FORM 8.3 - Amendment to section 2a and 3b |
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Replaces form released 13:54 on 19 Nov 2024 |
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8383M |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1 |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
18-Nov-24 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2 |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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-1 |
Relevant securities owned |
3,624,787 |
0.86% |
3,442,239 |
0.81% |
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and/or controlled: |
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-2 |
Cash-settled derivatives: |
2,799,493 |
0.66% |
2,087,301 |
0.49% |
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and/or controlled:` |
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-3 |
Stock-settled derivatives (including options) |
130,000 |
0.03% |
160,000 |
0.03% |
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and agreements to purchase/sell: |
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TOTAL: |
6,554,280 |
1.55% |
5,689,540 |
1.33% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3 |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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USD 1 ordinary |
Purchase |
157,699 |
24.8065 USD |
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USD 1 ordinary |
Purchase |
134,680 |
24.8015 USD |
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USD 1 ordinary |
Purchase |
95,822 |
24.8092 USD |
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USD 1 ordinary |
Purchase |
28,047 |
24.8100 USD |
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USD 1 ordinary |
Purchase |
25,163 |
24.8095 USD |
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USD 1 ordinary |
Purchase |
21,103 |
24.8195 USD |
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USD 1 ordinary |
Purchase |
11,105 |
24.7754 USD |
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USD 1 ordinary |
Purchase |
10,284 |
24.7650 USD |
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USD 1 ordinary |
Purchase |
9,900 |
24.8200 USD |
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USD 1 ordinary |
Purchase |
8,459 |
24.8171 USD |
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USD 1 ordinary |
Purchase |
8,288 |
24.7733 USD |
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USD 1 ordinary |
Purchase |
6,700 |
24.8547 USD |
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USD 1 ordinary |
Purchase |
6,622 |
24.8135 USD |
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USD 1 ordinary |
Purchase |
6,092 |
24.7620 USD |
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USD 1 ordinary |
Purchase |
4,438 |
24.7786 USD |
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USD 1 ordinary |
Purchase |
2,996 |
24.8407 USD |
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USD 1 ordinary |
Purchase |
2,790 |
24.8267 USD |
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USD 1 ordinary |
Purchase |
2,682 |
24.8211 USD |
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USD 1 ordinary |
Purchase |
2,120 |
24.7994 USD |
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USD 1 ordinary |
Purchase |
1,655 |
24.7404 USD |
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USD 1 ordinary |
Purchase |
1,450 |
24.8157 USD |
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USD 1 ordinary |
Purchase |
1,200 |
446.6500 ZAR |
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USD 1 ordinary |
Purchase |
1,164 |
24.8032 USD |
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USD 1 ordinary |
Purchase |
925 |
24.6324 USD |
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USD 1 ordinary |
Purchase |
544 |
24.8249 USD |
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USD 1 ordinary |
Purchase |
526 |
24.8086 USD |
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USD 1 ordinary |
Purchase |
520 |
24.8190 USD |
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USD 1 ordinary |
Purchase |
340 |
24.8349 USD |
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USD 1 ordinary |
Purchase |
284 |
24.8129 USD |
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USD 1 ordinary |
Purchase |
235 |
24.8625 USD |
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USD 1 ordinary |
Purchase |
100 |
24.8600 USD |
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USD 1 ordinary |
Purchase |
100 |
24.8000 USD |
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USD 1 ordinary |
Purchase |
47 |
24.7400 USD |
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USD 1 ordinary |
Purchase |
24 |
24.8300 USD |
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USD 1 ordinary |
Purchase |
6 |
24.7300 USD |
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USD 1 ordinary |
Sale |
249,881 |
24.7993 USD |
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USD 1 ordinary |
Sale |
45,373 |
24.8048 USD |
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USD 1 ordinary |
Sale |
42,271 |
24.7748 USD |
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USD 1 ordinary |
Sale |
32,376 |
24.8197 USD |
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USD 1 ordinary |
Sale |
18,574 |
24.7997 USD |
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USD 1 ordinary |
Sale |
14,974 |
24.8165 USD |
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USD 1 ordinary |
Sale |
14,484 |
24.8133 USD |
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USD 1 ordinary |
Sale |
11,205 |
24.8200 USD |
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USD 1 ordinary |
Sale |
10,792 |
24.7958 USD |
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USD 1 ordinary |
Sale |
10,174 |
24.7989 USD |
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USD 1 ordinary |
Sale |
10,014 |
24.7700 USD |
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USD 1 ordinary |
Sale |
9,884 |
24.8138 USD |
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USD 1 ordinary |
Sale |
9,648 |
24.8332 USD |
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USD 1 ordinary |
Sale |
9,047 |
24.8372 USD |
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USD 1 ordinary |
Sale |
7,743 |
24.8082 USD |
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USD 1 ordinary |
Sale |
6,700 |
24.8547 USD |
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USD 1 ordinary |
Sale |
6,079 |
24.8029 USD |
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USD 1 ordinary |
Sale |
5,206 |
24.7944 USD |
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USD 1 ordinary |
Sale |
4,984 |
24.9779 USD |
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USD 1 ordinary |
Sale |
3,941 |
24.9864 USD |
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USD 1 ordinary |
Sale |
3,721 |
24.7657 USD |
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USD 1 ordinary |
Sale |
3,620 |
24.7568 USD |
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USD 1 ordinary |
Sale |
3,160 |
24.8350 USD |
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USD 1 ordinary |
Sale |
2,668 |
24.8010 USD |
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USD 1 ordinary |
Sale |
2,120 |
24.7994 USD |
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USD 1 ordinary |
Sale |
1,971 |
24.8000 USD |
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USD 1 ordinary |
Sale |
1,612 |
24.9252 USD |
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USD 1 ordinary |
Sale |
1,256 |
24.7808 USD |
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USD 1 ordinary |
Sale |
1,202 |
24.7901 USD |
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USD 1 ordinary |
Sale |
1,200 |
446.6500 ZAR |
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USD 1 ordinary |
Sale |
1,075 |
24.8527 USD |
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USD 1 ordinary |
Sale |
551 |
24.7558 USD |
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USD 1 ordinary |
Sale |
526 |
24.8086 USD |
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USD 1 ordinary |
Sale |
502 |
24.7952 USD |
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USD 1 ordinary |
Sale |
500 |
24.8110 USD |
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USD 1 ordinary |
Sale |
467 |
24.8212 USD |
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USD 1 ordinary |
Sale |
420 |
24.8128 USD |
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USD 1 ordinary |
Sale |
412 |
24.7800 USD |
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USD 1 ordinary |
Sale |
400 |
24.8300 USD |
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USD 1 ordinary |
Sale |
400 |
24.7925 USD |
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USD 1 ordinary |
Sale |
400 |
24.7987 USD |
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USD 1 ordinary |
Sale |
400 |
24.5700 USD |
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USD 1 ordinary |
Sale |
377 |
24.8099 USD |
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USD 1 ordinary |
Sale |
340 |
24.8349 USD |
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USD 1 ordinary |
Sale |
311 |
24.7654 USD |
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USD 1 ordinary |
Sale |
303 |
24.7405 USD |
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USD 1 ordinary |
Sale |
300 |
24.7933 USD |
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USD 1 ordinary |
Sale |
252 |
24.8759 USD |
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USD 1 ordinary |
Sale |
238 |
24.7573 USD |
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USD 1 ordinary |
Sale |
237 |
24.8094 USD |
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USD 1 ordinary |
Sale |
210 |
24.8267 USD |
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USD 1 ordinary |
Sale |
203 |
24.7895 USD |
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USD 1 ordinary |
Sale |
200 |
24.8150 USD |
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USD 1 ordinary |
Sale |
97 |
24.8800 USD |
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USD 1 ordinary |
Sale |
24 |
24.8100 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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USD 1 ordinary |
SWAP |
Decreasing Long |
5,115 |
445.0190 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
4,480 |
445.2442 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
7,115 |
445.4735 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
3,200 |
445.9201 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
12,181 |
446.2434 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
12,453 |
446.3438 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
752 |
446.5740 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
11,038 |
446.6500 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
21,000 |
446.7291 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
4,016 |
447.4747 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
11,130 |
447.5085 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
193,369 |
447.8696 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
3,303 |
447.9818 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
4,879 |
448.6669 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
2,725 |
448.7009 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
694 |
449.9468 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
491 |
450.0483 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
22,418 |
451.4485 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
90 |
445.6498 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
6,313 |
446.3317 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
1,114 |
448.3197 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
19,650 |
448.5734 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
6,636 |
448.8152 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
991 |
450.2499 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
90 |
445.5919 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
6313 |
446.2737 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
4879 |
448.6085 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
193369 |
447.8113] ZAR |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4 |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
22-Nov-24 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1 |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this from relates: |
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2 |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
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USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22 |
American |
21-Mar-25 |
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USD 1 ordinary |
Put Options |
Written |
130,000 |
15 |
American |
17-Jan-25 |
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3 |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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