EPT Disclosure Cadbury plc
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in Cadbury plc
Class of relevant security ADR
to which the dealings being
disclosed relate (Note 1)
Date of dealing 25 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 0 0.00% 34,567 0.00%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 61,900 0.00% 113,800 0.01%
to purchase/sell
Total 61,900 0.00% 148,367 0.01%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Purchase 400 53.46
Purchase 4,727 53.45550878
Purchase 26,058 53.45707817
Purchase 5,800 53.34241379
Purchase 15,100 53.35847682
Purchase 16,500 53.36672727
Purchase 800 53.47875
Purchase 2,200 53.471818
Purchase 2,900 53.461724
Purchase 4,000 53.48
Purchase 200 53.44
Sale 200 53.44
Sale 100 53.48
Sale 100 53.48
Sale 200 53.485
Sale 400 53.4925
Sale 100 53.49
Sale 100 53.4801
Sale 3,293 53.45958397
Sale 5,900 53.44898305
Sale 100 53.48
Sale 4,715 53.45882291
Sale 15,877 53.45797128
Sale 900 53.46444444
Sale 2,200 53.47181818
Sale 2,900 53.46172414
Sale 800 53.47875
Sale 16,500 53.366727
Sale 15,100 53.358477
Sale 5,800 53.342414
Sale 400 53.46005
Sale 3,200 53.485
Sale 400 53.46
Sale 200 53.44
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option
name, selling, securities price e.g. date money
e.g. call purchasing, to which (USD) American, paid/received
option varying etc. the option European per unit
relates etc. (Note 4)
(Note 6)
Put Option Purchasing 100 50 American 20/03/2010 0.35
Put Option Purchasing 400 50 American 20/03/2010 0.35
Put Option Purchasing 100 50 American 18/09/2010 0.65
Call Option Purchasing 100 55 American 20/02/2010 0.15
Call Option Purchasing 100 55 American 20/02/2010 0.15
Call Option Purchasing 400 55 American 20/02/2010 0.1
Put Option Selling 100 55 American 20/03/2010 2.05
Put Option Selling 1,000 55 American 20/03/2010 2.1
Put Option Selling 1,000 55 American 20/03/2010 2.15
Put Option Selling 100 50 American 20/02/2010 0.25
Put Option Selling 100 55 American 18/09/2010 3.2
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 26 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written or Number of Exercise Type, Expiry date
name, purchased securities price e.g.
e.g. call to which (Note 2) American,
option the option (USD) European
or etc.
derivative
relates
Put Option Purchased 1,900 55 American 18/09/2010
Put Option Purchased 2,100 50 American 18/09/2010
Put Option Purchased 200 55 American 20/02/2010
Put Option Purchased 7,200 50 American 19/06/2010
Call Option Purchased 4,700 55 American 18/09/2010
Call Option Purchased 12,200 50 American 20/02/2010
Call Option Purchased 100 45 American 20/03/2010
Call Option Purchased 27,600 55 American 20/03/2010
Call Option Purchased 1,000 60 American 19/06/2010
Call Option Purchased 4,900 55 American 20/02/2010
Put Option Written 12,700 60 American 20/03/2010
Put Option Written 2,500 60 American 20/02/2010
Put Option Written 4,100 45 American 20/02/2010
Put Option Written 18,600 55 American 20/03/2010
Put Option Written 300 50 American 20/03/2010
Put Option Written 12,200 50 American 20/02/2010
Put Option Written 6,900 45 American 19/06/2010
Put Option Written 22,000 45 American 20/03/2010
Put Option Written 3,600 45 American 18/09/2010
Call Option Written 200 50 American 19/06/2010
Call Option Written 18,600 50 American 20/03/2010
Call Option Written 1,400 60 American 20/03/2010
Call Option Written 10,700 55 American 19/06/2010
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk