FORM 8.3 - Amendment to section 2a and 3b |
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Replaces form released 15:37 on 21 Nov 2024 |
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2140N |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1 |
KEY INFORMATION |
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(a) |
Full name of discloser: |
Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
20-Nov-24 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2 |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
3,544,462 |
0.84% |
3,328,134 |
0.79% |
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(2) Cash-settled derivatives: |
3,568,255 |
0.84% |
2,331,393 |
0.55% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
130,000 |
0.03% |
160,000 |
0.03% |
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7,242,717 |
1.71% |
5,819,527 |
1.37% |
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TOTAL: |
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(b) |
Rights to subscribe for new securities (including directors and |
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other executive options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3 |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
securities |
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USD 1 ordinary |
Purchase |
272,159 |
24.4107 USD |
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USD 1 ordinary |
Purchase |
201,703 |
24.4937 USD |
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USD 1 ordinary |
Purchase |
170,001 |
24.3686 USD |
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USD 1 ordinary |
Purchase |
168,390 |
24.5613 USD |
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USD 1 ordinary |
Purchase |
62,538 |
24.3631 USD |
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USD 1 ordinary |
Purchase |
62,073 |
24.2287 USD |
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USD 1 ordinary |
Purchase |
41,925 |
24.5619 USD |
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USD 1 ordinary |
Purchase |
20,395 |
24.1573 USD |
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USD 1 ordinary |
Purchase |
20,000 |
24.1790 USD |
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USD 1 ordinary |
Purchase |
12,136 |
24.5671 USD |
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USD 1 ordinary |
Purchase |
11,188 |
24.1572 USD |
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USD 1 ordinary |
Purchase |
10,526 |
24.6082 USD |
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USD 1 ordinary |
Purchase |
10,186 |
24.1401 USD |
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USD 1 ordinary |
Purchase |
9,649 |
24.3514 USD |
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USD 1 ordinary |
Purchase |
9,098 |
24.5342 USD |
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USD 1 ordinary |
Purchase |
8,281 |
24.3469 USD |
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USD 1 ordinary |
Purchase |
7,474 |
24.5400 USD |
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USD 1 ordinary |
Purchase |
7,440 |
24.1731 USD |
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USD 1 ordinary |
Purchase |
7,207 |
24.5173 USD |
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USD 1 ordinary |
Purchase |
7,100 |
24.3800 USD |
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USD 1 ordinary |
Purchase |
5,329 |
24.3134 USD |
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USD 1 ordinary |
Purchase |
4,918 |
24.1382 USD |
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USD 1 ordinary |
Purchase |
4,728 |
24.5200 USD |
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USD 1 ordinary |
Purchase |
4,000 |
24.1098 USD |
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USD 1 ordinary |
Purchase |
4,000 |
24.2848 USD |
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USD 1 ordinary |
Purchase |
3,550 |
24.4418 USD |
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USD 1 ordinary |
Purchase |
3,051 |
24.4053 USD |
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USD 1 ordinary |
Purchase |
2,598 |
24.1649 USD |
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USD 1 ordinary |
Purchase |
2,328 |
24.3931 USD |
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USD 1 ordinary |
Purchase |
1,766 |
24.0652 USD |
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USD 1 ordinary |
Purchase |
1,430 |
24.2617 USD |
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USD 1 ordinary |
Purchase |
1,034 |
24.1580 USD |
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USD 1 ordinary |
Purchase |
914 |
24.4667 USD |
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USD 1 ordinary |
Purchase |
809 |
24.1684 USD |
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USD 1 ordinary |
Purchase |
406 |
24.1750 USD |
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USD 1 ordinary |
Purchase |
352 |
24.5105 USD |
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USD 1 ordinary |
Purchase |
350 |
24.5557 USD |
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USD 1 ordinary |
Purchase |
322 |
24.2295 USD |
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USD 1 ordinary |
Purchase |
320 |
24.2171 USD |
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USD 1 ordinary |
Purchase |
318 |
24.1122 USD |
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USD 1 ordinary |
Purchase |
300 |
24.1400 USD |
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USD 1 ordinary |
Purchase |
300 |
24.4666 USD |
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USD 1 ordinary |
Purchase |
200 |
24.5000 USD |
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USD 1 ordinary |
Purchase |
154 |
24.5144 USD |
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USD 1 ordinary |
Purchase |
100 |
24.4900 USD |
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USD 1 ordinary |
Purchase |
97 |
24.1700 USD |
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USD 1 ordinary |
Sale |
448,970 |
24.5267 USD |
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USD 1 ordinary |
Sale |
81,695 |
24.1455 USD |
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USD 1 ordinary |
Sale |
80,462 |
24.4809 USD |
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USD 1 ordinary |
Sale |
77,295 |
24.4082 USD |
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USD 1 ordinary |
Sale |
59,872 |
24.3627 USD |
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USD 1 ordinary |
Sale |
48,351 |
24.3847 USD |
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USD 1 ordinary |
Sale |
41,141 |
24.3418 USD |
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USD 1 ordinary |
Sale |
34,721 |
24.2854 USD |
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USD 1 ordinary |
Sale |
33,744 |
24.3681 USD |
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USD 1 ordinary |
Sale |
21,313 |
24.3357 USD |
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USD 1 ordinary |
Sale |
20,457 |
24.1983 USD |
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USD 1 ordinary |
Sale |
20,000 |
24.1790 USD |
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USD 1 ordinary |
Sale |
19,223 |
24.4437 USD |
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USD 1 ordinary |
Sale |
17,360 |
24.4222 USD |
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USD 1 ordinary |
Sale |
15,627 |
24.3071 USD |
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USD 1 ordinary |
Sale |
12,839 |
24.2869 USD |
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USD 1 ordinary |
Sale |
9,685 |
24.3509 USD |
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USD 1 ordinary |
Sale |
9,098 |
24.5342 USD |
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USD 1 ordinary |
Sale |
8,007 |
24.4273 USD |
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USD 1 ordinary |
Sale |
7,650 |
24.6001 USD |
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USD 1 ordinary |
Sale |
7,440 |
24.1731 USD |
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USD 1 ordinary |
Sale |
7,100 |
24.3800 USD |
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USD 1 ordinary |
Sale |
7,095 |
24.3772 USD |
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USD 1 ordinary |
Sale |
6,495 |
24.5679 USD |
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USD 1 ordinary |
Sale |
6,344 |
24.3299 USD |
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USD 1 ordinary |
Sale |
5,708 |
24.5400 USD |
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USD 1 ordinary |
Sale |
5,419 |
24.5553 USD |
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USD 1 ordinary |
Sale |
5,058 |
24.4785 USD |
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USD 1 ordinary |
Sale |
4,191 |
24.2776 USD |
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USD 1 ordinary |
Sale |
4,000 |
24.2848 USD |
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USD 1 ordinary |
Sale |
4,000 |
24.1098 USD |
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USD 1 ordinary |
Sale |
3,903 |
24.3489 USD |
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USD 1 ordinary |
Sale |
3,854 |
24.4908 USD |
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USD 1 ordinary |
Sale |
3,271 |
24.2774 USD |
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USD 1 ordinary |
Sale |
2,995 |
24.2985 USD |
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USD 1 ordinary |
Sale |
1,953 |
24.4372 USD |
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USD 1 ordinary |
Sale |
1,824 |
24.3992 USD |
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USD 1 ordinary |
Sale |
1,720 |
24.4851 USD |
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USD 1 ordinary |
Sale |
1,637 |
24.3075 USD |
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USD 1 ordinary |
Sale |
1,430 |
24.2617 USD |
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USD 1 ordinary |
Sale |
1,331 |
24.3331 USD |
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USD 1 ordinary |
Sale |
1,120 |
24.2932 USD |
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USD 1 ordinary |
Sale |
1,117 |
24.3044 USD |
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USD 1 ordinary |
Sale |
807 |
24.4212 USD |
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USD 1 ordinary |
Sale |
627 |
24.6235 USD |
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USD 1 ordinary |
Sale |
558 |
24.3327 USD |
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USD 1 ordinary |
Sale |
504 |
24.3707 USD |
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USD 1 ordinary |
Sale |
400 |
24.2737 USD |
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USD 1 ordinary |
Sale |
322 |
24.2295 USD |
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USD 1 ordinary |
Sale |
318 |
24.3700 USD |
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USD 1 ordinary |
Sale |
305 |
24.4009 USD |
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USD 1 ordinary |
Sale |
300 |
24.4566 USD |
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USD 1 ordinary |
Sale |
275 |
24.3791 USD |
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USD 1 ordinary |
Sale |
256 |
24.4535 USD |
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USD 1 ordinary |
Sale |
247 |
24.3033 USD |
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USD 1 ordinary |
Sale |
200 |
24.2650 USD |
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USD 1 ordinary |
Sale |
100 |
24.3600 USD |
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USD 1 ordinary |
Sale |
70 |
24.2500 USD |
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USD 1 ordinary |
Sale |
30 |
24.3324 USD |
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USD 1 ordinary |
Sale |
24 |
24.1200 USD |
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USD 1 ordinary |
Sale |
2 |
24.3850 USD |
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USD 1 ordinary |
Sale |
1 |
24.5200 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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relevant |
reference |
unit |
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security |
securities |
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USD 1 ordinary |
SWAP |
Decreasing Long |
4,130 |
445.5068 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
18,071 |
445.9000 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
5,817 |
446.0914 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
3,100 |
446.8096 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
118,178 |
447.0536 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
86,653 |
447.1924 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
26,477 |
447.2145 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
398 |
447.2892 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
21,000 |
447.3287 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing short |
447 |
447.3291 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
3,558 |
447.3294 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
18,971 |
447.4321 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
10,485 |
447.4411 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
276,291 |
447.5423 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
17,282 |
447.5821 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
76 |
447.8580 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
66,970 |
447.8928 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
49,155 |
447.9217 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
40,326 |
448.2289 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
19,343 |
448.3704 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
25,330 |
448.4437 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
3,508 |
448.5200 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing short |
61 |
448.5240 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing short |
1 |
448.5527 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
5,459 |
448.7702 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
6,000 |
449.4736 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
155 |
450.6219 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
20,560 |
450.8548 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
387 |
452.1355 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
3,127 |
452.1360 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
1,760 |
456.1200 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
56,249 |
447.3749 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
941 |
447.5203 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
361 |
447.6004 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
647 |
447.6110 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
14,627 |
447.8984 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
566 |
448.1007 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
3,008 |
24.5400 USD |
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USD 1 ordinary |
SWAP |
Decreasing short |
647 |
447.5529 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing short |
3,558 |
447.3294 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing short |
56,249 |
447.3168 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing short |
941 |
447.5621 ZAR |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for |
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new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4 |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or |
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derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
22-Nov-24 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS) |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this from relates: |
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2. OPTIONS AND DERIVATIVES |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
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of |
description |
purchasing, |
of |
price |
date |
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relevant |
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selling, |
securities |
per unit |
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security |
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varying etc |
to which |
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option |
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relates |
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USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22 |
American |
21-Mar-25 |
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USD 1 ordinary |
Put Options |
Written |
130,000 |
15 |
American |
17-Jan-25 |
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3. AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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