EPT Disclosure KRAFT FOODS INC
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in Kraft Foods Inc
Class of relevant security A Common
to which the dealings being
disclosed relate (Note 1)
Date of dealing 12 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 760,045 0.05% 274,403 0.02%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 765,200 0.05% 2,140,800 0.14%
to purchase/sell
Total 1,525,245 0.10% 2,415,203 0.16%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number Number
(%) (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Purchase 1,100 29.14454545
Purchase 3,000 29.024
Purchase 75,000 29.05
Purchase 5 29.0369
Purchase 48,312 28.73856454
Purchase 850 28.76882353
Purchase 15,800 29.035
Purchase 18,400 29.03666576
Purchase 1,500 29.03466667
Purchase 1,800 29.06666667
Purchase 4,200 29.03714286
Purchase 3,900 29.03692308
Purchase 5,300 29.01132075
Purchase 600 29.08
Purchase 75,000 29.05
Purchase 300 29.15
Purchase 50,000 28.9524
Purchase 2,200 28.75
Purchase 1,429 28.77
Purchase 2,500 28.7868
Purchase 8,000 28.7712
Purchase 100 28.78
Purchase 11,836 28.78042244
Purchase 1,073 28.77483691
Purchase 30,455 29.07678355
Purchase 79,490 29.19207271
Purchase 7,080 29.17293785
Purchase 200 29.19
Purchase 16,600 29.09728916
Purchase 69,485 29.0602661
Purchase 23,390 29.23742625
Purchase 59,600 29.14365772
Purchase 13,100 29.04523817
Purchase 19,800 29.05095707
Purchase 1,100 29.29
Purchase 32 29.0369
Purchase 37 29.01
Purchase 1,200 29.12
Purchase 19,700 29.07352589
Purchase 25,100 29.01678685
Purchase 100 29
Purchase 26,600 29.02571053
Purchase 200 28.83
Purchase 10,100 29.08588119
Purchase 2,200 29.14486364
Purchase 3,400 29.06911765
Purchase 11,366 29.06203238
Purchase 2,200 29.030455
Purchase 2,100 29.02119048
Purchase 500 29.04
Purchase 100 29.03
Purchase 2,900 29.10686207
Purchase 4,400 29.06129545
Purchase 2,000 29.02
Purchase 8,300 28.94828916
Purchase 24,100 28.98721992
Purchase 45 29.29
Purchase 1,200 28.935
Purchase 16,100 28.78034783
Purchase 700 29.03714286
Purchase 3,400 29.04688235
Purchase 300 28.96666667
Purchase 5,900 29.00922034
Purchase 49,500 28.91683232
Purchase 2,000 28.95
Purchase 28,000 29.06171071
Purchase 4,900 29.04165306
Purchase 1,600 29.032875
Sale 2,100 29.12008095
Sale 2,700 29.03666667
Sale 6,400 29.07125
Sale 32 29.0369
Sale 5 29.0369
Sale 1,100 29.29
Sale 3,900 29.02692308
Sale 1,400 28.96785714
Sale 600 29.08
Sale 76,100 28.7511
Sale 200 29.05
Sale 26,500 28.95351321
Sale 75,000 29.05
Sale 2,000 28.95
Sale 200 29.02
Sale 200 28.97
Sale 100 28.99
Sale 100 28.99
Sale 4,700 28.88617021
Sale 3,000 28.9235
Sale 14,800 28.95
Sale 500 28.9746
Sale 500 28.974
Sale 600 29.1599
Sale 45,000 29.0356
Sale 6,000 28.96296
Sale 1,000 28.96
Sale 63,800 29.05094201
Sale 3,000 29.024
Sale 1,100 29.14118182
Sale 5 29.0369
Sale 100 29
Sale 36,700 29.04226975
Sale 4,300 29.12727907
Sale 200 28.83
Sale 4,100 29.07243902
Sale 51,100 28.92046575
Sale 600 28.99083333
Sale 2,200 29.03045455
Sale 9,600 29.09389479
Sale 600 29.02
Sale 200 28.99
Sale 1,800 28.97361111
Sale 19,900 29.02288894
Sale 3,400 28.99
Sale 500 29.04
Sale 700 29.03757143
Sale 13,500 28.73771111
Sale 366 29.01453552
Sale 3,800 29.10552632
Sale 10,200 29.06833333
Sale 32 29.0369
Sale 1,100 29.1445
Sale 3,000 28.97199333
Sale 5,200 29.00538462
Sale 200 29.15
Sale 2,600 29.00173077
Sale 200 28.925
Sale 700 29.03142857
Sale 1,100 29.03181818
Sale 31,400 29.0601051
Sale 4,200 29.04335714
Sale 4,300 29.01839535
Sale 4,600 29.0823913
Sale 5,100 29.03903922
Sale 100 29.05
Sale 7,200 28.91881944
Sale 1,200 28.935
Sale 24,145 28.9877843
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option
name, selling, securities price e.g. date money
e.g. call purchasing, to which the American, paid/received
option varying option European per
etc. relates etc. unit
(Note 6) (Note 4)
Call Option Purchasing 1,500 29 American 16/01/2010 0.15
Call Option Purchasing 2,500 25 American 22/01/2011 4.4
Call Option Purchasing 100 25 American 22/01/2011 4.8
Call Option Purchasing 1,200 25 American 22/01/2011 4.8
Call Option Purchasing 200 27.5 American 16/01/2010 1.3
Call Option Purchasing 100 27.5 American 16/01/2010 1.3
Call Option Purchasing 200 30 American 22/01/2011 1.6
Call Option Purchasing 3,900 30 American 22/01/2011 1.55
Call Option Purchasing 1,000 30 American 22/01/2011 1.65
Call Option Purchasing 100 30 American 22/01/2011 1.8
Call Option Purchasing 100 30 American 22/01/2011 1.8
Call Option Purchasing 100 30 American 22/01/2011 1.8
Call Option Purchasing 200 30 American 22/01/2011 1.8
Call Option Purchasing 100 30 American 20/02/2010 0.35
Call Option Purchasing 400 30 American 20/02/2010 0.35
Call Option Purchasing 100 30 American 20/02/2010 0.5
Call Option Purchasing 100 30 American 20/02/2010 0.5
Call Option Purchasing 100 30 American 20/02/2010 0.5
Call Option Purchasing 500 30 American 20/02/2010 0.5
Call Option Purchasing 100 30 American 20/02/2010 0.5
Call Option Purchasing 600 30 American 20/02/2010 0.55
Call Option Purchasing 100 30 American 20/02/2010 0.55
Call Option Purchasing 100 30 American 20/02/2010 0.55
Call Option Purchasing 300 30 American 20/02/2010 0.6
Call Option Purchasing 100 20 American 21/01/2012 9.1
Call Option Purchasing 200 30 American 19/06/2010 1.05
Call Option Purchasing 100 30 American 19/06/2010 1.05
Call Option Selling 284,500 29 American 20/03/2010 1.1
Call Option Selling 1,100 29 American 20/03/2010 1.15
Call Option Selling 5,300 29 American 20/03/2010 1.15
Call Option Selling 3,100 29 American 20/03/2010 1.15
Call Option Selling 71,100 29 American 20/03/2010 1.15
Call Option Selling 75,300 29 American 16/01/2010 0.35
Call Option Selling 6,900 30 American 16/01/2010 0.05
Call Option Selling 600 27.5 American 16/01/2010 1.55
Call Option Selling 300 27.5 American 16/01/2010 1.61
Call Option Selling 500 26 American 19/06/2010 3.8
Call Option Selling 14,100 30 American 20/02/2010 0.5
Call Option Selling 1,800 35 American 21/01/2012 1.15
Call Option Selling 800 27 American 19/06/2010 2.65
Call Option Selling 100 29 American 20/02/2010 0.9
Call Option Selling 100 29 American 20/02/2010 0.9
Call Option Selling 100 29 American 20/02/2010 0.95
Call Option Selling 100 29 American 20/02/2010 0.95
Put Option Selling 14,400 25 American 22/01/2011 1.35
Put Option Selling 3,700 25 American 22/01/2011 1.35
Put Option Selling 2,900 25 American 22/01/2011 1.35
Put Option Selling 19,900 25 American 22/01/2011 1.3
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 13 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written or Number of Exercise Type, Expiry date
name, purchased securities price e.g.
e.g. call to which (Note 2) American,
option the option (USD) European
or etc.
derivative
relates
Call Option Purchased 2,300 20 American 22-Jan-11
Call Option Purchased 900 20 American 21-Jan-12
Call Option Purchased 200 23 American 19-Jun-10
Call Option Purchased 100 24 American 19-Jun-10
Call Option Purchased 31,800 25 American 16-Jan-10
Call Option Purchased 300 25 American 20-Mar-10
Call Option Purchased 100 25 American 19-Jun-10
Call Option Purchased 100 26 American 16-Jan-10
Call Option Purchased 1,800 26 American 20-Mar-10
Call Option Purchased 9,300 27 American 20-Feb-10
Call Option Purchased 76,400 27 American 20-Mar-10
Call Option Purchased 6,000 28 American 19-Jun-10
Call Option Purchased 44,000 29 American 16-Jan-10
Call Option Purchased 3,000 29 American 20-Feb-10
Call Option Purchased 4,200 29 American 19-Jun-10
Call Option Purchased 7,400 30 American 19-Jun-10
Call Option Purchased 9,600 30 American 21-Jan-12
Call Option Purchased 2,900 31 American 20-Feb-10
Call Option Purchased 10,200 31 American 20-Mar-10
Call Option Purchased 3,000 31 American 19-Jun-10
Call Option Purchased 5,500 45 American 16-Jan-10
Call Option Purchased 11,800 22.5 American 16-Jan-10
Call Option Purchased 12,700 32.5 American 16-Jan-10
Put Option Purchased 3,100 15 American 16-Jan-10
Put Option Purchased 8,700 15 American 22-Jan-11
Put Option Purchased 27,400 20 American 16-Jan-10
Put Option Purchased 9,400 20 American 22-Jan-11
Put Option Purchased 1,200 21 American 20-Mar-10
Put Option Purchased 33,500 23 American 20-Mar-10
Put Option Purchased 700 23 American 19-Jun-10
Put Option Purchased 3,000 24 American 20-Mar-10
Put Option Purchased 1,600 24 American 19-Jun-10
Put Option Purchased 23,200 25 American 16-Jan-10
Put Option Purchased 13,900 25 American 20-Mar-10
Put Option Purchased 3,800 25 American 19-Jun-10
Put Option Purchased 120,800 25 American 22-Jan-11
Put Option Purchased 44,000 26 American 16-Jan-10
Put Option Purchased 72,300 26 American 20-Mar-10
Put Option Purchased 3,200 27 American 20-Mar-10
Put Option Purchased 10,500 29 American 16-Jan-10
Put Option Purchased 3,500 29 American 19-Jun-10
Put Option Purchased 1,900 30 American 16-Jan-10
Put Option Purchased 4,900 30 American 19-Jun-10
Put Option Purchased 27,800 30 American 22-Jan-11
Put Option Purchased 600 30 American 21-Jan-12
Put Option Purchased 27,800 31 American 20-Feb-10
Put Option Purchased 7,400 35 American 16-Jan-10
Put Option Purchased 6,800 35 American 22-Jan-11
Put Option Purchased 5,500 40 American 22-Jan-11
Put Option Purchased 100 50 American 22-Jan-11
Put Option Purchased 700 17.5 American 16-Jan-10
Put Option Purchased 500 17.5 American 22-Jan-11
Put Option Purchased 51,000 27.5 American 16-Jan-10
Put Option Purchased 2,800 32.5 American 16-Jan-10
Call Option Sold 2,100 15 American 22-Jan-11
Call Option Sold 100 25 American 16-Jan-10
Call Option Sold 74,200 25 American 22-Jan-11
Call Option Sold 11,900 25 American 21-Jan-12
Call Option Sold 50,400 26 American 20-Feb-10
Call Option Sold 26,900 26 American 19-Jun-10
Call Option Sold 800 27 American 19-Jun-10
Call Option Sold 4,200 28 American 20-Feb-10
Call Option Sold 37,300 28 American 20-Mar-10
Call Option Sold 296,700 29 American 16-Jan-10
Call Option Sold 408,200 29 American 20-Mar-10
Call Option Sold 108,500 30 American 16-Jan-10
Call Option Sold 11,600 30 American 20-Feb-10
Call Option Sold 16,700 30 American 20-Mar-10
Call Option Sold 39,700 30 American 22-Jan-11
Call Option Sold 200 31 American 16-Jan-10
Call Option Sold 500 32 American 20-Mar-10
Call Option Sold 600 33 American 20-Mar-10
Call Option Sold 10,100 35 American 16-Jan-10
Call Option Sold 1,800 35 American 19-Jun-10
Call Option Sold 28,600 35 American 22-Jan-11
Call Option Sold 1,800 35 American 21-Jan-12
Call Option Sold 10,400 40 American 16-Jan-10
Call Option Sold 3,800 40 American 22-Jan-11
Call Option Sold 1,500 45 American 22-Jan-11
Call Option Sold 8,300 50 American 22-Jan-11
Call Option Sold 100 17.5 American 22-Jan-11
Call Option Sold 9,500 22.5 American 22-Jan-11
Call Option Sold 159,400 27.5 American 16-Jan-10
Call Option Sold 1,200 37.5 American 16-Jan-10
Put Option Sold 100 10 American 22-Jan-11
Put Option Sold 200 20 American 19-Jun-10
Put Option Sold 1,600 20 American 21-Jan-12
Put Option Sold 14,600 24 American 16-Jan-10
Put Option Sold 148,600 25 American 16-Jan-10
Put Option Sold 500 26 American 16-Jan-10
Put Option Sold 7,100 26 American 19-Jun-10
Put Option Sold 79,500 27 American 20-Feb-10
Put Option Sold 1,000 27 American 19-Jun-10
Put Option Sold 14,000 28 American 20-Feb-10
Put Option Sold 7,100 28 American 20-Mar-10
Put Option Sold 8,200 28 American 19-Jun-10
Put Option Sold 13,900 29 American 20-Feb-10
Put Option Sold 3,600 29 American 20-Mar-10
Put Option Sold 260,400 30 American 20-Feb-10
Put Option Sold 173,500 30 American 20-Mar-10
Put Option Sold 8,800 31 American 20-Mar-10
Put Option Sold 1,500 32 American 20-Mar-10
Put Option Sold 2,700 33 American 20-Mar-10
Put Option Sold 200 35 American 20-Mar-10
Put Option Sold 1,800 35 American 21-Jan-12
Put Option Sold 800 12.5 American 16-Jan-10
Put Option Sold 200 12.5 American 22-Jan-11
Put Option Sold 47,200 22.5 American 16-Jan-10
Put Option Sold 16,600 22.5 American 22-Jan-11
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
Latest directors dealings
- 1 day ago Mortgage Advice Bureau (Holdings)
- 1 day ago National Grid
- 1 day ago NCC Group
- 1 day ago Mattioli Woods
- 1 day ago Fidelity Special Values