2 October 2017
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
Barclays PLC (the "Company") announces the following transactions by persons discharging managerial responsibility ("PDMRs") in ordinary shares of the Company with a nominal value of 25 pence each ("Shares") of which it was notified on 29 September:
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individuals below. The Shares delivered are in respect of :
1. the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2017. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year); and
2. the release of Shares subject to an award made under Schedule 1 to the Barclays Group Share Value Plan.
The number of Shares received by PDMRs and the transaction price of those Shares are as follows:
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Jes Staley |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Chief Executive |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2017. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2017-09-29 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Tushar Morzaria
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Finance Director |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2017. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2017-09-29 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Paul Compton |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Chief Operating Officer |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2017. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2017-09-29 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Bob Hoyt |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group General Counsel |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2017. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2017-09-29 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Tristram Roberts |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group HR Director
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2017. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2017-09-29 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
||||
|
|
|
||||
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Michael Roemer |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Head of Compliance |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2017. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2017-09-29 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
||||
|
|
|
||||
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Tim Throsby |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
President, Barclays International and Chief Executive Officer, Corporate and Investment Bank
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2017. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price |
Not applicable
|
||||
e)
|
Date of the transaction
|
2017-09-29 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Ashok Vaswani |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
CEO, Barclays UK
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2017. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable |
||||
e)
|
Date of the transaction
|
2017-09-29 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
C.S. Venkatakrishnan
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief Risk Officer |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2017. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
||||
e)
|
Date of the transaction
|
2017-09-29 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
C.S. Venkatakrishnan
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief Risk Officer |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Barclays PLC |
||||
b)
|
LEI
|
213800LBQA1Y9L22JB70 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
|
||||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employee Benefit Trust delivered Shares to the individual set out above to satisfy the release of Shares subject to an award made under Schedule 1 to the Barclays Group Share Value Plan.
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
||||
e)
|
Date of the transaction
|
2017-09-29 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
For further information please contact:
Investor Relations |
Media Relations |
Kathryn McLeland |
Tom Hoskin |
+44 (0)20 7116 4943 |
+44 (0)20 7116 4755 |