EPT Disclosure Cadbury plc
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in Cadbury plc
Class of relevant security 10p Ordinary
to which the dealings being
disclosed relate (Note 1)
Date of dealing 20 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 133,716 0.01% 153,427 0.01%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 49,100 0.00% 95,200 0.01%
to purchase/sell
Total 182,816 0.01% 248,627 0.02%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number Number
(%) (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Purchase 200 54.39
Purchase 600 54.39833333
Purchase 100 54.37
Purchase 1,300 54.37653846
Purchase 1,400 54.37607143
Purchase 3,600 54.33888889
Purchase 100 54.4
Purchase 3,800 54.33263158
Purchase 2,500 54.3348
Purchase 400 54.33
Purchase 149,612 54.7404
Purchase 100 54.13
Purchase 100 54.14
Purchase 39,700 54.32329975
Sale 1,200 54.29
Sale 800 54.29
Sale 20 54.28
Sale 100 54.29
Sale 100 54.29
Sale 100 54.29
Sale 800 54.29
Sale 100 54.29
Sale 900 54.29
Sale 100 54.29
Sale 700 54.29
Sale 200 54.29
Sale 800 54.29
Sale 1,300 54.29
Sale 800 54.29
Sale 80 54.28
Sale 200 54.29
Sale 100 54.29
Sale 1,600 54.29
Sale 200 54.29
Sale 100 54.3
Sale 100 54.28
Sale 100 54.28
Sale 1,200 54.3
Sale 100 54.3
Sale 300 54.3
Sale 100 54.3
Sale 100 54.3
Sale 300 54.3
Sale 100 54.3
Sale 100 54.3
Sale 75 54.28
Sale 100 54.29
Sale 100 54.29
Sale 100 54.3
Sale 100 54.3
Sale 800 54.3
Sale 300 54.3
Sale 100 54.3
Sale 100 54.3
Sale 1,200 54.3
Sale 100 54.29
Sale 200 54.3
Sale 100 54.29
Sale 100 54.29
Sale 100 54.3
Sale 1,100 54.3
Sale 400 54.3
Sale 500 54.28
Sale 1,900 54.29
Sale 100 54.3
Sale 500 54.3
Sale 1,500 54.3
Sale 100 54.3
Sale 100 54.28
Sale 100 54.3
Sale 1,300 54.3
Sale 625 54.28
Sale 100 54.3
Sale 59 54.3
Sale 800 54.3
Sale 100 54.3
Sale 100 54.3
Sale 600 54.31
Sale 400 54.31
Sale 300 54.3
Sale 1,300 54.3
Sale 800 54.31
Sale 100 54.3
Sale 200 54.31
Sale 100 54.3
Sale 700 54.3
Sale 41 54.3
Sale 1,200 54.3
Sale 700 54.31
Sale 359 54.3
Sale 200 54.3
Sale 300 54.31
Sale 100 54.3
Sale 100 54.3
Sale 100 54.3
Sale 100 54.3
Sale 300 54.31
Sale 100 54.3
Sale 41 54.3
Sale 900 54.3
Sale 1,200 54.3
Sale 500 54.31
Sale 100 54.33
Sale 100 54.32
Sale 100 54.33
Sale 200 54.32
Sale 100 54.32
Sale 700 54.31
Sale 75 54.28
Sale 625 54.28
Sale 1,620 54.28
Sale 80 54.28
Sale 200 54.28
Sale 800 54.396225
Sale 100 54.35
Sale 100 54.4
Sale 200 54.135
Sale 100 54.37
Sale 1,300 54.37653846
Sale 1,400 54.37607143
Sale 100 54.31
Sale 100 54.31
Sale 100 54.31
Sale 100 54.32
Sale 100 54.31
Sale 1,200 54.31
Sale 100 54.32
Sale 100 54.33
Sale 200 54.32
Sale 100 54.33
Sale 100 54.33
Sale 100 54.33
Sale 200 54.31
Sale 100 54.31
Sale 100 54.33
Sale 200 54.32
Sale 400 54.33
Sale 100 54.32
Sale 100 54.33
Sale 200 54.33
Sale 100 54.31
Sale 100 54.31
Sale 500 54.31
Sale 100 54.31
Sale 200 54.34
Sale 100 54.33
Sale 100 54.34
Sale 100 54.33
Sale 200 54.33
Sale 100 54.33
Sale 100 54.35
Sale 700 54.35
Sale 100 54.35
Sale 200 54.35
Sale 100 54.35
Sale 100 54.35
Sale 100 54.35
Sale 100 54.32
Sale 100 54.3
Sale 700 54.29
Sale 800 54.3
Sale 100 54.29
Sale 900 54.3
Sale 6,681 54.33870977
Sale 90,070 54.36148462
Sale 80,065 54.33082858
Sale 6,400 54.338125
Sale 500 54.35
Sale 800 54.39625
Sale 600 54.39366667
Sale 933 54.3871597
Sale 3,100 54.4
Sale 1,000 54.378
Sale 2,400 54.39239167
Sale 2,167 54.39199354
Sale 700 54.39571429
Sale 200 54.4
Purchase 700 54.3
Purchase 41 54.3
Purchase 1,200 54.3
Purchase 700 54.31
Purchase 359 54.3
Purchase 133,716 54.3636
Purchase 75 54.28
Purchase 625 54.28
Purchase 1,620 54.28
Purchase 80 54.28
Purchase 200 54.28
Purchase 1,200 54.29
Purchase 800 54.29
Purchase 20 54.28
Purchase 100 54.29
Purchase 100 54.29
Purchase 800 54.29
Purchase 100 54.29
Purchase 900 54.29
Purchase 100 54.29
Purchase 200 54.29
Purchase 700 54.29
Purchase 100 54.41
Purchase 800 54.29
Purchase 1,300 54.29
Purchase 800 54.29
Purchase 80 54.28
Purchase 200 54.29
Purchase 1,600 54.29
Purchase 100 54.3
Purchase 200 54.29
Purchase 100 54.28
Purchase 100 54.28
Purchase 1,200 54.3
Purchase 100 54.3
Purchase 300 54.3
Purchase 100 54.3
Purchase 100 54.3
Purchase 300 54.3
Purchase 100 54.3
Purchase 100 54.3
Purchase 100 54.29
Purchase 100 54.29
Purchase 100 54.3
Purchase 100 54.3
Purchase 700 54.29
Purchase 800 54.3
Purchase 100 54.29
Purchase 900 54.3
Purchase 100 54.3
Purchase 800 54.3
Purchase 300 54.3
Purchase 100 54.3
Purchase 100 54.3
Purchase 100 54.29
Purchase 200 54.3
Purchase 100 54.29
Purchase 100 54.29
Purchase 100 54.3
Purchase 1,100 54.3
Purchase 400 54.3
Purchase 500 54.28
Purchase 1,900 54.29
Purchase 100 54.3
Purchase 500 54.3
Purchase 1,500 54.3
Purchase 100 54.3
Purchase 100 54.3
Purchase 1,300 54.3
Purchase 625 54.28
Purchase 100 54.3
Purchase 59 54.3
Purchase 800 54.3
Purchase 100 54.3
Purchase 100 54.3
Purchase 600 54.31
Purchase 400 54.31
Purchase 300 54.3
Purchase 1,300 54.3
Purchase 800 54.31
Purchase 200 54.31
Purchase 100 54.3
Purchase 100 54.29
Purchase 100 54.29
Purchase 75 54.28
Purchase 1,200 54.3
Purchase 100 54.28
Purchase 100 54.3
Purchase 300 54.31
Purchase 100 54.31
Purchase 400 54.33
Purchase 100 54.35
Purchase 200 54.3
Purchase 300 54.31
Purchase 100 54.3
Purchase 100 54.3
Purchase 100 54.3
Purchase 100 54.3
Purchase 100 54.3
Purchase 41 54.3
Purchase 900 54.3
Purchase 1,200 54.3
Purchase 500 54.31
Purchase 100 54.33
Purchase 100 54.32
Purchase 100 54.33
Purchase 200 54.32
Purchase 100 54.32
Purchase 700 54.31
Purchase 100 54.31
Purchase 100 54.31
Purchase 100 54.32
Purchase 100 54.31
Purchase 1,200 54.31
Purchase 100 54.32
Purchase 100 54.33
Purchase 200 54.32
Purchase 100 54.33
Purchase 100 54.33
Purchase 100 54.33
Purchase 200 54.31
Purchase 100 54.31
Purchase 100 54.33
Purchase 200 54.32
Purchase 100 54.32
Purchase 100 54.33
Purchase 200 54.33
Purchase 100 54.31
Purchase 100 54.31
Purchase 500 54.31
Purchase 100 54.31
Purchase 200 54.34
Purchase 100 54.33
Purchase 100 54.34
Purchase 100 54.33
Purchase 200 54.33
Purchase 100 54.33
Purchase 700 54.35
Purchase 100 54.35
Purchase 200 54.35
Purchase 100 54.35
Purchase 100 54.35
Purchase 100 54.35
Purchase 100 54.35
Purchase 100 54.32
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exerci Type, Expiry Option
name, selling, securities price e.g. date money
e.g. call purchasing to which (USD) American, paid/received
option , varying the option European per unit
etc. relates etc. (Note 4)
(Note 6)
Put Option Selling 200 55 American 20/03/2010 1.35
Put Option Selling 5,000 55 American 20/03/2010 1.35
Put Option Selling 100 55 American 20/03/2010 1.3
Put Option Selling 1,000 55 American 20/03/2010 1.35
Put Option Selling 5,000 60 American 20/03/2010 5.8
Put Option Selling 100 60 American 20/03/2010 5.7
Put Option Selling 100 60 American 20/03/2010 5.7
Put Option Selling 100 60 American 20/03/2010 5.7
Put Option Selling 100 60 American 20/03/2010 5.7
Put Option Selling 4,700 60 American 20/03/2010 5.7
Put Option Selling 200 45 American 20/02/2010 0.05
Put Option Selling 1,000 45 American 20/02/2010 0.05
Put Option Selling 3,600 45 American 18/09/2010 0.15
Put Option Purchasing 1,000 50 American 20/02/2010 0.05
Put Option Purchasing 100 55 American 20/03/2010 1.35
Put Option Purchasing 900 55 American 20/03/2010 1.35
Put Option Purchasing 500 55 American 20/02/2010 0.95
Put Option Purchasing 100 50 American 18/09/2010 0.55
Put Option Purchasing 900 50 American 18/09/2010 0.55
Put Option Purchasing 100 50 American 19/06/2010 0.4
Call Option Selling 100 55 American 19/06/2010 0.9
Call Option Selling 100 55 American 19/06/2010 0.9
Call Option Selling 100 55 American 19/06/2010 0.9
Call Option Selling 100 55 American 19/06/2010 0.9
Call Option Selling 100 55 American 19/06/2010 0.9
Call Option Selling 100 55 American 19/06/2010 0.9
Call Option Selling 100 55 American 19/06/2010 0.9
Call Option Selling 100 55 American 19/06/2010 0.9
Call Option Selling 100 55 American 19/06/2010 0.9
Call Option Selling 100 55 American 19/06/2010 0.9
Call Option Selling 300 55 American 20/02/2010 0.45
Call Option Purchasing 300 50 American 20/03/2010 4.5
Call Option Purchasing 400 55 American 20/02/2010 0.35
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 21 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written or Number of Exercise Type, Expiry date
name, purchased securities price e.g.
e.g. call to which (Note 2) American,
option the option (USD) European
or etc.
derivative
relates
Put Option Sold 4,100 45 American 20/02/2010
Put Option Sold 10,100 60 American 20/03/2010
Put Option Sold 3,600 45 American 18/09/2010
Put Option Sold 22,000 45 American 20/03/2010
Put Option Sold 10,400 55 American 20/03/2010
Put Option Sold 12,600 50 American 20/02/2010
Put Option Sold 6,900 45 American 19/06/2010
Call Option Sold 1,400 60 American 20/03/2010
Call Option Sold 200 50 American 19/06/2010
Call Option Sold 5,200 55 American 19/06/2010
Call Option Sold 18,700 50 American 20/03/2010
Put Option Purchased 1,000 50 American 18/09/2010
Put Option Purchased 2,000 55 American 18/09/2010
Put Option Purchased 500 55 American 20/02/2010
Put Option Purchased 7,200 50 American 19/06/2010
Put Option Purchased 400 50 American 20/03/2010
Call Option Purchased 1,000 60 American 19/06/2010
Call Option Purchased 100 45 American 20/03/2010
Call Option Purchased 2,900 55 American 20/02/2010
Call Option Purchased 26,400 55 American 20/03/2010
Call Option Purchased 7,600 50 American 20/02/2010
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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