Form 8.3 - ANGLOGOLD ASHANTI PLC Replace

Barclays PLC
26 September 2024
 

FORM 8.3 (EPT/NON-RI) - Amendment to 2a and 3a and 3b

 





Replaces form Released at 23/09/2024 15:26 RNS Number : 2944F

 













FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

 positions disclosed, if different from 1(a):

 

(c)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLOGOLD ASHANTI PLC

(d)

If an exempt fund manager connected with an

 offeror/offeree, state this and specify identity of

 offeror/offeree:

 

(e)

Date position held/dealing undertaken:

20 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making

 disclosures in respect of any other party to the offer?

YES:

 CENTAMIN PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 to which the disclosure relates following the dealing(if any)

Class of relevant security:

USD 1 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

2,154,888

0.51%

2,020,110

0.48%

(2) Cash-settled derivatives:

1,305,468

0.31%

1,048,963

0.25%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

130,000

0.03%

160,000

0.04%

 

 TOTAL:

 

3,590,356

0.85%

3,229,073

0.77%

(b)

Rights to subscribe for new securities (including directors and

 other executive options)

Class of relevant security in relation to

 which subscription right exists


Details, including nature of the rights

 concerned and relevant percentages:


3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)

Purchase and sales

Class of relevant

 security

Purchase/sale

Number of

 securities

Price per unit

USD 1 ordinary

Purchase

312,664

27.9673  USD

USD 1 ordinary

Purchase

134,552

28.0300  USD

USD 1 ordinary

Purchase

92,211

28.0115  USD

USD 1 ordinary

Purchase

81,566

492.7300  ZAR

USD 1 ordinary

Purchase

56,394

28.0435  USD

USD 1 ordinary

Purchase

16,851

28.0245  USD

USD 1 ordinary

Purchase

11,800

27.8337  USD

USD 1 ordinary

Purchase

11,645

28.1335  USD

USD 1 ordinary

Purchase

9,400

27.8482  USD

USD 1 ordinary

Purchase

8,742

27.9280  USD

USD 1 ordinary

Purchase

8,329

28.0557  USD

USD 1 ordinary

Purchase

8,071

28.0182  USD

USD 1 ordinary

Purchase

7,182

28.0217  USD

USD 1 ordinary

Purchase

6,979

27.9379  USD

USD 1 ordinary

Purchase

6,039

27.8765  USD

USD 1 ordinary

Purchase

4,672

27.9218  USD

USD 1 ordinary

Purchase

3,417

27.8400  USD

USD 1 ordinary

Purchase

3,239

27.8216  USD

USD 1 ordinary

Purchase

2,811

28.0183  USD

USD 1 ordinary

Purchase

2,250

27.9702  USD

USD 1 ordinary

Purchase

1,600

27.8081  USD

USD 1 ordinary

Purchase

1,565

27.7938  USD

USD 1 ordinary

Purchase

1,350

27.8555  USD

USD 1 ordinary

Purchase

968

27.8773  USD

USD 1 ordinary

Purchase

967

27.8577  USD

USD 1 ordinary

Purchase

918

27.9069  USD

USD 1 ordinary

Purchase

879

27.9087  USD

USD 1 ordinary

Purchase

657

27.8708  USD

USD 1 ordinary

Purchase

523

27.9167  USD

USD 1 ordinary

Purchase

435

27.8900  USD

USD 1 ordinary

Purchase

415

27.7993  USD

USD 1 ordinary

Purchase

322

27.8070  USD

USD 1 ordinary

Purchase

279

27.8735  USD

USD 1 ordinary

Purchase

197

27.9030  USD

USD 1 ordinary

Purchase

168

27.8683  USD

USD 1 ordinary

Purchase

165

27.8709  USD

USD 1 ordinary

Purchase

155

27.9129  USD

USD 1 ordinary

Purchase

130

27.9614  USD

USD 1 ordinary

Purchase

110

27.8827  USD

USD 1 ordinary

Purchase

106

27.8766  USD

USD 1 ordinary

Purchase

100

28.0600  USD

USD 1 ordinary

Sale

432,966

27.9845  USD

USD 1 ordinary

Sale

93,101

28.0300  USD

USD 1 ordinary

Sale

81,566

492.7300  ZAR

USD 1 ordinary

Sale

48,800

28.0298  USD

USD 1 ordinary

Sale

42,389

28.0294  USD

USD 1 ordinary

Sale

19,011

28.0196  USD

USD 1 ordinary

Sale

18,800

27.8482  USD

USD 1 ordinary

Sale

15,600

29.0000  USD

USD 1 ordinary

Sale

7,593

28.0164  USD

USD 1 ordinary

Sale

7,072

27.8407  USD

USD 1 ordinary

Sale

5,912

28.1505  USD

USD 1 ordinary

Sale

5,386

27.9574  USD

USD 1 ordinary

Sale

4,321

27.9588  USD

USD 1 ordinary

Sale

3,794

27.8695  USD

USD 1 ordinary

Sale

3,500

27.8950  USD

USD 1 ordinary

Sale

3,468

28.1685  USD

USD 1 ordinary

Sale

3,239

27.8216  USD

USD 1 ordinary

Sale

3,067

27.8895  USD

USD 1 ordinary

Sale

2,800

27.9400  USD

USD 1 ordinary

Sale

2,662

27.8000  USD

USD 1 ordinary

Sale

2,443

27.9963  USD

USD 1 ordinary

Sale

2,350

27.9219  USD

USD 1 ordinary

Sale

1,406

27.9616  USD

USD 1 ordinary

Sale

1,125

27.7793  USD

USD 1 ordinary

Sale

1,077

27.8650  USD

USD 1 ordinary

Sale

898

27.9728  USD

USD 1 ordinary

Sale

881

27.8585  USD

USD 1 ordinary

Sale

737

27.7908  USD

USD 1 ordinary

Sale

639

27.8567  USD

USD 1 ordinary

Sale

515

27.9249  USD

USD 1 ordinary

Sale

487

27.8597  USD

USD 1 ordinary

Sale

365

28.0172  USD

USD 1 ordinary

Sale

340

27.9456  USD

USD 1 ordinary

Sale

322

27.8070  USD

USD 1 ordinary

Sale

291

27.8343  USD

USD 1 ordinary

Sale

289

27.8832  USD

USD 1 ordinary

Sale

265

27.8787  USD

USD 1 ordinary

Sale

200

27.9200  USD

USD 1 ordinary

Sale

200

28.0750  USD

USD 1 ordinary

Sale

200

27.7950  USD

USD 1 ordinary

Sale

128

27.7850  USD

USD 1 ordinary

Sale

75

27.8046  USD

USD 1 ordinary

Sale

72

27.8825  USD

USD 1 ordinary

Sale

41

27.7473  USD

USD 1 ordinary

Sale

40

27.9600  USD

USD 1 ordinary

Sale

30

27.9633  USD

USD 1 ordinary

Sale

24

27.9459  USD

USD 1 ordinary

Sale

20

27.9550  USD

USD 1 ordinary

Sale

10

27.9100  USD

USD 1 ordinary

Sale

10

27.9800  USD

USD 1 ordinary

Sale

6

28.0150  USD

(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 1 ordinary

SWAP

Decreasing Long

99,242

490.7900  ZAR

USD 1 ordinary

SWAP

Increasing Long

456

488.3330  ZAR

USD 1 ordinary

SWAP

Increasing Long

332

488.6491  ZAR

USD 1 ordinary

SWAP

Increasing Long

386

488.7362  ZAR

USD 1 ordinary

SWAP

Increasing Long

31

488.8531  ZAR

USD 1 ordinary

SWAP

Increasing Long

2,196

488.9373  ZAR

USD 1 ordinary

SWAP

Increasing Long

372

489.0361  ZAR

USD 1 ordinary

SWAP

Increasing Long

6,157

489.1489  ZAR

USD 1 ordinary

SWAP

Increasing Long

19

489.3729  ZAR

USD 1 ordinary

SWAP

Increasing Long

234

489.8102  ZAR

USD 1 ordinary

SWAP

Increasing Long

2,681

490.0183  ZAR

USD 1 ordinary

SWAP

Increasing Long

480

490.0319  ZAR

USD 1 ordinary

SWAP

Increasing Long

14

490.0931  ZAR

USD 1 ordinary

SWAP

Increasing Long

31

490.1934  ZAR

USD 1 ordinary

SWAP

Increasing Long

31

490.6035  ZAR

USD 1 ordinary

SWAP

Increasing Long

64

490.6252  ZAR

USD 1 ordinary

SWAP

Increasing Long

12,721

490.6384  ZAR

USD 1 ordinary

SWAP

Increasing Long

221

490.7081  ZAR

USD 1 ordinary

SWAP

Increasing Long

30,042

490.8485  ZAR

USD 1 ordinary

SWAP

Increasing Long

554

490.9944  ZAR

USD 1 ordinary

SWAP

Increasing Long

8,604

491.0841  ZAR

USD 1 ordinary

SWAP

Increasing Long

320

491.2781  ZAR

USD 1 ordinary

SWAP

Increasing Long

31

491.3036  ZAR

USD 1 ordinary

SWAP

Increasing Long

9,161

491.4341  ZAR

USD 1 ordinary

SWAP

Increasing Long

2,596

491.5374  ZAR

USD 1 ordinary

SWAP

Increasing Long

25

491.8534  ZAR

USD 1 ordinary

SWAP

Increasing Long

2,969

491.8911  ZAR

USD 1 ordinary

SWAP

Increasing Long

613

492.3534  ZAR

USD 1 ordinary

SWAP

Increasing Long

11,962

492.4218  ZAR

USD 1 ordinary

SWAP

Increasing Long

348,650

492.7300  ZAR

USD 1 ordinary

SWAP

Increasing Long

6,755

492.7503  ZAR

USD 1 ordinary

SWAP

Increasing Long

458

492.8137  ZAR

USD 1 ordinary

SWAP

Increasing Long

412

492.9654  ZAR

USD 1 ordinary

SWAP

Increasing Long

3,287

493.2303  ZAR

USD 1 ordinary

SWAP

Increasing Long

31

493.3237  ZAR

USD 1 ordinary

SWAP

Increasing Long

784

493.4884  ZAR

USD 1 ordinary

SWAP

Increasing Long

11

493.5737  ZAR

USD 1 ordinary

SWAP

Increasing Long

197

493.6222  ZAR

USD 1 ordinary

SWAP

Increasing Long

6

494.3439  ZAR

USD 1 ordinary

SWAP

Increasing Long

948

494.4343  ZAR

USD 1 ordinary

SWAP

Increasing Long

8

494.6339  ZAR

USD 1 ordinary

SWAP

Increasing Long

413

494.7891  ZAR

USD 1 ordinary

SWAP

Decreasing Long

677

487.9010  ZAR

USD 1 ordinary

SWAP

Decreasing Long

332

488.5758  ZAR

USD 1 ordinary

SWAP

Decreasing Long

386

488.6629  ZAR

USD 1 ordinary

SWAP

Decreasing Long

31

488.7797  ZAR

USD 1 ordinary

SWAP

Decreasing Long

372

488.9627  ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,157

489.0755  ZAR

USD 1 ordinary

SWAP

Decreasing Long

19

489.2997  ZAR

USD 1 ordinary

SWAP

Decreasing Long

234

489.7367  ZAR

USD 1 ordinary

SWAP

Decreasing Long

16,267

489.8244  ZAR

USD 1 ordinary

SWAP

Decreasing Long

480

489.9584  ZAR

USD 1 ordinary

SWAP

Decreasing Long

14

490.0198  ZAR

USD 1 ordinary

SWAP

Decreasing Long

31

490.1198  ZAR

USD 1 ordinary

SWAP

Decreasing Long

31

490.5298  ZAR

USD 1 ordinary

SWAP

Decreasing Long

64

490.5516  ZAR

USD 1 ordinary

SWAP

Decreasing Long

12,721

490.5550  ZAR

USD 1 ordinary

SWAP

Decreasing Long

221

490.6345  ZAR

USD 1 ordinary

SWAP

Decreasing Long

30,042

490.7651  ZAR

USD 1 ordinary

SWAP

Decreasing Long

357,134

490.7685  ZAR

USD 1 ordinary

SWAP

Decreasing Long

554

490.9207  ZAR

USD 1 ordinary

SWAP

Decreasing Long

13,327

490.9627  ZAR

USD 1 ordinary

SWAP

Decreasing Long

8,604

491.0006  ZAR

USD 1 ordinary

SWAP

Decreasing Long

320

491.2044  ZAR

USD 1 ordinary

SWAP

Decreasing Long

31

491.2298  ZAR

USD 1 ordinary

SWAP

Decreasing Long

2,596

491.4539  ZAR

USD 1 ordinary

SWAP

Decreasing Long

38,989

491.5951  ZAR

USD 1 ordinary

SWAP

Decreasing Long

25

491.7798  ZAR

USD 1 ordinary

SWAP

Decreasing Long

2,969

491.8075  ZAR

USD 1 ordinary

SWAP

Decreasing Long

613

492.2796  ZAR

USD 1 ordinary

SWAP

Decreasing Long

51,963

492.6462  ZAR

USD 1 ordinary

SWAP

Opening Short

296,829

492.7300  ZAR

USD 1 ordinary

SWAP

Increasing Short

115

492.7398  ZAR

USD 1 ordinary

SWAP

Increasing Short

201

492.8531  ZAR

USD 1 ordinary

SWAP

Increasing Short

412

492.8915  ZAR

USD 1 ordinary

SWAP

Increasing Short

3,287

493.1464  ZAR

USD 1 ordinary

SWAP

Increasing Short

31

493.2498  ZAR

USD 1 ordinary

SWAP

Increasing Short

784

493.4144  ZAR

USD 1 ordinary

SWAP

Increasing Short

11

493.4998  ZAR

USD 1 ordinary

SWAP

Increasing Short

10,876

493.5237  ZAR

USD 1 ordinary

SWAP

Increasing Short

6

494.2698  ZAR

USD 1 ordinary

SWAP

Increasing Short

948

494.3601  ZAR

USD 1 ordinary

SWAP

Increasing Short

8

494.5598  ZAR

USD 1 ordinary

SWAP

Increasing Short

413

494.7149  ZAR

USD 1 ordinary

CFD

Increasing Long

677

487.8742  ZAR

USD 1 ordinary

CFD

Increasing Long

16,267

489.7729  ZAR

USD 1 ordinary

CFD

Increasing Long

357,134

490.7047  ZAR

USD 1 ordinary

CFD

Increasing Long

13,327

490.8988  ZAR

USD 1 ordinary

CFD

Increasing Long

38,989

491.5434  ZAR

USD 1 ordinary

CFD

Increasing Long

306,933

492.7300  ZAR

USD 1 ordinary

CFD

Increasing Long

10,876

493.4719  ZAR

USD 1 ordinary

CFD

Decreasing Long

456

488.4453  ZAR

USD 1 ordinary

CFD

Decreasing Long

2,196

488.9886  ZAR

USD 1 ordinary

CFD

Decreasing Long

2,681

490.0697  ZAR

USD 1 ordinary

CFD

Decreasing Long

9,161

491.4857  ZAR

USD 1 ordinary

CFD

Decreasing Long

11,962

492.4489  ZAR

USD 1 ordinary

CFD

Decreasing Long

302,099

492.7300  ZAR

USD 1 ordinary

CFD

Decreasing Long

6,755

492.8144  ZAR

USD 1 ordinary

CFD

Decreasing Long

197

493.6864  ZAR

USD 1 ordinary

SWAP

Closing Short

41,451

28.0300  USD

NB: The below transactions which were previously disclosed have been cancelled

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 1 ordinary

CFD

Long

5,412

491.6457  ZAR

USD 1 ordinary

CFD

Short

10,246

491.6247  ZAR

(c)

Stock-settled derivative transactions

 (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

















(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit














(d)

Other dealings (including subscribing for

 new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)





4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal

 or refrain from dealing entered into by the person making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or

 derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the person making the disclosure and any other person relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

 






Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

25 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 
















SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.    KEY INFORMATION

Identity of the person whose positions/dealings

 are being disclosed:

Barclays PLC.

Name of offeror/offeree in relation to whose

 relevant securities this from relates:

ANGLOGOLD ASHANTI PLC

 








2.    OPTIONS AND DERIVATIVES

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025









3.    AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

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END
 
 

Companies

Barclays (BARC)
UK 100