EPT Disclosure KRAFT FOODS INC
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in Kraft Foods Inc
Class of relevant security A Common
to which the dealings being
disclosed relate (Note 1)
Date of dealing 05 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number Number
(%) (%)
(1) Relevant securities 581,247 0.04% 269,986 0.02%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 847,700 0.06% 879,100 0.06%
to purchase/sell
Total 1,428,947 0.10% 1,149,086 0.08%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number Number
(%) (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Purchase 100 27.4821
Purchase 14,347 28.77
Purchase 700 28.5183
Purchase 470 28.27755319
Purchase 100 28.3
Purchase 305 28.30819672
Purchase 200 28.43
Purchase 20,084 28.77
Purchase 58,891 28.2546024
Purchase 4,181 28.36947197
Purchase 67,168 27.3938
Purchase 100 28.101
Purchase 800 28.2575
Purchase 130 28.08
Purchase 3,500 28.21714286
Purchase 200 28.09
Purchase 100 28.09
Purchase 5,200 28.44692308
Purchase 1,500 28.37
Purchase 4,500 28.34666667
Purchase 1,700 28.37
Purchase 1,000 28.3
Purchase 100 28.3
Purchase 100 28.37
Purchase 3,000 28.32333333
Purchase 200 28.28
Purchase 2,800 28.28
Purchase 1,000 28.28
Purchase 100 28.28
Purchase 200 28.28
Purchase 100 28.28
Purchase 300 28.28
Purchase 300 28.28
Purchase 100 28.28
Purchase 100 28.28
Purchase 1,500 28.28
Purchase 300 28.28
Purchase 100 28.28
Purchase 100 28.28
Purchase 400 28.28
Purchase 800 28.28
Purchase 100 28.28
Purchase 1,500 28.28
Purchase 5,000 28.15
Purchase 3,900 28.15
Purchase 1,100 28.15
Purchase 240 28.26
Purchase 200 28.26
Purchase 38,000 28.77
Purchase 14,320 28.2709
Purchase 90,100 28.28566526
Purchase 399,640 28.4147531
Purchase 56,908 28.2016611
Purchase 6,700 28.10428358
Purchase 57 28.11
Purchase 100 28.3
Purchase 3,200 28.2
Purchase 203 28.29014778
Purchase 25 28.118
Purchase 10 28.19
Purchase 20 28.25
Purchase 45 28.21111111
Purchase 100,000 28.2037
Purchase 364,400 28.15260228
Purchase 74,100 28.32849933
Purchase 5,550 28.29
Purchase 7,950 28.15679245
Purchase 2,200 28.46963636
Purchase 17 28.37
Purchase 4,115 28.29490945
Purchase 10,000 28.3587
Purchase 57,700 28.258
Purchase 200 28.345
Purchase 500 28.372
Purchase 300 28.23
Purchase 1,300 28.46330769
Purchase 7,000 28.20358571
Purchase 46,800 28.40158761
Purchase 1,800 28.64705556
Purchase 500 28.3776
Purchase 400 28.305
Purchase 10,800 28.46388889
Purchase 12,100 28.35828926
Purchase 7,210 28.46
Purchase 29,131 28.41243812
Purchase 3,700 28.41837838
Purchase 1,800 28.45527778
Purchase 755 28.41
Purchase 376 28.36
Purchase 32,600 28.45514724
Purchase 4,100 28.55839024
Purchase 800 28.7825
Purchase 5,100 28.60607843
Purchase 1,400 28.56
Purchase 16,769 28.72648995
Purchase 900 28.70444444
Purchase 2,431 28.56552859
Purchase 57,700 28.26
Purchase 15,100 27.43
Purchase 1,200 28.2075
Purchase 39,000 28.56737949
Purchase 14,400 28.78658333
Purchase 11,000 28.31111818
Purchase 3,400 28.13941176
Purchase 500 28.1814
Purchase 2,700 28.32696296
Purchase 3,300 28.37
Purchase 7,800 28.31515385
Purchase 700 28.04
Purchase 600 28.27
Sale 57,700 28.258
Sale 75 28.77
Sale 1,600 28.345
Sale 1,200 28.77
Sale 400 28.35
Sale 2,400 28.25670833
Sale 18,884 28.77
Sale 897 28.31894091
Sale 775 28.58228323
Sale 447 28.77
Sale 100 27.4821
Sale 1,000 28.25193
Sale 13,900 28.77
Sale 8,119 27.3938
Sale 59,049 27.3938
Sale 8,900 28.38370787
Sale 400 28.2475
Sale 200 28.385
Sale 2,287 28.46127241
Sale 100 28.33
Sale 300 28.494
Sale 500 28.30402
Sale 10,000 28.15
Sale 10,000 28.28
Sale 115,800 28.43125302
Sale 12,100 28.26942149
Sale 24,420 28.29964046
Sale 40,802 28.38361673
Sale 3,399 28.37738452
Sale 400 28.18
Sale 66,900 28.62379671
Sale 1,400 28.28142857
Sale 13,700 28.25540146
Sale 9,800 28.30571429
Sale 5,400 28.33425926
Sale 77,471 28.4996378
Sale 5,480 28.34583942
Sale 13,900 28.27669065
Sale 9,900 28.27212121
Sale 141,188 28.35078751
Sale 440 28.26
Sale 67,168 27.3938
Sale 100 27.4821
Sale 446 28.21278027
Sale 3,900 28.18948718
Sale 29,520 28.20875339
Sale 13,200 28.20106061
Sale 26,399 28.20484791
Sale 800 28.195
Sale 25,735 28.20035749
Sale 4,300 28.79
Sale 14,000 28.79511429
Sale 16,239 28.21843525
Sale 400 28.305
Sale 1,193 28.30188801
Sale 74,100 28.32849933
Sale 46,809 28.14818753
Sale 1,600 28.344375
Sale 5,500 28.34009091
Sale 12,700 28.34353647
Sale 200 28.08
Sale 6,100 28.23136066
Sale 4,275 28.11479532
Sale 6,700 28.06507463
Sale 5,900 28.32610169
Sale 2,300 28.34365217
Sale 28,870 28.08255975
Sale 6,900 28.14971014
Sale 7,500 28.27453333
Sale 29,700 28.10232323
Sale 28,430 28.11065424
Sale 180,916 28.1588891
Sale 2,000 28.53986
Sale 57,700 28.26
Sale 5,200 28.21251923
Sale 500 28.1208
Sale 1,100 28.50736364
Sale 11,000 28.64863636
Sale 32,200 28.48261863
Sale 500 28.372
Sale 17,200 28.35303488
Sale 100 28.76
Sale 1,700 28.11647059
Sale 1,800 28.17777778
Sale 2,100 28.61761905
Sale 1,800 28.64705556
Sale 200 28.221
Sale 33,296 28.35479832
Sale 300 28.36
Sale 300 28.23
Sale 76 28.36
Sale 47,900 28.40024781
Sale 15,100 27.43
Sale 200 28.35
Sale 7,800 28.31515385
Sale 1,400 28.33178571
Sale 53,400 28.62649064
Sale 1,300 28.37
Sale 2,000 28.37
Sale 2,500 28.32512
Sale 9,600 28.30810417
Sale 500 28.1814
Sale 600 28.27
Sale 4,100 28.12242927
Sale 1,200 28.2075
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number Exerci Type, Expiry Option
name, selling, of price e.g. date money
e.g. call purchasing securities American, paid/r
option , varying to (USD) European eceive
etc. which etc. d per
the unit
option (Note 4)
relates
(Note 6)
Call Option Purchasing 100 29 American 16/01/2010 0.05
Call Option Purchasing 100 29 American 16/01/2010 0.15
Call Option Purchasing 100 29 American 16/01/2010 0.15
Call Option Purchasing 1,000 29 American 20/03/2010 0.55
Call Option Purchasing 100 30 American 22/01/2011 1.45
Call Option Purchasing 100 30 American 22/01/2011 1.45
Call Option Purchasing 400 28 American 20/03/2010 1.1
Call Option Purchasing 100 28 American 20/03/2010 1.1
Call Option Purchasing 100 35 American 22/01/2011 0.35
Call Option Purchasing 100 35 American 22/01/2011 0.35
Call Option Purchasing 100 35 American 22/01/2011 0.35
Call Option Purchasing 900 27.5 American 16/01/2010 0.8
Call Option Purchasing 100 27.5 American 16/01/2010 0.85
Call Option Purchasing 900 27.5 American 16/01/2010 0.85
Call Option Purchasing 1,100 27.5 American 16/01/2010 0.85
Call Option Purchasing 200 27.5 American 16/01/2010 0.9
Call Option Purchasing 200 27.5 American 16/01/2010 0.85
Call Option Purchasing 400 27.5 American 16/01/2010 0.8
Call Option Purchasing 300 27.5 American 16/01/2010 0.7
Call Option Purchasing 100 27.5 American 16/01/2010 0.95
Call Option Purchasing 1,300 27.5 American 16/01/2010 0.9
Call Option Purchasing 100 22.5 American 22/01/2011 6
Call Option Purchasing 500 22.5 American 22/01/2011 6.1
Call Option Purchasing 100 26 American 16/01/2010 2.3
Call Option Purchasing 200 23 American 19/06/2010 5.3
Call Option Purchasing 300 25 American 16/01/2010 3.3
Call Option Purchasing 300 30 American 20/02/2010 0.15
Call Option Purchasing 800 27 American 19/06/2010 2.25
Call Option Purchasing 100 35 American 21/01/2012 1.1
Call Option Purchasing 500 35 American 21/01/2012 1.1
Call Option Purchasing 300 35 American 21/01/2012 1.05
Call Option Purchasing 100 28 American 20/02/2010 0.8
Call Option Purchasing 100 29 American 20/02/2010 0.45
Call Option Purchasing 500 29 American 20/02/2010 0.4
Call Option Purchasing 100 29 American 20/02/2010 0.45
Call Option Purchasing 100 29 American 20/02/2010 0.5
Call Option Purchasing 100 29 American 20/02/2010 0.45
Call Option Purchasing 700 29 American 20/02/2010 0.47
Call Option Purchasing 100 29 American 20/02/2010 0.65
Call Option Purchasing 100 29 American 20/02/2010 0.65
Call Option Purchasing 200 29 American 19/06/2010 1.15
Call Option Purchasing 100 29 American 19/06/2010 1.15
Call Option Purchasing 200 30 American 19/06/2010 0.65
Call Option Purchasing 100 30 American 19/06/2010 0.7
Call Option Purchasing 100 30 American 19/06/2010 0.7
Call Option Purchasing 100 30 American 19/06/2010 0.75
Call Option Purchasing 100 30 American 19/06/2010 0.8
Call Option Purchasing 100 30 American 19/06/2010 0.8
Call Option Purchasing 2,300 27 American 20/02/2010 1.6
Call Option Purchasing 1,500 27 American 20/02/2010 1.6
Call Option Purchasing 700 27 American 20/02/2010 1.65
Call Option Purchasing 3,700 28 American 19/06/2010 1.65
Call Option Purchasing 4,600 30 American 21/01/2012 2.35
Call Option Purchasing 5,200 30 American 21/01/2012 2.4
Call Option Purchasing 100 30 American 20/03/2010 0.3
Call Option Purchasing 100 30 American 20/03/2010 0.3
Call Option Purchasing 700 27 American 20/03/2010 1.75
Call Option Purchasing 200 22.5 American 22/01/2011 0.75
Call Option Purchasing 100 22.5 American 22/01/2011 0.75
Call Option Purchasing 1,200 22.5 American 22/01/2011 0.7
Call Option Purchasing 100 22.5 American 22/01/2011 0.7
Call Option Purchasing 600 26 American 19/06/2010 0.8
Call Option Purchasing 400 28 American 20/03/2010 0.8
Call Option Purchasing 100 28 American 19/06/2010 1.5
Call Option Purchasing 100 28 American 19/06/2010 1.5
Call Option Purchasing 300 28 American 19/06/2010 1.5
Call Option Purchasing 8,000 29 American 16/01/2010 0.55
Call Option Purchasing 300 25 American 22/01/2011 1.4
Call Option Purchasing 100 25 American 22/01/2011 1
Call Option Purchasing 2,200 25 American 22/01/2011 1.35
Call Option Purchasing 1,300 25 American 22/01/2011 1.35
Call Option Selling 3,500 29 American 16/01/2010 0.1
Call Option Selling 100 29 American 16/01/2010 0.1
Call Option Selling 1,300 30 American 16/01/2010 0.05
Call Option Selling 1,700 30 American 16/01/2010 0.05
Put Option Selling 300 30 American 16/01/2010 0.05
Put Option Selling 100 30 American 16/01/2010 0.05
Put Option Selling 200 25 American 22/01/2011 4.2
Put Option Selling 4,600 27.5 American 16/01/2010 0.85
Put Option Selling 2,600 27.5 American 16/01/2010 0.95
Put Option Selling 8,700 27.5 American 16/01/2010 0.95
Put Option Selling 4,500 27.5 American 16/01/2010 0.9
Put Option Selling 1,200 27.5 American 16/01/2010 0.9
Put Option Selling 100 27.5 American 16/01/2010 0.95
Put Option Selling 200 25 American 21/01/2012 4.7
Put Option Selling 500 32 American 20/03/2010 0.1
Put Option Selling 300 27 American 20/02/2010 1.55
Put Option Selling 200 27 American 20/02/2010 1.55
Put Option Selling 100 27 American 20/02/2010 1.55
Put Option Selling 100 28 American 20/03/2010 0.95
Put Option Selling 2,900 28 American 20/03/2010 0.85
Put Option Selling 100 20 American 21/01/2012 1.1
Put Option Selling 600 28 American 20/02/2010 0.65
Put Option Selling 700 27 American 20/02/2010 0.35
Put Option Selling 400 26 American 20/03/2010 0.3
Put Option Selling 600 30 American 16/01/2010 1.7
Put Option Selling 100 30 American 16/01/2010 1.7
Put Option Selling 100 35 American 22/01/2011 7.9
Put Option Selling 200 20 American 22/01/2011 0.45
Put Option Selling 100 20 American 22/01/2011 0.45
Put Option Selling 400 29 American 16/01/2010 0.8
Put Option Selling 100 29 American 16/01/2010 0.48
Put Option Selling 400 27.5 American 16/01/2010 0.1
Put Option Selling 700 27.5 American 16/01/2010 0.15
Put Option Selling 100 27.5 American 16/01/2010 0.1
Put Option Selling 5,200 27.5 American 16/01/2010 0.05
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 06 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written or Number of Exercise Type, e.g. Expiry date
name, purchased securities price American,
e.g. call to which the (Note 2) European
option option or etc.
derivative (USD)
relates
Call Option Purchased 2,200 20 American 22-Jan-11
Call Option Purchased 200 23 American 19-Jun-10
Call Option Purchased 100 24 American 19-Jun-10
Call Option Purchased 31,800 25 American 16-Jan-10
Call Option Purchased 300 25 American 20-Mar-10
Call Option Purchased 100 26 American 16-Jan-10
Call Option Purchased 300 26 American 20-Feb-10
Call Option Purchased 1,800 26 American 20-Mar-10
Call Option Purchased 7,100 27 American 20-Feb-10
Call Option Purchased 76,200 27 American 20-Mar-10
Call Option Purchased 1,800 27 American 19-Jun-10
Call Option Purchased 2,600 28 American 20-Feb-10
Call Option Purchased 9,500 28 American 19-Jun-10
Call Option Purchased 44,000 29 American 16-Jan-10
Call Option Purchased 2,600 29 American 20-Feb-10
Call Option Purchased 3,900 29 American 19-Jun-10
Call Option Purchased 300 30 American 20-Feb-10
Call Option Purchased 10,400 30 American 20-Mar-10
Call Option Purchased 7,000 30 American 19-Jun-10
Call Option Purchased 9,800 30 American 21-Jan-12
Call Option Purchased 7,300 31 American 20-Mar-10
Call Option Purchased 2,500 31 American 19-Jun-10
Call Option Purchased 2,100 35 American 21-Jan-12
Call Option Purchased 5,500 45 American 16-Jan-10
Call Option Purchased 11,600 22.5 American 16-Jan-10
Call Option Purchased 12,700 32.5 American 16-Jan-10
Call Option Purchased 3,100 15 American 16-Jan-10
Call Option Purchased 8,700 15 American 22-Jan-11
Call Option Purchased 27,400 20 American 16-Jan-10
Call Option Purchased 9,600 20 American 22-Jan-11
Call Option Purchased 1,200 21 American 20-Mar-10
Call Option Purchased 33,500 23 American 20-Mar-10
Call Option Purchased 700 23 American 19-Jun-10
Call Option Purchased 3,000 24 American 20-Mar-10
Call Option Purchased 1,600 24 American 19-Jun-10
Call Option Purchased 23,200 25 American 16-Jan-10
Call Option Purchased 13,900 25 American 20-Mar-10
Call Option Purchased 3,800 25 American 19-Jun-10
Call Option Purchased 168,100 25 American 22-Jan-11
Call Option Purchased 44,000 26 American 16-Jan-10
Call Option Purchased 72,300 26 American 20-Mar-10
Call Option Purchased 3,500 27 American 20-Mar-10
Call Option Purchased 2,800 27 American 19-Jun-10
Call Option Purchased 700 28 American 19-Jun-10
Call Option Purchased 12,200 29 American 16-Jan-10
Call Option Purchased 3,500 29 American 19-Jun-10
Call Option Purchased 2,500 30 American 16-Jan-10
Call Option Purchased 4,900 30 American 19-Jun-10
Call Option Purchased 27,800 30 American 22-Jan-11
Call Option Purchased 500 30 American 21-Jan-12
Put Option Purchased 7,400 35 American 16-Jan-10
Put Option Purchased 6,800 35 American 22-Jan-11
Put Option Purchased 5,500 40 American 22-Jan-11
Put Option Purchased 100 50 American 22-Jan-11
Put Option Purchased 700 17.5 American 16-Jan-10
Put Option Purchased 500 17.5 American 22-Jan-11
Put Option Purchased 97,700 27.5 American 16-Jan-10
Put Option Purchased 2,800 32.5 American 16-Jan-10
Put Option Sold 2,100 15 American 22-Jan-11
Put Option Sold 100 25 American 16-Jan-10
Put Option Sold 300 25 American 19-Jun-10
Put Option Sold 42,200 25 American 22-Jan-11
Put Option Sold 9,900 25 American 21-Jan-12
Put Option Sold 10,500 26 American 19-Jun-10
Put Option Sold 40,300 28 American 20-Mar-10
Put Option Sold 101,100 29 American 16-Jan-10
Put Option Sold 46,000 29 American 20-Mar-10
Put Option Sold 96,600 30 American 16-Jan-10
Put Option Sold 45,800 30 American 22-Jan-11
Put Option Sold 200 31 American 16-Jan-10
Put Option Sold 500 32 American 20-Mar-10
Put Option Sold 600 33 American 20-Mar-10
Put Option Sold 10,100 35 American 16-Jan-10
Put Option Sold 28,800 35 American 22-Jan-11
Put Option Sold 10,400 40 American 16-Jan-10
Put Option Sold 3,800 40 American 22-Jan-11
Put Option Sold 1,500 45 American 22-Jan-11
Put Option Sold 8,300 50 American 22-Jan-11
Put Option Sold 100 17.5 American 22-Jan-11
Put Option Sold 9,500 22.5 American 22-Jan-11
Put Option Sold 131,300 27.5 American 16-Jan-10
Put Option Sold 1,200 37.5 American 16-Jan-10
Put Option Sold 100 10 American 22-Jan-11
Put Option Sold 200 20 American 19-Jun-10
Put Option Sold 1,800 20 American 21-Jan-12
Put Option Sold 14,600 24 American 16-Jan-10
Put Option Sold 148,600 25 American 16-Jan-10
Put Option Sold 500 26 American 16-Jan-10
Put Option Sold 7,100 26 American 19-Jun-10
Put Option Sold 700 27 American 20-Feb-10
Put Option Sold 800 28 American 20-Feb-10
Put Option Sold 7,100 28 American 20-Mar-10
Put Option Sold 3,800 29 American 20-Mar-10
Put Option Sold 15,100 30 American 20-Mar-10
Put Option Sold 8,800 31 American 20-Mar-10
Put Option Sold 5,600 32 American 20-Mar-10
Put Option Sold 2,700 33 American 20-Mar-10
Put Option Sold 200 35 American 20-Mar-10
Put Option Sold 1,800 35 American 21-Jan-12
Put Option Sold 800 12.5 American 16-Jan-10
Put Option Sold 200 12.5 American 22-Jan-11
Put Option Sold 47,200 22.5 American 16-Jan-10
Put Option Sold 10,200 22.5 American 22-Jan-11
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk