EPT Disclosure Kraft Foods Inc
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in Kraft Foods Inc
Class of relevant security A Common
to which the dealings being
disclosed relate (Note 1)
Date of dealing 26 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 597,794 0.04% 270,259 0.02%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 694,700 0.05% 1,834,700 0.12%
to purchase/sell
Total 1,292,494 0.09% 2,104,959 0.14%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Purchase 2,182 27.5239
Purchase 25,000 27.35
Purchase 1,600 27.40125
Purchase 34,100 27.55739003
Purchase 400 27.7
Purchase 200 27.28
Purchase 2,700 27.533704
Purchase 200 27.555
Purchase 35,277 27.3187
Purchase 100 27.31
Purchase 700 27.32714286
Purchase 100 27.73
Purchase 17,300 27.3643815
Purchase 1,000 27.275
Purchase 400 27.676
Purchase 16,700 27.41290419
Purchase 1,000 27.27
Purchase 11,800 27.32463559
Purchase 4,500 27.314
Purchase 300 27.77333333
Purchase 6,900 27.60219565
Purchase 3,000 27.57033333
Purchase 1,100 27.33090909
Purchase 6,400 27.775
Purchase 12,200 27.56919672
Purchase 1,800 27.32
Purchase 1,100 27.32954545
Purchase 400 27.3625
Purchase 100 27.781
Purchase 300 27.32833333
Purchase 1,600 27.66
Purchase 1,300 27.54923077
Purchase 1,900 27.55527368
Purchase 3,400 27.612059
Purchase 674,035 27.51510416
Purchase 900 27.33
Purchase 1,300 27.49230769
Purchase 165 27.67454545
Purchase 85 27.37
Purchase 40,000 27.2406
Purchase 7,000 27.64958857
Purchase 5,900 27.64016949
Purchase 800 27.64375
Purchase 2,200 27.64454545
Purchase 1,200 27.64
Purchase 3,400 27.69
Purchase 1,200 27.36916667
Purchase 600 27.375
Purchase 1,700 27.35
Purchase 1,000 27.373
Purchase 300 27.69
Purchase 160 27.73125
Purchase 280 27.5971
Purchase 60 27.76
Purchase 300 27.64
Purchase 1,061 27.35455231
Purchase 4,439 27.35548547
Purchase 2,144 27.76652985
Purchase 700 27.78571429
Purchase 18,700 27.7117
Purchase 200 27.3155
Purchase 200 27.31
Purchase 3,000 27.36586667
Purchase 1,000 27.32
Purchase 700 27.32
Purchase 800 27.32
Purchase 5,000 27.53
Purchase 2,056 27.77054475
Purchase 5,100 27.77980392
Purchase 3,100 27.78258065
Purchase 150,000 27.6833
Purchase 85 27.5104
Purchase 213,565 27.3231
Sale -200 27.7
Sale -5,300 27.35
Sale -4,500 27.31404667
Sale -400 27.3625
Sale -1,100 27.51818182
Sale -1,000 27.76
Sale -100 27.69
Sale -2,700 27.5337037
Sale -200 27.555
Sale -35,277 27.31865918
Sale -400 27.7
Sale -34,100 27.55739
Sale -1,600 27.40125
Sale -1,100 27.320909
Sale -85 27.5104
Sale -600 27.45
Sale -100 27.73
Sale -800 27.44275
Sale -6,400 27.66828125
Sale -400 27.676
Sale -1,800 27.42011111
Sale -4,100 27.7084878
Sale -50 27.7
Sale -300 27.77333333
Sale -25,038 27.24508747
Sale -14,462 27.23655234
Sale -615 27.2297561
Sale -13,900 27.34036115
Sale -2,000 27.2725
Sale -16,700 27.4129
Sale -1,300 27.57
Sale -2,100 27.63809524
Sale -100 27.781
Sale -12,500 27.563416
Sale -900 27.33166667
Sale -6,400 27.775
Sale -100 27.75
Sale -200 27.32
Sale -900 27.32777778
Sale -3,400 27.48
Sale -4,100 27.506098
Sale -329,899 27.47567113
Sale -343,967 27.54999163
Sale -2,100 27.5135
Sale -82 27.79
Sale -7,800 27.35
Sale -11,800 27.35
Sale -100 27.35
Sale -17,300 27.3643815
Sale -100 27.78
Sale -63,789 27.31699065
Sale -100 27.78
Sale -150,500 28.68457143
Sale -90 27.69
Sale -200 27.69
Sale -10 27.69
Sale -215 27.66
Sale -100 27.59
Sale -300 27.42
Sale -200 27.455
Sale -85 27.5104
Sale -256 27.7509375
Sale -7,606 27.33301341
Sale -600 27.38
Sale -100 27.281
Sale -10,000 27.359
Sale -509 27.70053045
Sale -800 27.70125
Sale -17,391 27.71246737
Sale -200 27.31
Sale -100 27.35
Sale -3,000 27.36586667
Sale -5,000 27.53
Sale -2,500 27.32
Sale -220 27.73912727
Sale -16,852 27.32084975
Sale -14,200 27.33390845
Sale -29,300 27.31600683
Sale -28,090 27.32054112
Sale -16,728 27.33515901
Sale -36,400 27.32956868
Sale 150,500 28.68457143
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option
name, selling, securities price e.g. date money
e.g. call purchasing, to which (USD) American, paid/received
option varying the option European per unit
etc. relates etc. (Note 4)
(Note 6)
Call Option Purchasing 100 28 American 18/09/2010 1.65
Call Option Purchasing 100 29 American 18/09/2010 1.25
Call Option Purchasing 100 31 American 18/09/2010 0.6
Call Option Purchasing 100 30 American 18/09/2010 0.75
Call Option Purchasing 100 30 American 18/09/2010 0.9
Call Option Purchasing 100 30 American 18/09/2010 0.85
Call Option Purchasing 200 28 American 20/02/2010 0.45
Call Option Purchasing 100 28 American 20/02/2010 0.5
Call Option Purchasing 100 28 American 20/02/2010 0.5
Call Option Purchasing 800 28 American 20/02/2010 0.5
Call Option Purchasing 300 28 American 20/02/2010 0.55
Call Option Purchasing 600 29 American 20/02/2010 0.25
Call Option Purchasing 100 29 American 20/03/2010 0.55
Call Option Purchasing 900 29 American 20/03/2010 0.55
Call Option Purchasing 100 29 American 20/03/2010 0.52
Call Option Purchasing 100 26 American 20/02/2010 1.7
Call Option Purchasing 200 30 American 20/03/2010 0.15
Call Option Purchasing 400 30 American 20/03/2010 0.15
Put Option Purchasing 200 26 American 18/09/2010 1.55
Put Option Purchasing 200 25 American 22/01/2011 1.72
Put Option Purchasing 100 27 American 20/02/2010 0.5
Put Option Purchasing 1,800 27 American 20/02/2010 0.4
Put Option Purchasing 2,400 28 American 20/02/2010 0.85
Put Option Purchasing 100 26 American 19/06/2010 1.12
Put Option Purchasing 100 26 American 19/06/2010 1.05
Put Option Purchasing 300 28 American 19/06/2010 1.85
Put Option Selling -200 28 American 20/02/2010 1.1
Put Option Selling -1,400 34 American 19/06/2010 6.7
Call Option Selling -43,100 29 American 20/02/2010 0.3
Call Option Selling -100 29 American 20/03/2010 0.4
Call Option Selling -200 29 American 20/03/2010 0.45
Call Option Selling -600 30 American 22/01/2011 1.08
Call Option Selling -5,000 29 American 20/03/2010 0.5
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 27 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, e.g. Expiry date
name, or securities price American,
e.g. call purchased to which (Note 2) European
option the option (USD) etc.
or
derivative
relates
Put Option Purchased 100 50 American 22/01/2011
Put Option Purchased 8,700 15 American 22/01/2011
Put Option Purchased 27,300 31 American 20/02/2010
Put Option Purchased 7,800 35 American 22/01/2011
Put Option Purchased 27,600 30 American 22/01/2011
Put Option Purchased 120,000 30 American 20/02/2010
Put Option Purchased 800 25 American 18/09/2010
Put Option Purchased 5,100 33 American 18/09/2010
Put Option Purchased 3,300 27 American 19/06/2010
Put Option Purchased 72,200 26 American 20/03/2010
Put Option Purchased 5,500 40 American 22/01/2011
Put Option Purchased 600 28 American 18/09/2010
Put Option Purchased 3,400 29 American 19/06/2010
Put Option Purchased 4,200 25 American 19/06/2010
Put Option Purchased 9,800 25 American 20/03/2010
Put Option Purchased 107,100 25 American 22/01/2011
Put Option Purchased 1,300 27 American 18/09/2010
Put Option Purchased 1,100 23 American 19/06/2010
Put Option Purchased 33,500 23 American 20/03/2010
Put Option Purchased 5,400 30 American 19/06/2010
Put Option Purchased 2,900 24 American 20/03/2010
Put Option Purchased 900 30 American 21/01/2012
Put Option Purchased 9,200 20 American 22/01/2011
Put Option Purchased 400 22.5 American 18/09/2010
Put Option Purchased 1,300 26 American 18/09/2010
Put Option Purchased 500 31 American 19/06/2010
Put Option Purchased 500 17.5 American 22/01/2011
Put Option Purchased 100 30 American 18/09/2010
Put Option Purchased 1,200 21 American 20/03/2010
Call Option Purchased 2,400 20 American 22/01/2011
Call Option Purchased 200 20 American 20/03/2010
Call Option Purchased 10,500 31 American 20/03/2010
Call Option Purchased 500 32 American 19/06/2010
Call Option Purchased 100 26 American 18/09/2010
Call Option Purchased 200 27 American 19/06/2010
Call Option Purchased 4,500 31 American 19/06/2010
Call Option Purchased 2,900 34 American 19/06/2010
Call Option Purchased 7,800 30 American 21/01/2012
Call Option Purchased 7,700 28 American 20/02/2010
Call Option Purchased 2,000 26 American 20/03/2010
Call Option Purchased 300 28 American 18/09/2010
Call Option Purchased 1,200 30 American 18/09/2010
Call Option Purchased 200 33 American 18/09/2010
Call Option Purchased 76,700 27 American 20/03/2010
Call Option Purchased 11,200 31 American 20/02/2010
Call Option Purchased 200 23 American 19/06/2010
Call Option Purchased 1,500 29 American 19/06/2010
Call Option Purchased 300 32 American 18/09/2010
Call Option Purchased 8,800 27 American 20/02/2010
Call Option Purchased 500 29 American 18/09/2010
Call Option Purchased 91,700 29 American 20/02/2010
Call Option Purchased 300 25 American 20/03/2010
Call Option Purchased 200 33 American 19/06/2010
Call Option Purchased 300 27 American 18/09/2010
Call Option Purchased 700 31 American 18/09/2010
Put Option Sold -75,900 27 American 20/02/2010
Put Option Sold -25,500 28 American 20/02/2010
Put Option Sold -163,900 30 American 20/02/2010
Put Option Sold -6,300 28 American 20/03/2010
Put Option Sold -26,800 22.5 American 22/01/2011
Put Option Sold -8,800 31 American 20/03/2010
Put Option Sold -50,000 31 American 18/09/2010
Put Option Sold -2,200 25 American 21/01/2012
Put Option Sold -1,300 32 American 18/09/2010
Put Option Sold -13,300 29 American 20/02/2010
Put Option Sold -172,900 30 American 20/03/2010
Put Option Sold -100 10 American 22/01/2011
Put Option Sold -500 24 American 19/06/2010
Put Option Sold -200 12.5 American 22/01/2011
Put Option Sold -20,800 26 American 19/06/2010
Put Option Sold -2,300 27 American 20/03/2010
Put Option Sold -1,400 34 American 19/06/2010
Put Option Sold -5,700 28 American 19/06/2010
Put Option Sold -11,800 32 American 19/06/2010
Put Option Sold -300 20 American 19/06/2010
Put Option Sold -1,500 32 American 20/03/2010
Put Option Sold -700 35 American 21/01/2012
Put Option Sold -1,100 20 American 21/01/2012
Put Option Sold -2,700 33 American 20/03/2010
Put Option Sold -6,400 29 American 20/03/2010
Put Option Sold -200 35 American 20/03/2010
Put Option Sold -1,900 25 American 20/02/2010
Call Option Sold -600 33 American 20/03/2010
Call Option Sold -3,000 28 American 19/06/2010
Call Option Sold -4,800 30 American 20/02/2010
Call Option Sold -876,600 29 American 20/03/2010
Call Option Sold -8,300 50 American 22/01/2011
Call Option Sold -2,400 24 American 19/06/2010
Call Option Sold -1,800 35 American 19/06/2010
Call Option Sold -14,000 30 American 20/03/2010
Call Option Sold -200 25 American 19/06/2010
Call Option Sold -48,400 30 American 19/06/2010
Call Option Sold -27,300 35 American 22/01/2011
Call Option Sold -100 20 American 21/01/2012
Call Option Sold -73,800 25 American 22/01/2011
Call Option Sold -36,000 30 American 22/01/2011
Call Option Sold -3,800 40 American 22/01/2011
Call Option Sold -1,500 45 American 22/01/2011
Call Option Sold -1,800 35 American 21/01/2012
Call Option Sold -27,600 26 American 19/06/2010
Call Option Sold -100 17.5 American 22/01/2011
Call Option Sold -9,600 22.5 American 22/01/2011
Call Option Sold -13,900 25 American 21/01/2012
Call Option Sold -500 32 American 20/03/2010
Call Option Sold -41,700 28 American 20/03/2010
Call Option Sold -2,100 15 American 22/01/2011
Call Option Sold -30,300 26 American 20/02/2010
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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