FORM 8.3 (EPT/NON-RI) - Amendment to 2a and 3a and 3b |
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Replaces form Released at 23/09/2024 15:26 RNS Number : 2944F |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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(d) |
If an exempt fund manager connected with an |
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(e) |
Date position held/dealing undertaken: |
20 Sep 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
2,154,888 |
0.51% |
2,020,110 |
0.48% |
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(2) Cash-settled derivatives: |
1,305,468 |
0.31% |
1,048,963 |
0.25% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
130,000 |
0.03% |
160,000 |
0.04% |
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3,590,356 |
0.85% |
3,229,073 |
0.77% |
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(b) |
Rights to subscribe for new securities (including directors and |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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USD 1 ordinary |
Purchase |
312,664 |
27.9673 USD |
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USD 1 ordinary |
Purchase |
134,552 |
28.0300 USD |
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USD 1 ordinary |
Purchase |
92,211 |
28.0115 USD |
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USD 1 ordinary |
Purchase |
81,566 |
492.7300 ZAR |
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USD 1 ordinary |
Purchase |
56,394 |
28.0435 USD |
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USD 1 ordinary |
Purchase |
16,851 |
28.0245 USD |
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USD 1 ordinary |
Purchase |
11,800 |
27.8337 USD |
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USD 1 ordinary |
Purchase |
11,645 |
28.1335 USD |
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USD 1 ordinary |
Purchase |
9,400 |
27.8482 USD |
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USD 1 ordinary |
Purchase |
8,742 |
27.9280 USD |
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USD 1 ordinary |
Purchase |
8,329 |
28.0557 USD |
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USD 1 ordinary |
Purchase |
8,071 |
28.0182 USD |
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USD 1 ordinary |
Purchase |
7,182 |
28.0217 USD |
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USD 1 ordinary |
Purchase |
6,979 |
27.9379 USD |
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USD 1 ordinary |
Purchase |
6,039 |
27.8765 USD |
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USD 1 ordinary |
Purchase |
4,672 |
27.9218 USD |
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USD 1 ordinary |
Purchase |
3,417 |
27.8400 USD |
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USD 1 ordinary |
Purchase |
3,239 |
27.8216 USD |
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USD 1 ordinary |
Purchase |
2,811 |
28.0183 USD |
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USD 1 ordinary |
Purchase |
2,250 |
27.9702 USD |
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USD 1 ordinary |
Purchase |
1,600 |
27.8081 USD |
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USD 1 ordinary |
Purchase |
1,565 |
27.7938 USD |
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USD 1 ordinary |
Purchase |
1,350 |
27.8555 USD |
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USD 1 ordinary |
Purchase |
968 |
27.8773 USD |
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USD 1 ordinary |
Purchase |
967 |
27.8577 USD |
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USD 1 ordinary |
Purchase |
918 |
27.9069 USD |
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USD 1 ordinary |
Purchase |
879 |
27.9087 USD |
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USD 1 ordinary |
Purchase |
657 |
27.8708 USD |
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USD 1 ordinary |
Purchase |
523 |
27.9167 USD |
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USD 1 ordinary |
Purchase |
435 |
27.8900 USD |
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USD 1 ordinary |
Purchase |
415 |
27.7993 USD |
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USD 1 ordinary |
Purchase |
322 |
27.8070 USD |
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USD 1 ordinary |
Purchase |
279 |
27.8735 USD |
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USD 1 ordinary |
Purchase |
197 |
27.9030 USD |
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USD 1 ordinary |
Purchase |
168 |
27.8683 USD |
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USD 1 ordinary |
Purchase |
165 |
27.8709 USD |
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USD 1 ordinary |
Purchase |
155 |
27.9129 USD |
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USD 1 ordinary |
Purchase |
130 |
27.9614 USD |
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USD 1 ordinary |
Purchase |
110 |
27.8827 USD |
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USD 1 ordinary |
Purchase |
106 |
27.8766 USD |
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USD 1 ordinary |
Purchase |
100 |
28.0600 USD |
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USD 1 ordinary |
Sale |
432,966 |
27.9845 USD |
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USD 1 ordinary |
Sale |
93,101 |
28.0300 USD |
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USD 1 ordinary |
Sale |
81,566 |
492.7300 ZAR |
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USD 1 ordinary |
Sale |
48,800 |
28.0298 USD |
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USD 1 ordinary |
Sale |
42,389 |
28.0294 USD |
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USD 1 ordinary |
Sale |
19,011 |
28.0196 USD |
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USD 1 ordinary |
Sale |
18,800 |
27.8482 USD |
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USD 1 ordinary |
Sale |
15,600 |
29.0000 USD |
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USD 1 ordinary |
Sale |
7,593 |
28.0164 USD |
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USD 1 ordinary |
Sale |
7,072 |
27.8407 USD |
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USD 1 ordinary |
Sale |
5,912 |
28.1505 USD |
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USD 1 ordinary |
Sale |
5,386 |
27.9574 USD |
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USD 1 ordinary |
Sale |
4,321 |
27.9588 USD |
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USD 1 ordinary |
Sale |
3,794 |
27.8695 USD |
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USD 1 ordinary |
Sale |
3,500 |
27.8950 USD |
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USD 1 ordinary |
Sale |
3,468 |
28.1685 USD |
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USD 1 ordinary |
Sale |
3,239 |
27.8216 USD |
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USD 1 ordinary |
Sale |
3,067 |
27.8895 USD |
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USD 1 ordinary |
Sale |
2,800 |
27.9400 USD |
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USD 1 ordinary |
Sale |
2,662 |
27.8000 USD |
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USD 1 ordinary |
Sale |
2,443 |
27.9963 USD |
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USD 1 ordinary |
Sale |
2,350 |
27.9219 USD |
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USD 1 ordinary |
Sale |
1,406 |
27.9616 USD |
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USD 1 ordinary |
Sale |
1,125 |
27.7793 USD |
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USD 1 ordinary |
Sale |
1,077 |
27.8650 USD |
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USD 1 ordinary |
Sale |
898 |
27.9728 USD |
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USD 1 ordinary |
Sale |
881 |
27.8585 USD |
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USD 1 ordinary |
Sale |
737 |
27.7908 USD |
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USD 1 ordinary |
Sale |
639 |
27.8567 USD |
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USD 1 ordinary |
Sale |
515 |
27.9249 USD |
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USD 1 ordinary |
Sale |
487 |
27.8597 USD |
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USD 1 ordinary |
Sale |
365 |
28.0172 USD |
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USD 1 ordinary |
Sale |
340 |
27.9456 USD |
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USD 1 ordinary |
Sale |
322 |
27.8070 USD |
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USD 1 ordinary |
Sale |
291 |
27.8343 USD |
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USD 1 ordinary |
Sale |
289 |
27.8832 USD |
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USD 1 ordinary |
Sale |
265 |
27.8787 USD |
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USD 1 ordinary |
Sale |
200 |
27.9200 USD |
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USD 1 ordinary |
Sale |
200 |
28.0750 USD |
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USD 1 ordinary |
Sale |
200 |
27.7950 USD |
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USD 1 ordinary |
Sale |
128 |
27.7850 USD |
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USD 1 ordinary |
Sale |
75 |
27.8046 USD |
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USD 1 ordinary |
Sale |
72 |
27.8825 USD |
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USD 1 ordinary |
Sale |
41 |
27.7473 USD |
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USD 1 ordinary |
Sale |
40 |
27.9600 USD |
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USD 1 ordinary |
Sale |
30 |
27.9633 USD |
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USD 1 ordinary |
Sale |
24 |
27.9459 USD |
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USD 1 ordinary |
Sale |
20 |
27.9550 USD |
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USD 1 ordinary |
Sale |
10 |
27.9100 USD |
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USD 1 ordinary |
Sale |
10 |
27.9800 USD |
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USD 1 ordinary |
Sale |
6 |
28.0150 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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USD 1 ordinary |
SWAP |
Decreasing Long |
99,242 |
490.7900 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
456 |
488.3330 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
332 |
488.6491 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
386 |
488.7362 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
31 |
488.8531 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
2,196 |
488.9373 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
372 |
489.0361 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
6,157 |
489.1489 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
19 |
489.3729 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
234 |
489.8102 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
2,681 |
490.0183 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
480 |
490.0319 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
14 |
490.0931 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
31 |
490.1934 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
31 |
490.6035 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
64 |
490.6252 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
12,721 |
490.6384 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
221 |
490.7081 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
30,042 |
490.8485 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
554 |
490.9944 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
8,604 |
491.0841 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
320 |
491.2781 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
31 |
491.3036 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
9,161 |
491.4341 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
2,596 |
491.5374 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
25 |
491.8534 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
2,969 |
491.8911 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
613 |
492.3534 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
11,962 |
492.4218 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
348,650 |
492.7300 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
6,755 |
492.7503 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
458 |
492.8137 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
412 |
492.9654 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
3,287 |
493.2303 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
31 |
493.3237 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
784 |
493.4884 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
11 |
493.5737 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
197 |
493.6222 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
6 |
494.3439 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
948 |
494.4343 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
8 |
494.6339 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
413 |
494.7891 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
677 |
487.9010 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
332 |
488.5758 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
386 |
488.6629 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
31 |
488.7797 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
372 |
488.9627 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
6,157 |
489.0755 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
19 |
489.2997 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
234 |
489.7367 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
16,267 |
489.8244 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
480 |
489.9584 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
14 |
490.0198 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
31 |
490.1198 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
31 |
490.5298 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
64 |
490.5516 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
12,721 |
490.5550 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
221 |
490.6345 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
30,042 |
490.7651 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
357,134 |
490.7685 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
554 |
490.9207 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
13,327 |
490.9627 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
8,604 |
491.0006 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
320 |
491.2044 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
31 |
491.2298 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
2,596 |
491.4539 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
38,989 |
491.5951 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
25 |
491.7798 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
2,969 |
491.8075 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
613 |
492.2796 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
51,963 |
492.6462 ZAR |
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USD 1 ordinary |
SWAP |
Opening Short |
296,829 |
492.7300 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
115 |
492.7398 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
201 |
492.8531 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
412 |
492.8915 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
3,287 |
493.1464 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
31 |
493.2498 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
784 |
493.4144 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
11 |
493.4998 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
10,876 |
493.5237 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
6 |
494.2698 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
948 |
494.3601 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
8 |
494.5598 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
413 |
494.7149 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
677 |
487.8742 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
16,267 |
489.7729 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
357,134 |
490.7047 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
13,327 |
490.8988 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
38,989 |
491.5434 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
306,933 |
492.7300 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
10,876 |
493.4719 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
456 |
488.4453 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
2,196 |
488.9886 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
2,681 |
490.0697 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
9,161 |
491.4857 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
11,962 |
492.4489 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
302,099 |
492.7300 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
6,755 |
492.8144 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
197 |
493.6864 ZAR |
|||
USD 1 ordinary |
SWAP |
Closing Short |
41,451 |
28.0300 USD |
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NB: The below transactions which were previously disclosed have been cancelled |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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USD 1 ordinary |
CFD |
Long |
5,412 |
491.6457 ZAR |
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USD 1 ordinary |
CFD |
Short |
10,246 |
491.6247 ZAR |
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(c) |
Stock-settled derivative transactions |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
25 Sep 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS) |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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2. OPTIONS AND DERIVATIVES |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
|
USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
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USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
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3. AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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