A	Cash	64920	0.035388
Swaps	03/05/2024	N/A	Cash	24220	0.013202
Swaps	07/05/2024	N/A	Cash	210474	0.114729
Swaps	13/05/2024	N/A	Cash	200000	0.109020
Swaps	14/05/2024	N/A	Cash	75838	0.041339
Swaps	17/05/2024	N/A	Cash	43652	0.023795
Swaps	20/05/2024	N/A	Cash	67070	0.036560
Swaps	21/05/2024	N/A	Cash	17751	0.009676
Swaps	24/05/2024	N/A	Cash	35000	0.019078
Swaps	28/05/2024	N/A	Cash	67568	0.036831
Swaps	26/06/2024	N/A	Cash	98430	0.053654
Swaps	25/06/2024	N/A	Cash	75000	0.040882
Swaps	28/06/2024	N/A	Cash	234568	0.127862
Swaps	02/07/2024	N/A	Cash	65438	0.035670
Swaps	01/07/2024	N/A	Cash	65000	0.035431
Swaps	05/07/2024	N/A	Cash	65329	0.035611
Swaps	08/07/2024	N/A	Cash	176262	0.096080
Swaps	30/08/2024	N/A	Cash	2294	0.001250
Swaps	29/11/2024	N/A	Cash	305	0.000166
Swaps	18/03/2026	N/A	Cash	92205	0.050261
Swaps	15/02/2028	N/A	Cash	185529	0.101131
Swaps	07/11/2025	N/A	Cash	11015	0.006004
Swaps	13/01/2025	N/A	Cash	2907674	1.584966
Swaps	07/06/2024	N/A	Cash	525060	0.286209
Swaps	09/07/2024	N/A	Cash	74323	0.040513
Swaps	12/07/2024	N/A	Cash	64137	0.034961
Swaps	18/11/2024	N/A	Cash	338647	0.184596
Swaps	15/07/2024	N/A	Cash	172795	0.094190
Swaps	16/07/2024	N/A	Cash	31068	0.016935
Swaps	25/02/2025	N/A	Cash	8294	0.004521
Swaps	22/07/2024	N/A	Cash	261093	0.142321
Swaps	31/07/2024	N/A	Cash	26586	0.014492
Swaps	23/07/2024	N/A	Cash	94415	0.051465
Swaps	26/07/2024	N/A	Cash	1819850	0.991996
Swaps	29/07/2024	N/A	Cash	219910	0.119872
Swaps	30/07/2024	N/A	Cash	49929	0.027216
Swaps	05/08/2024	N/A	Cash	244131	0.133075
Swaps	06/05/2025	N/A	Cash	690	0.000376
Swaps	06/08/2024	N/A	Cash	236288	0.128800
Swaps	07/08/2024	N/A	Cash	76396	0.041643
Swaps	12/08/2024	N/A	Cash	68750	0.037475
Swaps	13/08/2024	N/A	Cash	9148	0.004987
Swaps	14/08/2024	N/A	Cash	100000	0.054510
Swaps	19/08/2024	N/A	Cash	1280425	0.697956
Swaps	31/01/2024	N/A	Cash	21132	0.011519
Swaps	17/07/2025	N/A	Cash	11683	0.006368
Swaps	02/09/2024	N/A	Cash	430325	0.234569
Swaps	03/09/2024	N/A	Cash	63342	0.034528
Swaps	04/01/2024	N/A	Cash	586000	0.319427
Swaps	30/11/2023	N/A	Cash	5653	0.003081
Swaps	30/09/2024	N/A	Cash	605830	0.330236
Swaps	13/06/2024	N/A	Cash	87036	0.047443
Swaps	02/10/2023	N/A	Cash	1452940	0.791994
Swaps	31/10/2023	N/A	Cash	181	0.000099
Swaps	08/08/2024	N/A	Cash	5083	0.002771
Swaps	27/02/2024	N/A	Cash	2068872	1.127737
Swaps	02/04/2024	N/A	Cash	2644000	1.441238
Sub Total 8.B2				19066890	10.393311%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Bank of America, National Association		7.335987	8.922532%
Bank of America Corporation	Managed Account Advisors, LLC
Bank of America Corporation	U.S. Trust Co of Delaware
Bank of America Corporation	Merrill Lynch International	4.394875	5.065236	9.460111%
Bank of America Corporation	BofA Securities Europe SA
Bank of America Corporation	Merrill Lynch, Pierce, Fenner & Smith Inc.
Bank of America Corporation	BofA Securities, Inc.

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

28-Sep-2023

13. Place Of Completion

United Kingdom

 

END