FORM 8.3 - Amendment to 2a and 3b
Replaces form Released at 20/09/2024 15:17 RNS Number : 1064F
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
19 Sep 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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2,054,814 |
0.49% |
1,900,932 |
0.45% |
(2) |
Cash-settled derivatives: |
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and/or controlled: |
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1,014,060 |
0.24% |
744,488 |
0.18% |
(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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130,000 |
0.03% |
160,000 |
0.04% |
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TOTAL: |
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3,198,874 |
0.76% |
2,805,420 |
0.67% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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USD 1 ordinary |
Purchase |
106,072 |
27.9629 USD |
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USD 1 ordinary |
Purchase |
28,880 |
27.6513 USD |
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USD 1 ordinary |
Purchase |
24,132 |
27.5633 USD |
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USD 1 ordinary |
Purchase |
13,584 |
28.0404 USD |
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USD 1 ordinary |
Purchase |
5,013 |
27.9647 USD |
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USD 1 ordinary |
Purchase |
2,835 |
28.0942 USD |
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USD 1 ordinary |
Purchase |
2,456 |
27.6023 USD |
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USD 1 ordinary |
Purchase |
1,504 |
27.4627 USD |
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USD 1 ordinary |
Purchase |
1,475 |
27.5676 USD |
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USD 1 ordinary |
Purchase |
1,447 |
27.4694 USD |
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USD 1 ordinary |
Purchase |
1,223 |
27.4705 USD |
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USD 1 ordinary |
Purchase |
500 |
27.6450 USD |
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USD 1 ordinary |
Purchase |
414 |
27.5627 USD |
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USD 1 ordinary |
Purchase |
220 |
27.4113 USD |
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USD 1 ordinary |
Purchase |
200 |
27.4100 USD |
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USD 1 ordinary |
Purchase |
186 |
27.4000 USD |
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USD 1 ordinary |
Purchase |
107 |
27.3600 USD |
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USD 1 ordinary |
Purchase |
80 |
27.8125 USD |
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USD 1 ordinary |
Purchase |
27 |
27.3759 USD |
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USD 1 ordinary |
Purchase |
6 |
27.4066 USD |
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USD 1 ordinary |
Purchase |
2 |
27.4200 USD |
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USD 1 ordinary |
Sale |
115,090 |
27.9903 USD |
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USD 1 ordinary |
Sale |
31,607 |
27.5883 USD |
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USD 1 ordinary |
Sale |
24,184 |
27.6539 USD |
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USD 1 ordinary |
Sale |
4,229 |
27.5732 USD |
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USD 1 ordinary |
Sale |
3,408 |
27.8812 USD |
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USD 1 ordinary |
Sale |
2,696 |
27.9574 USD |
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USD 1 ordinary |
Sale |
1,210 |
27.8235 USD |
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USD 1 ordinary |
Sale |
1,208 |
27.4710 USD |
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USD 1 ordinary |
Sale |
1,036 |
27.3800 USD |
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USD 1 ordinary |
Sale |
979 |
27.4451 USD |
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USD 1 ordinary |
Sale |
606 |
27.4074 USD |
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USD 1 ordinary |
Sale |
590 |
27.7800 USD |
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USD 1 ordinary |
Sale |
407 |
27.5289 USD |
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USD 1 ordinary |
Sale |
367 |
28.2236 USD |
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USD 1 ordinary |
Sale |
329 |
27.6241 USD |
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USD 1 ordinary |
Sale |
300 |
27.4933 USD |
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USD 1 ordinary |
Sale |
300 |
27.5400 USD |
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USD 1 ordinary |
Sale |
244 |
27.5723 USD |
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USD 1 ordinary |
Sale |
200 |
27.3750 USD |
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USD 1 ordinary |
Sale |
200 |
28.0400 USD |
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USD 1 ordinary |
Sale |
100 |
27.5100 USD |
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USD 1 ordinary |
Sale |
100 |
27.5700 USD |
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USD 1 ordinary |
Sale |
100 |
27.3500 USD |
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USD 1 ordinary |
Sale |
100 |
28.2240 USD |
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USD 1 ordinary |
Sale |
100 |
27.3600 USD |
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USD 1 ordinary |
Sale |
56 |
27.4787 USD |
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USD 1 ordinary |
Sale |
44 |
27.3784 USD |
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USD 1 ordinary |
Sale |
40 |
27.5500 USD |
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USD 1 ordinary |
Sale |
31 |
27.4083 USD |
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USD 1 ordinary |
Sale |
2 |
27.4200 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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USD 1 ordinary |
SWAP |
Increasing Long |
99,242 |
490.7900 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
110,696 |
480.9800 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
804 |
482.4438 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
18,362 |
483.0600 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
6,983 |
483.0602 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
423 |
483.4889 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
322 |
483.5664 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
23,267 |
484.2811 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
36,534 |
485.9115 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
18,521 |
487.5153 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
30,007 |
487.9679 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
1,935 |
488.0011 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
1,936 |
489.0242 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
8,614 |
489.0837 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
75 |
489.7271 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
26,562 |
489.9184 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
6,281 |
489.9247 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
2,982 |
490.3924 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
71,485 |
490.8734 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
8,960 |
490.8917 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
2,202 |
490.9867 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
177,414 |
491.5209 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
167 |
491.6267 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
735 |
492.1482 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
110,696 |
480.9800 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
5,896 |
482.8550 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
5,010 |
482.9778 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
6,983 |
482.9780 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
13,352 |
483.0600 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
423 |
483.4164 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
322 |
483.4938 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
18,421 |
484.2332 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
18,781 |
484.4103 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
36,534 |
485.8289 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
18,521 |
487.4324 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
30,007 |
487.8850 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
1,936 |
488.9410 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
104,832 |
489.5564 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
75 |
489.7662 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
26,562 |
489.8351 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
6,281 |
489.8414 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
4,530 |
490.2114 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
2,982 |
490.3090 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
71,485 |
490.7900 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
167 |
491.5432 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
8,902 |
492.0125 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
5,896 |
482.7439 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
13,352 |
483.0600 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
18,421 |
484.1823 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
18,781 |
484.3594 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
104,832 |
489.4928 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
4,530 |
490.1477 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
8,902 |
491.9608 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
804 |
482.5066 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
13,352 |
483.0600 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
23,267 |
484.3441 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
1,935 |
488.0523 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
8,614 |
489.1106 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
8,960 |
491.0046 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
2,202 |
491.0382 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
177,414 |
491.5725 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
735 |
492.1998 ZAR |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
20 Sep 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
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USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
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USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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