EPT Disclosure Cadbury plc
FORM 38.5(b
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital
trader
Company dealt in Cadbury plc
Class of relevant security 10p ordinary
to which the dealings being
disclosed relate (Note 1)
Date of dealing 05 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 4,889,879 0.36% 184,964 0.01%
(2) Derivatives (other than 2,849 0.00% 970,804 0.07%
options)
(3) Options and agreements 0 0.00% 0 0.00%
to purchase/sell
Total 4,892,728 0.36% 1,155,768 0.08%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number Number
(%) (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
Purchase 160,900 7.78307
Purchase 1,500 7.7900
Purchase 1,000 7.7900
Purchase 1,500 7.7900
Purchase 35,100 7.78289
Sale 200,000 7.7949
Purchase 44,500 7.78505
Purchase 651 8.0250
Purchase 64,389 7.82253
Purchase 420,000 7.7639
Purchase 4,034 7.7518
Purchase 28,114 7.84509
Purchase 8,501 7.7900
Purchase 1,776 7.90619
Purchase 10,058 7.79054
Sale 20,000 7.77844
Sale 57,866 7.82151
Sale 6,523 7.83156
Sale 9,769 7.81924
Sale 47,841 7.80204
Purchase 2,011,800 7.78547
Sale 2,011,800 7.78547
Purchase 2,011,800 7.78547
The following transaction which was reported on the Form 38.5 report
published on 5 January 2010 has now been cancelled :
Purchase/sale Number of securities Price per unit (Note 4)
Purchase 651 8.0250
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
CFD Short 420,000 7.7638
CFD Short 1,776 7.9061
CFD Short 28,114 7.8450
CFD Long 20,000 7.7784
CFD Short 4,034 7.7517
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option
name, selling, securities price e.g. date money
e.g. call purchasing to which the American, paid/received
option varying option European per
etc. relates etc. unit
(Note 6) (Note 4)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
Date of disclosure 06 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)