EPT Disclosure Kraft Foods Inc
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in KRAFT FOODS INC-CLASS A
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 1)
Date of dealing 28 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 619,651 0.04% 297,039 0.02%
(2) Derivatives (other than
options)
(3) Options and agreements 700,500 0.05% 1,915,600 0.13%
to purchase/sell
Total 1,320,151 0.09% 2,212,639 0.15%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Purchase 1,500 28.0772
Purchase 29,271 28.197
Purchase 200 28.19
Purchase 423 28.29
Purchase 1,100 28.07909091
Purchase 300 28.18
Purchase 11,700 28.1168
Purchase 28,400 28.09697183
Purchase 4,600 28.10367391
Purchase 400 28.121
Purchase 1,900 28.13889474
Purchase 1,600 28.1044375
Purchase 900 28.13988889
Purchase 2,700 28.120741
Purchase 245,543 28.16457969
Purchase 7,500 28.10013333
Purchase 154 28.04
Purchase 13,100 28.0963687
Purchase 3,800 28.14105295
Purchase 213,565 27.3231
Purchase 700 28.13
Purchase 5,300 28.08792453
Purchase 200 28.15
Purchase 400 28.3675
Purchase 500 28.01
Purchase 8,835 28.07748727
Purchase 16,039 28.162301
Purchase 73 28.16945205
Purchase 36,000 28.1799
Purchase 36,000 28.1819
Purchase 85 28.1863
Purchase 1,200 28.16416667
Purchase 400 28.116
Purchase 150,200 28.07092461
Purchase 3,600 28.17791667
Purchase 2,900 28.23003448
Purchase 3,000 28.1385
Purchase 2,230 28.08825112
Purchase 1,400 28.07714286
Purchase 1,300 28.09307692
Purchase 52,761 28.1373433
Purchase 82,139 28.14164964
Purchase 2,502 28.15392486
Purchase 5,700 28.09403509
Purchase 18,300 28.08019672
Purchase 10,400 28.09743269
Purchase 500 28.14
Purchase 15,908 28.11671863
Purchase 6,100 28.1195082
Purchase 1,600 28.08225
Purchase 900 28.08
Purchase 1,420 28.04
Purchase 3,600 28.2
Purchase 8,600 28.27918605
Purchase 1,400 28.15642857
Purchase 20,500 28.10467317
Purchase 2,777 28.04
Purchase 1,000 28.0674
Purchase 400 28.08
Purchase 200 28.19
Purchase 5,800 28.10977586
Purchase 100 28.18
Purchase 679 28.07665685
Purchase 4,500 28.16911111
Purchase 1,700 28.12647059
Purchase 10,400 28.12528846
Purchase 723 28.04
Purchase 17,000 28.1491
Purchase 1,900 28.06926316
Purchase 85 28.1863
Purchase 1,800 28.15277778
Purchase 7,710 28.05853437
Purchase 4,900 28.08538776
Sale 640 28.0814
Sale 210 28.299
Sale 1,900 28.06926316
Sale 3,400 28.13161765
Sale 3,600 28.13247222
Sale 1,400 28.15447857
Sale 100 28.15
Sale 4,840 28.17045455
Sale 4,600 28.16304348
Sale 400 28.1675
Sale 12,123 28.13659325
Sale 5,100 28.14705882
Sale 700 28.15714286
Sale 35,000 28.0769
Sale 36,000 28.1799
Sale 8,469 28.06546818
Sale 9,195 28.16617727
Sale 7,900 28.22632911
Sale 12,900 28.12713178
Sale 18,500 28.10659459
Sale 85 28.1863
Sale 3,968 28.17324597
Sale 50,000 28.1109
Sale 38,398 28.13655371
Sale 8,641 28.1483127
Sale 52,861 28.13778343
Sale 13,900 28.1457554
Sale 600 28.0833
Sale 200 28.135
Sale 1,297 28.07845798
Sale 17,300 28.13328208
Sale 29,900 28.10722074
Sale 28,400 28.097
Sale 1,000 28.0674
Sale 900 28.13777778
Sale 1,800 28.11222222
Sale 1,500 28.09666667
Sale 1,000 28.068
Sale 6,200 28.10387097
Sale 300 28.35
Sale 2,500 28.0712
Sale 100 28.139
Sale 19,100 28.07565445
Sale 2,000 28.1705
Sale 135 28.16
Sale 3,500 28.14
Sale 159,165 28.15869676
Sale 86,858 28.17684635
Sale 2,800 28.09892857
Sale 1,600 28.101875
Sale 7,900 28.13632911
Sale 37,000 28.07654595
Sale 9,600 28.07205
Sale 30,716 28.07002918
Sale 20,700 28.07657005
Sale 100 28.18
Sale 2,000 28.082
Sale 85 28.34
Sale 154 28.04
Sale 500 28.14
Sale 16,039 28.16230127
Sale 2,900 28.23
Sale 1,000 28.259
Sale 29,271 28.19698815
Sale 3,600 28.2
Sale 8,600 28.2792
Sale 2,777 28.04
Sale 6,500 28.15630769
Sale 14,200 28.20732394
Sale 1,420 28.04
Sale 6,900 28.18
Sale 25 28.13
Sale 1,400 28.1755
Sale 1,500 28.09066667
Sale 11,700 28.11682051
Sale 1,071 28.24816993
Sale 1,500 28.08233333
Sale 2,200 28.17945455
Sale 8,700 28.09811494
Sale 1,400 28.10642857
Sale 3,294 28.06140255
Sale 2,500 28.062
Sale 29,400 28.06238095
Sale 400 28.23
Sale 500 28.08
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option
name, selling, securities price e.g. date money
e.g. call purchasing, to which (USD) American, paid/received
option varying the option European per unit
etc. relates etc. (Note 4)
(Note 6)
CALL Purchasing 100 27 AMER 20/02/2010 1.35
CALL Purchasing 100 27 AMER 20/02/2010 1.6
CALL Purchasing 100 27 AMER 20/03/2010 1.8
CALL Purchasing 100 29 AMER 20/02/2010 0.45
CALL Purchasing 200 29 AMER 19/06/2010 1.05
CALL Purchasing 300 29 AMER 19/06/2010 1.1
CALL Purchasing 200 29 AMER 18/09/2010 1.35
CALL Purchasing 100 29 AMER 18/09/2010 1.45
CALL Purchasing 2900 30 AMER 20/02/2010 0.1
CALL Purchasing 100 30 AMER 19/06/2010 0.75
CALL Purchasing 600 30 AMER 18/09/2010 1.05
CALL Purchasing 100 30 AMER 18/09/2010 1.11718755
CALL Purchasing 100 30 AMER 22/01/2011 1.3
CALL Purchasing 3100 30 AMER 22/01/2011 1.35
CALL Purchasing 100 31 AMER 19/06/2010 0.5
CALL Selling 4100 28 AMER 20/02/2010 0.8
CALL Selling 900 28 AMER 20/02/2010 0.85
CALL Selling 300 29 AMER 20/02/2010 0.35
CALL Selling 100 30 AMER 18/09/2010 1.11718755
PUT Purchasing 200 26 AMER 18/09/2010 1.3
PUT Purchasing 100 27 AMER 20/02/2010 0.2
PUT Selling 54100 25 AMER 18/09/2010 1
PUT Selling 200 26 AMER 20/03/2010 0.34
PUT Selling 34800 27 AMER 18/09/2010 1.7
PUT Selling 200 35 AMER 22/01/2011 8
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 29 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written or Number of Exercise Type, e.g. Expiry date
name, purchased securities price American,
e.g. call to which (Note 2) European
option the option (USD) etc.
or
derivative
relates
Option Purchased -25,400 28 AMER 20/02/2010
Option Purchased -20,800 26 AMER 19/06/2010
Option Purchased -54,100 25 AMER 18/09/2010
Option Purchased -6,300 28 AMER 20/03/2010
Option Purchased -5,700 28 AMER 19/06/2010
Option Purchased -1,900 25 AMER 20/02/2010
Option Purchased -1,500 32 AMER 20/03/2010
Option Purchased -11,800 32 AMER 19/06/2010
Option Purchased -1,300 32 AMER 18/09/2010
Option Purchased -172,900 30 AMER 20/03/2010
Option Purchased -75,800 27 AMER 20/02/2010
Option Written 5,500 40 AMER 22/01/2011
Option Purchased -6,400 29 AMER 20/03/2010
Option Written 33,500 23 AMER 20/03/2010
Option Purchased -2,300 27 AMER 20/03/2010
Option Purchased -8,800 31 AMER 20/03/2010
Option Purchased -2,700 33 AMER 20/03/2010
Option Purchased -1,400 34 AMER 19/06/2010
Option Purchased -50,000 31 AMER 18/09/2010
Option Purchased -200 12.5 AMER 22/01/2011
Option Purchased -163,900 30 AMER 20/02/2010
Option Purchased -13,300 29 AMER 20/02/2010
Option Purchased -300 20 AMER 19/06/2010
Option Purchased -500 24 AMER 19/06/2010
Option Purchased -34,800 27 AMER 18/09/2010
Option Purchased -200 35 AMER 20/03/2010
Option Written 900 30 AMER 21/01/2012
Option Written 3,300 27 AMER 19/06/2010
Option Written 500 31 AMER 19/06/2010
Option Written 1,300 35 AMER 21/01/2012
Option Written 72,000 26 AMER 20/03/2010
Option Written 600 28 AMER 18/09/2010
Option Written 400 22.5 AMER 18/09/2010
Option Written 7,600 35 AMER 22/01/2011
Option Written 4,200 25 AMER 19/06/2010
Option Written 5,400 30 AMER 19/06/2010
Option Written 5,100 33 AMER 18/09/2010
Option Written 9,800 25 AMER 20/03/2010
Option Written 27,600 30 AMER 22/01/2011
Option Written 500 17.5 AMER 22/01/2011
Option Written 100 30 AMER 18/09/2010
Option Written 1,100 23 AMER 19/06/2010
Option Written 1,500 26 AMER 18/09/2010
Option Written 120,000 30 AMER 20/02/2010
Option Written 107,100 25 AMER 22/01/2011
Option Written 8,700 15 AMER 22/01/2011
Option Written 100 50 AMER 22/01/2011
Option Written 27,300 31 AMER 20/02/2010
Option Written 3,400 29 AMER 19/06/2010
Option Written 9,200 20 AMER 22/01/2011
Option Written 2,900 24 AMER 20/03/2010
Option Purchased -2,200 25 AMER 21/01/2012
Option Written 1,200 21 AMER 20/03/2010
Option Purchased -73,800 25 AMER 22/01/2011
Option Purchased -26,800 22.5 AMER 22/01/2011
Option Purchased -27,300 35 AMER 22/01/2011
Option Purchased -200 25 AMER 19/06/2010
Option Purchased -8,300 50 AMER 22/01/2011
Option Purchased -47,800 30 AMER 19/06/2010
Option Purchased -1,800 35 AMER 19/06/2010
Option Purchased -28,500 26 AMER 19/06/2010
Option Purchased -100 17.5 AMER 22/01/2011
Option Purchased -100 20 AMER 21/01/2012
Option Purchased -500 32 AMER 20/03/2010
Option Purchased -3,000 28 AMER 19/06/2010
Option Written 300 27 AMER 18/09/2010
Option Purchased -1,500 45 AMER 22/01/2011
Option Written 200 27 AMER 19/06/2010
Option Purchased -30,300 26 AMER 20/02/2010
Option Purchased -2,100 15 AMER 22/01/2011
Option Purchased -1,800 35 AMER 21/01/2012
Option Purchased -13,600 30 AMER 20/03/2010
Option Purchased -9,600 22.5 AMER 22/01/2011
Option Purchased -13,900 25 AMER 21/01/2012
Option Purchased -1,900 30 AMER 20/02/2010
Option Purchased -875,600 29 AMER 20/03/2010
Option Purchased -600 33 AMER 20/03/2010
Option Purchased -2,400 24 AMER 19/06/2010
Option Purchased -32,800 30 AMER 22/01/2011
Option Purchased -41,800 28 AMER 20/03/2010
Option Written 9,800 27 AMER 20/02/2010
Option Purchased -3,800 40 AMER 22/01/2011
Option Purchased -100 10 AMER 22/01/2011
Option Written 1,100 29 AMER 18/09/2010
Option Written 7,900 30 AMER 21/01/2012
Option Written 98,300 29 AMER 20/02/2010
Option Written 300 25 AMER 20/03/2010
Option Written 500 32 AMER 19/06/2010
Option Written 2,900 34 AMER 19/06/2010
Option Written 200 33 AMER 19/06/2010
Option Written 2,100 30 AMER 18/09/2010
Option Written 10,500 31 AMER 20/03/2010
Option Written 300 28 AMER 18/09/2010
Option Written 4,700 31 AMER 19/06/2010
Option Purchased -1,100 20 AMER 21/01/2012
Option Written 4,200 28 AMER 20/02/2010
Option Written 11,200 31 AMER 20/02/2010
Option Written 76,800 27 AMER 20/03/2010
Option Written 2,400 20 AMER 22/01/2011
Option Written 200 20 AMER 20/03/2010
Option Written 2,000 26 AMER 20/03/2010
Option Written 2,000 29 AMER 19/06/2010
Option Written 800 31 AMER 18/09/2010
Option Written 200 33 AMER 18/09/2010
Option Written 500 32 AMER 18/09/2010
Option Written 100 26 AMER 18/09/2010
Option Written 200 23 AMER 19/06/2010
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.