EPT Disclosure Cadbury plc
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in Cadbury plc
Class of relevant security 10p Ordinary
to which the dealings being
disclosed relate (Note 1)
Date of dealing 22 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 0 0.00% 33,767 0.00%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 61,300 0.00% 112,100 0.01%
to purchase/sell
Total 61,300 0.00% 145,867 0.01%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Purchase 100 53.41
Purchase 12,200 53.52303279
Purchase 200 53.38
Purchase 11,057 53.40844895
Purchase 1,000 53.4
Purchase 10,000 53.6277
Purchase 6,700 53.51302985
Purchase 600 53.54
Sale 1,000 53.4
Sale 10,000 53.6277
Sale 300 53.39
Sale 11,057 53.40844895
Sale 12,200 53.523033
Sale 600 53.54
Sale 6,700 53.51303
Sale 200 53.535
Sale 500 53.482
Sale 600 53.57333333
Sale 1,656 53.54309179
Sale 1,100 53.47727273
Sale 900 53.46223333
Sale 300 53.39
Sale 500 53.582
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option
name, selling, securities price e.g. date money
e.g. call purchasing, to which (USD) American, paid/received
option varying the option European per unit
etc. relates etc. (Note 4)
(Note 6)
Put Option Selling 600 55 American 20/03/2010 1.9
Put Option Selling 200 55 American 20/02/2010 1.7
Call Option Selling 100 55 American 19/06/2010 0.6
Call Option Selling 3,900 55 American 19/06/2010 0.6
Call Option Selling 100 50 American 20/02/2010 3.8
Put Option Purchasing 100 55 American 20/03/2010 2
Call Option Purchasing 100 50 American 20/03/2010 3.7
Call Option Purchasing 100 55 American 20/02/2010 0.15
Call Option Purchasing 500 55 American 20/02/2010 0.2
Call Option Purchasing 600 55 American 20/02/2010 0.2
Call Option Purchasing 1,000 55 American 18/09/2010 0.8
Call Option Purchasing 1,000 55 American 18/09/2010 0.75
Call Option Purchasing 500 55 American 18/09/2010 0.75
Call Option Purchasing 100 55 American 18/09/2010 0.8
Call Option Purchasing 100 55 American 18/09/2010 0.8
Call Option Purchasing 2,000 55 American 18/09/2010 0.75
Call Option Purchasing 4,700 50 American 20/02/2010 3.5
Call Option Purchasing 100 55 American 20/03/2010 0.35
Call Option Purchasing 1,000 55 American 20/03/2010 0.35
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 25 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written or Number of Exercise Type, e.g. Expiry date
name, purchased securities price American,
e.g. call to which (Note 2) European
option the option (USD) etc.
or
derivative
relates
Put Option Sold 800 50 American 20/03/2010
Put Option Sold 12,100 50 American 20/02/2010
Put Option Sold 22,000 45 American 20/03/2010
Put Option Sold 12,700 60 American 20/03/2010
Put Option Sold 6,900 45 American 19/06/2010
Put Option Sold 2,500 60 American 20/02/2010
Put Option Sold 3,600 45 American 18/09/2010
Put Option Sold 4,100 45 American 20/02/2010
Put Option Sold 16,500 55 American 20/03/2010
Call Option Sold 200 50 American 19/06/2010
Call Option Sold 10,700 55 American 19/06/2010
Call Option Sold 1,400 60 American 20/03/2010
Call Option Sold 18,600 50 American 20/03/2010
Put Option Purchased 2,000 55 American 18/09/2010
Put Option Purchased 2,000 50 American 18/09/2010
Put Option Purchased 7,200 50 American 19/06/2010
Put Option Purchased 200 55 American 20/02/2010
Call Option Purchased 4,300 55 American 20/02/2010
Call Option Purchased 4,700 55 American 18/09/2010
Call Option Purchased 12,200 50 American 20/02/2010
Call Option Purchased 27,600 55 American 20/03/2010
Call Option Purchased 100 45 American 20/03/2010
Call Option Purchased 1,000 60 American 19/06/2010
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk