12 March 2018
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
Barclays PLC (the "Company") announces certain transactions by persons discharging managerial responsibility ("PDMRs") in ordinary shares of the Company with a nominal value of 25 pence each ("Shares").
1. On 8 March 2018 the Company granted conditional awards to acquire Shares under:
a. the Barclays Long Term Incentive Plan ("LTIP");
b. the Barclays Group Share Value Plan ("SVP"); and
c. the Barclays Group Deferred Share Value Plan ("DSVP"),
in respect of the deferred Share portion of PDMRs' variable remuneration for 2017. These awards are subject to continued employment over the deferral period and, in the case of the LTIP, also to the satisfaction of performance conditions over the 3 year performance period (2018 - 2020).
Director/ PDMR |
SVP/DSVP (Shares) |
LTIP (Shares) |
Total Gross (Shares) |
Gross value at award (£) |
Net value at award (£) |
Jes Staley |
374,131 |
1,853,891 |
2,228,022 |
£3,960,200 |
n/a |
Tushar Morzaria |
195,223 |
1,248,980 |
1,444,203 |
£2,567,000 |
n/a |
Paul Compton |
1,081,777 |
|
1,081,777 |
£2,075,000 |
n/a |
Bob Hoyt |
304,982 |
|
304,982 |
£585,000 |
n/a |
Laura Padovani |
36,493 |
|
36,493 |
£70,000 |
n/a |
Tristram Roberts |
221,568 |
|
221,568 |
£425,000 |
n/a |
Tim Throsby |
1,575,290 |
|
1,575,290 |
£2,800,000 |
n/a |
Ashok Vaswani |
548,538 |
|
548,538 |
£975,000 |
n/a |
C.S. Venkatakrishnan |
309,432 |
|
309,432 |
£550,000 |
n/a |
Total |
4,647,434 |
3,102,871 |
7,750,305 |
£14,007,200 |
n/a |
The number of Shares awarded is based on the 10 a.m. Share price on the London Stock Exchange on 8 March 2018 of £2.1115, discounted to reflect the absence of dividend equivalents during the deferral period.
2. On 8 March 2018 the trustee of the Barclays Group (PSP) Employees' Benefit Trust ("Trustee") notified the Company that on that date it delivered Shares in respect of the delivery of the non-deferred Share portion of PDMRs' variable remuneration for 2017 (the Share Incentive Award (Holding Period) Shares ("SIA (HP)")). The Shares are subject to a 12 month holding period during which they cannot be charged, pledged, transferred or otherwise encumbered.
Director/ PDMR |
Gross - SIA (HP) (Shares) |
Net - SIA (HP) (Shares) |
Gross value (£) |
Net value (£) |
Jes Staley |
94,719 |
39,715 |
£200,000 |
£83,859 |
Tushar Morzaria |
94,719 |
50,201 |
£200,000 |
£106,000 |
Paul Compton |
94,719 |
42,367 |
£200,000 |
£89,458 |
Bob Hoyt |
94,719 |
50,201 |
£200,000 |
£106,000 |
Laura Padovani |
49,727 |
26,355 |
£105,000 |
£55,649 |
Tristram Roberts |
94,719 |
50,201 |
£200,000 |
£106,000 |
Tim Throsby |
94,719 |
50,201 |
£200,000 |
£106,000 |
Ashok Vaswani |
94,719 |
50,201 |
£200,000 |
£106,000 |
C.S. Venkatakrishnan |
94,719 |
43,883 |
£200,000 |
£92,659 |
Total |
807,479 |
403,325 |
£1,705,000 |
£851,625 |
The number of Shares delivered is based on the 10 a.m. Share price on the London Stock Exchange on 8 March 2018 of £2.1115.
3. On 8 March 2018 the Trustee notified the Company that on that date it delivered Shares in respect of the quarterly payment of the Share element of PDMRs' fixed remuneration for the three month period to 31 March 2018. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
Director/ PDMR |
Gross - Fixed Pay (Shares) |
Net - Fixed Pay (Shares) |
Gross value (£) |
Net value (£) |
Jes Staley |
139,119 |
58,332 |
£293,750 |
£123,168 |
Tushar Morzaria |
97,679 |
51,769 |
£206,250 |
£109,310 |
Paul Compton |
130,239 |
58,255 |
£275,000 |
£123,005 |
Bob Hoyt |
112,479 |
59,613 |
£237,500 |
£125,873 |
Tristram Roberts |
68,079 |
36,081 |
£143,750 |
£76,185 |
Tim Throsby |
230,878 |
122,365 |
£487,500 |
£258,374 |
Ashok Vaswani |
82,879 |
43,925 |
£175,000 |
£92,748 |
C.S. Venkatakrishnan |
112,479 |
52,111 |
£237,500 |
£110,032 |
Total |
973,831 |
482,451 |
£2,056,250 |
£1,018,695 |
The number of Shares delivered is based on the 10 a.m. Share price on the London Stock Exchange on 8 March 2018 of £2.1115.
4. On 8 March 2018 the Trustee notified the Company that on that date it delivered Shares in respect of the release of Share awards granted in prior years (including the buy-out of former-employer awards forfeited on joining Barclays) under:
a. the LTIP;
b. the SVP;
c. Schedule 1 to the SVP ("JSVP");
d. the DSVP; and
e. Schedule 1 to the DSVP ("JDSVP").
Director/ PDMR |
SVP/DSVP (Shares) |
JSVP/JDSVP (Shares) |
LTIP 2015-2017 (Shares) |
Total Gross (Shares) |
Total net (Shares) |
Gross value (£) |
Net value (£) |
Tushar Morzaria |
162,916 |
33,055 |
464,884 |
660,855 |
350,251 |
£1,395,395 |
£739,555 |
Paul Compton |
196,597 |
2,055,423 |
0 |
2,252,020 |
1,007,328 |
£4,755,140 |
£2,126,973 |
Bob Hoyt |
247,896 |
0 |
0 |
247,896 |
131,794 |
£523,432 |
£278,283 |
Laura Padovani |
13,441 |
37,229 |
0 |
50,670 |
26,854 |
£106,990 |
£56,702 |
Tristram Roberts |
133,173 |
0 |
0 |
133,173 |
70,580 |
£281,195 |
£149,030 |
Tim Throsby |
0 |
4,275,076 |
0 |
4,275,076 |
2,265,790 |
£9,026,823 |
£4,784,216 |
Ashok Vaswani |
270,829 |
0 |
0 |
270,829 |
143,538 |
£571,855 |
£303,080 |
C.S. Venkatakrishnan |
0 |
837,741 |
0 |
837,741 |
388,125 |
£1,768,890 |
£819,526 |
Total |
1,024,852 |
7,238,524 |
464,884 |
8,728,260 |
4,384,260 |
£18,429,721 |
£9,257,365 |
The number of Shares delivered is based on the 10 a.m. Share price on the London Stock Exchange on 8 March 2018 of £2.1115.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Jes Staley |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Chief Executive |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Tushar Morzaria
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Finance Director |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Paul Compton |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Chief Operating Officer |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Bob Hoyt |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group General Counsel |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years. |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Laura Padovani |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Interim Group Chief Compliance Officer |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years. |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Tristram Roberts |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group HR Director
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years. |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
||||
|
|
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Tim Throsby |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
President, Barclays International and Chief Executive Officer, Corporate and Investment Bank
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years. |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Ashok Vaswani |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
CEO, Barclays UK
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years. |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable |
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
C.S. Venkatakrishnan
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief Risk Officer |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years. |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable |
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Jes Staley |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Chief Executive |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Long Term Incentive Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years, subject to performance conditions being met.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Tushar Morzaria
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Finance Director |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Long Term Incentive Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years subject to performance conditions being met.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Jes Staley |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Chief Executive |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Tushar Morzaria
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Finance Director |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Paul Compton |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Chief Operating Officer |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period lifting during which they cannot be charged, pledged or otherwise encumbered.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Bob Hoyt |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group General Counsel |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Laura Padovani |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Interim Group Chief Compliance Officer |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Tristram Roberts |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group HR Director
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
||||
|
|
|
||||
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Tim Throsby |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
President, Barclays International and Chief Executive Officer, Corporate and Investment Bank
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Ashok Vaswani |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
CEO, Barclays UK
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered. |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable |
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
C.S. Venkatakrishnan
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief Risk Officer |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered. |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Jes Staley |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Chief Executive |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2018. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Tushar Morzaria
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Finance Director |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2018. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Paul Compton |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Chief Operating Officer |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2018. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Bob Hoyt |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group General Counsel |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2018. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Tristram Roberts |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group HR Director
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2018. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
||||
|
|
|
||||
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Tim Throsby |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
President, Barclays International and Chief Executive Officer, Corporate and Investment Bank
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2018. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Ashok Vaswani |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
CEO, Barclays UK
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2018. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable |
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
C.S. Venkatakrishnan
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief Risk Officer |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2018. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Tushar Morzaria
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Finance Director |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Share Value Plan ("SVP"). The Shares are subject to a holding period with restrictions lifting after six months.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Paul Compton |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Chief Operating Officer |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six months.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Bob Hoyt |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group General Counsel |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six months.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Tristram Roberts |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group HR Director
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six months.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
||||
|
|
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Laura Padovani |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Interim Group Chief Compliance Officer |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six months.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Ashok Vaswani |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
CEO, Barclays UK
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six months.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Tushar Morzaria
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Finance Director |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employee Benefit Trust delivered Shares to the individual set out above to satisfy the release of Shares subject to an award made under Schedule 1 to the Barclays Group Share Value Plan.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
||||
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Paul Compton |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Chief Operating Officer |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employee Benefit Trust delivered Shares to the individual set out above to satisfy the release of Shares subject to awards made under Schedule 1 to the Barclays Group Deferred Share Value Plan and Barclays Group Share Value Plan.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Laura Padovani |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Interim Group Chief Compliance Officer |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employee Benefit Trust delivered Shares to the individual set out above to satisfy the release of Shares subject to an award made under Schedule 1 to the Barclays Group Share Value Plan.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Tim Throsby |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
President, Barclays International and Chief Executive Officer, Corporate and Investment Bank
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employee Benefit Trust delivered Shares to the individual set out above to satisfy the release of Shares subject to an award made under Schedule 1 to the Barclays Group Deferred Share Value Plan.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
C.S. Venkatakrishnan
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief Risk Officer |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employee Benefit Trust delivered Shares to the individual set out above to satisfy the release of Shares subject to an award made under Schedule 1 to the Barclays Group Share Value Plan.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Tushar Morzaria
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Finance Director |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Long Term Incentive Plan. The Shares are subject to a holding period with restrictions lifting after two years.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2018-03-08 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
For further information please contact:
Investor Relations |
Media Relations |
Kathryn McLeland |
Tom Hoskin |
+44 (0)20 7116 4943 |
+44 (0)20 7116 4755 |