Form 8.3 - ANGLOGOLD ASHANTI PLC Replace

Barclays PLC
22 November 2024
 

FORM 8.3 - Amendment to section 2a and 3b

 



 

Replaces form released 13:54 on 19 Nov 2024

 



 

8383M

 







 









 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

 

MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1

KEY INFORMATION

 

(a)

Full name of discloser:


Barclays PLC.

 

(b)

Owner or controller of interest and short


 


positions disclosed, if different from 1(a):

 

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 


relevant securities this form relates:

 

(d)

If an exempt fund manager connected with an


 


offeror/offeree, state this and specify identity of

 


offeror/offeree:

 

(e)

Date position held/dealing undertaken:

18-Nov-24

 

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 


disclosures in respect of any other party to the offer?

CENTAMIN PLC


 

2

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 


to which the disclosure relates following the dealing(if any)

 

 

Class of relevant security:

USD 1 ordinary

 


Interests

Short Positions

 


Number

(%)

Number

(%)

 

-1

Relevant securities owned

3,624,787

0.86%

3,442,239

0.81%

 


and/or controlled:



 

-2

Cash-settled derivatives:

2,799,493

0.66%

2,087,301

0.49%

 


and/or controlled:`



 

-3

Stock-settled derivatives (including options)

130,000

0.03%

160,000

0.03%

 


and agreements to purchase/sell:



 

TOTAL:

6,554,280

1.55%

5,689,540

1.33%

 

 

(b)

Rights to subscribe for new securities (including directors and other executive

 



options)

 







Class of relevant security in relation to






which subscription right exists






Details, including nature of the rights

 





concerned and relevant percentages:






3

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER


(a)

Purchases and sales

 






Class of relevant

Purchase/sale

Number of

Price per unit


security


securities



USD 1 ordinary

Purchase

157,699

24.8065  USD


USD 1 ordinary

Purchase

134,680

24.8015  USD


USD 1 ordinary

Purchase

95,822

24.8092  USD


USD 1 ordinary

Purchase

28,047

24.8100  USD


USD 1 ordinary

Purchase

25,163

24.8095  USD


USD 1 ordinary

Purchase

21,103

24.8195  USD


USD 1 ordinary

Purchase

11,105

24.7754  USD


USD 1 ordinary

Purchase

10,284

24.7650  USD


USD 1 ordinary

Purchase

9,900

24.8200  USD


USD 1 ordinary

Purchase

8,459

24.8171  USD


USD 1 ordinary

Purchase

8,288

24.7733  USD


USD 1 ordinary

Purchase

6,700

24.8547  USD


USD 1 ordinary

Purchase

6,622

24.8135  USD


USD 1 ordinary

Purchase

6,092

24.7620  USD


USD 1 ordinary

Purchase

4,438

24.7786  USD


USD 1 ordinary

Purchase

2,996

24.8407  USD


USD 1 ordinary

Purchase

2,790

24.8267  USD


USD 1 ordinary

Purchase

2,682

24.8211  USD


USD 1 ordinary

Purchase

2,120

24.7994  USD


USD 1 ordinary

Purchase

1,655

24.7404  USD


USD 1 ordinary

Purchase

1,450

24.8157  USD


USD 1 ordinary

Purchase

1,200

446.6500  ZAR


USD 1 ordinary

Purchase

1,164

24.8032  USD


USD 1 ordinary

Purchase

925

24.6324  USD


USD 1 ordinary

Purchase

544

24.8249  USD


USD 1 ordinary

Purchase

526

24.8086  USD


USD 1 ordinary

Purchase

520

24.8190  USD


USD 1 ordinary

Purchase

340

24.8349  USD


USD 1 ordinary

Purchase

284

24.8129  USD


USD 1 ordinary

Purchase

235

24.8625  USD


USD 1 ordinary

Purchase

100

24.8600  USD


USD 1 ordinary

Purchase

100

24.8000  USD


USD 1 ordinary

Purchase

47

24.7400  USD


USD 1 ordinary

Purchase

24

24.8300  USD


USD 1 ordinary

Purchase

6

24.7300  USD


USD 1 ordinary

Sale

249,881

24.7993  USD


USD 1 ordinary

Sale

45,373

24.8048  USD


USD 1 ordinary

Sale

42,271

24.7748  USD


USD 1 ordinary

Sale

32,376

24.8197  USD


USD 1 ordinary

Sale

18,574

24.7997  USD


USD 1 ordinary

Sale

14,974

24.8165  USD


USD 1 ordinary

Sale

14,484

24.8133  USD


USD 1 ordinary

Sale

11,205

24.8200  USD


USD 1 ordinary

Sale

10,792

24.7958  USD


USD 1 ordinary

Sale

10,174

24.7989  USD


USD 1 ordinary

Sale

10,014

24.7700  USD


USD 1 ordinary

Sale

9,884

24.8138  USD


USD 1 ordinary

Sale

9,648

24.8332  USD


USD 1 ordinary

Sale

9,047

24.8372  USD


USD 1 ordinary

Sale

7,743

24.8082  USD


USD 1 ordinary

Sale

6,700

24.8547  USD


USD 1 ordinary

Sale

6,079

24.8029  USD


USD 1 ordinary

Sale

5,206

24.7944  USD


USD 1 ordinary

Sale

4,984

24.9779  USD


USD 1 ordinary

Sale

3,941

24.9864  USD


USD 1 ordinary

Sale

3,721

24.7657  USD


USD 1 ordinary

Sale

3,620

24.7568  USD


USD 1 ordinary

Sale

3,160

24.8350  USD


USD 1 ordinary

Sale

2,668

24.8010  USD


USD 1 ordinary

Sale

2,120

24.7994  USD


USD 1 ordinary

Sale

1,971

24.8000  USD


USD 1 ordinary

Sale

1,612

24.9252  USD


USD 1 ordinary

Sale

1,256

24.7808  USD


USD 1 ordinary

Sale

1,202

24.7901  USD


USD 1 ordinary

Sale

1,200

446.6500  ZAR


USD 1 ordinary

Sale

1,075

24.8527  USD


USD 1 ordinary

Sale

551

24.7558  USD


USD 1 ordinary

Sale

526

24.8086  USD


USD 1 ordinary

Sale

502

24.7952  USD


USD 1 ordinary

Sale

500

24.8110  USD


USD 1 ordinary

Sale

467

24.8212  USD


USD 1 ordinary

Sale

420

24.8128  USD


USD 1 ordinary

Sale

412

24.7800  USD


USD 1 ordinary

Sale

400

24.8300  USD


USD 1 ordinary

Sale

400

24.7925  USD


USD 1 ordinary

Sale

400

24.7987  USD


USD 1 ordinary

Sale

400

24.5700  USD


USD 1 ordinary

Sale

377

24.8099  USD


USD 1 ordinary

Sale

340

24.8349  USD


USD 1 ordinary

Sale

311

24.7654  USD


USD 1 ordinary

Sale

303

24.7405  USD


USD 1 ordinary

Sale

300

24.7933  USD


USD 1 ordinary

Sale

252

24.8759  USD


USD 1 ordinary

Sale

238

24.7573  USD


USD 1 ordinary

Sale

237

24.8094  USD


USD 1 ordinary

Sale

210

24.8267  USD


USD 1 ordinary

Sale

203

24.7895  USD


USD 1 ordinary

Sale

200

24.8150  USD


USD 1 ordinary

Sale

97

24.8800  USD


USD 1 ordinary

Sale

24

24.8100  USD











(b)

Cash-settled derivative transactions

 


Class of

Product

Nature of dealing

Number of

Price per


relevant

description


reference

unit


security



securities



USD 1 ordinary

SWAP

Decreasing Long

5,115

445.0190  ZAR


USD 1 ordinary

SWAP

Decreasing Long

4,480

445.2442  ZAR


USD 1 ordinary

SWAP

Decreasing Long

7,115

445.4735  ZAR


USD 1 ordinary

SWAP

Decreasing Long

3,200

445.9201  ZAR


USD 1 ordinary

SWAP

Decreasing Long

12,181

446.2434  ZAR


USD 1 ordinary

SWAP

Decreasing Long

12,453

446.3438  ZAR


USD 1 ordinary

SWAP

Decreasing Long

752

446.5740  ZAR


USD 1 ordinary

SWAP

Decreasing Long

11,038

446.6500  ZAR


USD 1 ordinary

SWAP

Decreasing Long

21,000

446.7291  ZAR


USD 1 ordinary

SWAP

Decreasing Long

4,016

447.4747  ZAR


USD 1 ordinary

SWAP

Decreasing Long

11,130

447.5085  ZAR


USD 1 ordinary

SWAP

Decreasing Long

193,369

447.8696  ZAR


USD 1 ordinary

SWAP

Decreasing Long

3,303

447.9818  ZAR


USD 1 ordinary

SWAP

Decreasing Long

4,879

448.6669  ZAR


USD 1 ordinary

SWAP

Decreasing Long

2,725

448.7009  ZAR


USD 1 ordinary

SWAP

Decreasing Long

694

449.9468  ZAR


USD 1 ordinary

SWAP

Decreasing Long

491

450.0483  ZAR


USD 1 ordinary

SWAP

Decreasing Long

22,418

451.4485  ZAR


USD 1 ordinary

CFD

Decreasing Long

90

445.6498  ZAR


USD 1 ordinary

CFD

Decreasing Long

6,313

446.3317  ZAR


USD 1 ordinary

CFD

Decreasing Long

1,114

448.3197  ZAR


USD 1 ordinary

CFD

Decreasing Long

19,650

448.5734  ZAR


USD 1 ordinary

CFD

Decreasing Long

6,636

448.8152  ZAR


USD 1 ordinary

CFD

Decreasing Long

991

450.2499  ZAR


USD 1 ordinary

SWAP

Increasing Long

90

445.5919  ZAR


USD 1 ordinary

SWAP

Increasing Long

6313

446.2737  ZAR


USD 1 ordinary

CFD

Increasing Long

4879

448.6085  ZAR


USD 1 ordinary

CFD

Increasing Long

193369

447.8113]  ZAR











(c)

Stock-settled derivative transactions (including options)

 


(i)

Writing, selling, purchasing or varying

 


Class

Product

Writing,

Number

Exercise

Type

Expiry

Option


of

description

purchasing,

of

price


date

money


relevant


selling,

securities

per unit



paid/


security


varying etc

to which




received





option




per unit





relates
























(ii)

Exercising

 







Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per


security



securities

unit

















(d)

Other dealings (including subscribing for new securities)

 


Class of relevant

Nature of Dealings

Details

Price per unit (if


security



applicable)







4

OTHER INFORMATION


(a)

Indemnity and other dealings arrangements

 


Details of any indemnity or option arrangement, or any agreement or understanding,




formal or informal, relating to relevant securities which may be an inducement to deal

 



or refrain from dealing entered into by the exempt principal trader making the disclosure and any party



to the offer or any person acting in concert with a party to the offer:





NONE


(b)

Agreements, arrangements or understandings relating to options or derivatives

 


Details of any agreement, arrangement or understanding, formal or informal, between




the person making the disclosure and any other person relating to:

 



(i)  the voting rights of any relevant securities under any option; or

 




(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 



any derivative is referenced:








NONE


(c)

Attachments

 







Is a Supplemental Form 8 (Open Positions) attached?

YES


Date of disclosure:

22-Nov-24


Contact name:

Large Holdings Regulatory Operations


Telephone number:

020 3134 7213


 



























DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO


PURCHASE OR SELL ETC.


Note 5(i) on Rule 8 of the Takeover Code (the "Code")


1

KEY INFORMATION


Identity of the person whose positions/dealings

Barclays PLC.


are being disclosed:


Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC


relevant securities this from relates:


 









2

OPTIONS AND DERIVATIVES


Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date


USD 1 ordinary

Put Options

Purchased

-160,000

22

American

21-Mar-25


USD 1 ordinary

Put Options

Written

130,000

15

American

17-Jan-25











3

AGREEMENTS TO PURCHASE OR SELL ETC.


Full details should be given so that the nature of the interest or position can be fully understood:





























 

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