Form 8.3 - ANGLOGOLD ASHANTI PLC Replacement
|
FORM 8.3 - Amendment to section 2a and 3b |
|
|
|
|
|
||
|
Replaces form released 14:50 on 20 Nov 2024 |
|
|
|
|
|
||
|
0177N |
|
|
|
|
|
|
|
|
FORM 8.3 |
|||||||
|
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|||||||
|
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|||||||
|
MORE |
|||||||
|
Rule 8.3 of the Takeover Code (the "Code") |
|||||||
|
1 |
KEY INFORMATION |
||||||
|
(a) |
Full name of discloser: |
|
Barclays PLC. |
||||
|
(b) |
Owner or controller of interest and short |
|
|||||
|
|
positions disclosed, if different from 1(a): |
||||||
|
(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
|||||
|
|
relevant securities this form relates: |
||||||
|
(d) |
If an exempt fund manager connected with an |
|
|||||
|
|
offeror/offeree, state this and specify identity of |
||||||
|
|
offeror/offeree: |
||||||
|
(e) |
Date position held/dealing undertaken: |
19-Nov-24 |
|||||
|
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|
|
|||
|
|
disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
|
||||
|
2 |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
||||||
|
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
|||||
|
|
to which the disclosure relates following the dealing(if any) |
|
|||||
|
Class of relevant security: |
USD 1 ordinary |
||||||
|
|
Interests |
Short Positions |
|||||
|
|
Number |
(%) |
Number |
(%) |
|||
|
-1 |
Relevant securities owned and/or controlled: |
3,770,108 |
0.89% |
3,555,062 |
0.84% |
||
|
|
|||||||
|
-2 |
Cash-settled derivatives: and/or controlled: |
|
0.79% |
2,671,512 |
0.63% |
||
|
|
3,334,186 |
||||||
|
-3 |
Stock-settled derivatives (including options) and agreements to purchase/sell: |
130,000 |
0.03% |
160,000 |
0.03% |
||
|
|
|||||||
|
|
|
|
|
|
|
|
|
|
|
TOTAL: |
|
|
7,234,294 |
1.71% |
6,386,574 |
1.50% |
|
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
|||||
|
|
options) |
|
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
|
|||
|
which subscription right exists |
|
|
|
|
|||
|
Details, including nature of the rights |
|
|
|
|
|||
|
concerned and relevant percentages: |
|
|
|
|
|||
|
3 |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
||||||
|
(a) |
Purchases and sales |
|
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
Number of |
Price per unit |
||||
|
security |
|
securities |
|
||||
|
USD 1 ordinary |
Purchase |
235,581 |
25.2722 USD |
||||
|
USD 1 ordinary |
Purchase |
171,422 |
25.0533 USD |
||||
|
USD 1 ordinary |
Purchase |
135,123 |
25.0926 USD |
||||
|
USD 1 ordinary |
Purchase |
55,955 |
25.3767 USD |
||||
|
USD 1 ordinary |
Purchase |
32,499 |
25.1080 USD |
||||
|
USD 1 ordinary |
Purchase |
26,014 |
25.2397 USD |
||||
|
USD 1 ordinary |
Purchase |
25,156 |
24.9152 USD |
||||
|
USD 1 ordinary |
Purchase |
14,807 |
25.1112 USD |
||||
|
USD 1 ordinary |
Purchase |
12,271 |
25.0547 USD |
||||
|
USD 1 ordinary |
Purchase |
8,887 |
25.1049 USD |
||||
|
USD 1 ordinary |
Purchase |
7,099 |
24.9897 USD |
||||
|
USD 1 ordinary |
Purchase |
6,901 |
25.2181 USD |
||||
|
USD 1 ordinary |
Purchase |
6,884 |
25.1500 USD |
||||
|
USD 1 ordinary |
Purchase |
6,799 |
25.1497 USD |
||||
|
USD 1 ordinary |
Purchase |
5,647 |
25.1061 USD |
||||
|
USD 1 ordinary |
Purchase |
5,474 |
25.0835 USD |
||||
|
USD 1 ordinary |
Purchase |
5,260 |
25.0434 USD |
||||
|
USD 1 ordinary |
Purchase |
3,967 |
25.0686 USD |
||||
|
USD 1 ordinary |
Purchase |
3,653 |
24.7927 USD |
||||
|
USD 1 ordinary |
Purchase |
3,596 |
25.1455 USD |
||||
|
USD 1 ordinary |
Purchase |
2,902 |
25.0422 USD |
||||
|
USD 1 ordinary |
Purchase |
2,895 |
25.1262 USD |
||||
|
USD 1 ordinary |
Purchase |
2,800 |
25.1000 USD |
||||
|
USD 1 ordinary |
Purchase |
2,563 |
25.0511 USD |
||||
|
USD 1 ordinary |
Purchase |
1,750 |
25.3600 USD |
||||
|
USD 1 ordinary |
Purchase |
1,492 |
25.0797 USD |
||||
|
USD 1 ordinary |
Purchase |
1,300 |
25.0784 USD |
||||
|
USD 1 ordinary |
Purchase |
1,143 |
25.1118 USD |
||||
|
USD 1 ordinary |
Purchase |
1,064 |
24.9857 USD |
||||
|
USD 1 ordinary |
Purchase |
1,038 |
25.1100 USD |
||||
|
USD 1 ordinary |
Purchase |
972 |
25.1722 USD |
||||
|
USD 1 ordinary |
Purchase |
684 |
24.9908 USD |
||||
|
USD 1 ordinary |
Purchase |
626 |
25.1625 USD |
||||
|
USD 1 ordinary |
Purchase |
457 |
25.1702 USD |
||||
|
USD 1 ordinary |
Purchase |
310 |
25.0148 USD |
||||
|
USD 1 ordinary |
Purchase |
229 |
25.0300 USD |
||||
|
USD 1 ordinary |
Purchase |
200 |
25.1350 USD |
||||
|
USD 1 ordinary |
Purchase |
135 |
25.1416 USD |
||||
|
USD 1 ordinary |
Purchase |
125 |
25.1632 USD |
||||
|
USD 1 ordinary |
Purchase |
101 |
25.1930 USD |
||||
|
USD 1 ordinary |
Purchase |
100 |
25.0900 USD |
||||
|
USD 1 ordinary |
Purchase |
100 |
25.1600 USD |
||||
|
USD 1 ordinary |
Purchase |
90 |
25.0200 USD |
||||
|
USD 1 ordinary |
Purchase |
48 |
25.1300 USD |
||||
|
USD 1 ordinary |
Purchase |
45 |
25.1150 USD |
||||
|
USD 1 ordinary |
Purchase |
2 |
24.6980 USD |
||||
|
USD 1 ordinary |
Purchase |
1 |
24.6550 USD |
||||
|
USD 1 ordinary |
Sale |
486,688 |
25.2166 USD |
||||
|
USD 1 ordinary |
Sale |
82,115 |
25.0458 USD |
||||
|
USD 1 ordinary |
Sale |
40,177 |
25.0750 USD |
||||
|
USD 1 ordinary |
Sale |
31,769 |
25.1068 USD |
||||
|
USD 1 ordinary |
Sale |
23,839 |
25.1500 USD |
||||
|
USD 1 ordinary |
Sale |
19,393 |
24.9152 USD |
||||
|
USD 1 ordinary |
Sale |
16,089 |
25.0189 USD |
||||
|
USD 1 ordinary |
Sale |
8,795 |
25.0255 USD |
||||
|
USD 1 ordinary |
Sale |
8,669 |
25.1132 USD |
||||
|
USD 1 ordinary |
Sale |
7,332 |
25.2088 USD |
||||
|
USD 1 ordinary |
Sale |
4,707 |
24.9776 USD |
||||
|
USD 1 ordinary |
Sale |
3,259 |
24.9538 USD |
||||
|
USD 1 ordinary |
Sale |
2,800 |
25.1000 USD |
||||
|
USD 1 ordinary |
Sale |
2,718 |
25.1606 USD |
||||
|
USD 1 ordinary |
Sale |
2,578 |
24.8403 USD |
||||
|
USD 1 ordinary |
Sale |
2,471 |
24.9598 USD |
||||
|
USD 1 ordinary |
Sale |
2,263 |
25.0323 USD |
||||
|
USD 1 ordinary |
Sale |
2,187 |
25.0351 USD |
||||
|
USD 1 ordinary |
Sale |
1,750 |
25.3600 USD |
||||
|
USD 1 ordinary |
Sale |
1,749 |
25.0247 USD |
||||
|
USD 1 ordinary |
Sale |
1,701 |
24.9191 USD |
||||
|
USD 1 ordinary |
Sale |
1,607 |
25.0048 USD |
||||
|
USD 1 ordinary |
Sale |
1,400 |
25.0135 USD |
||||
|
USD 1 ordinary |
Sale |
1,168 |
24.9684 USD |
||||
|
USD 1 ordinary |
Sale |
730 |
25.1576 USD |
||||
|
USD 1 ordinary |
Sale |
720 |
24.9686 USD |
||||
|
USD 1 ordinary |
Sale |
684 |
24.9908 USD |
||||
|
USD 1 ordinary |
Sale |
565 |
24.9787 USD |
||||
|
USD 1 ordinary |
Sale |
503 |
25.0281 USD |
||||
|
USD 1 ordinary |
Sale |
500 |
24.8060 USD |
||||
|
USD 1 ordinary |
Sale |
409 |
24.9771 USD |
||||
|
USD 1 ordinary |
Sale |
400 |
25.1425 USD |
||||
|
USD 1 ordinary |
Sale |
364 |
25.0888 USD |
||||
|
USD 1 ordinary |
Sale |
352 |
25.1272 USD |
||||
|
USD 1 ordinary |
Sale |
310 |
25.0148 USD |
||||
|
USD 1 ordinary |
Sale |
263 |
25.0823 USD |
||||
|
USD 1 ordinary |
Sale |
242 |
25.5917 USD |
||||
|
USD 1 ordinary |
Sale |
185 |
24.9951 USD |
||||
|
USD 1 ordinary |
Sale |
98 |
25.1200 USD |
||||
|
USD 1 ordinary |
Sale |
90 |
25.0200 USD |
||||
|
USD 1 ordinary |
Sale |
21 |
25.0847 USD |
||||
|
USD 1 ordinary |
Sale |
6 |
24.9916 USD |
||||
|
USD 1 ordinary |
Sale |
2 |
24.6980 USD |
||||
|
USD 1 ordinary |
Sale |
1 |
24.6550 USD |
||||
|
|
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
|
|||||
|
Class of |
Product |
Nature of dealing |
Number of |
Price per |
|||
|
relevant |
description |
|
reference |
unit |
|||
|
security |
|
|
securities |
|
|||
|
USD 1 ordinary |
SWAP |
Increasing Long |
25,000 |
454.9724 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Increasing Long |
6,865 |
455.2773 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Increasing Long |
629 |
455.4643 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Increasing Long |
706 |
456.4168 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Increasing Long |
8,000 |
456.6372 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Increasing Long |
1,100 |
458.4367 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Increasing Long |
34,428 |
458.5332 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Increasing Long |
3,303 |
458.6351 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Increasing Long |
6,600 |
458.8749 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Increasing Long |
11,134 |
459.1733 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Increasing Long |
2,493 |
459.2880 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Increasing Long |
19,813 |
459.3128 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Increasing Long |
12,973 |
459.4628 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Increasing Long |
13,073 |
459.6566 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Increasing Long |
1,779 |
459.8651 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Increasing Long |
8,937 |
459.9264 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Increasing Long |
1,922 |
460.5866 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
25,000 |
454.9724 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
10,000 |
455.1226 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
6,865 |
455.2000 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
9,100 |
456.7771 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
1,400 |
457.2936 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
6,837 |
457.7342 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
4,471 |
457.7443 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
34,428 |
458.4552 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
3,303 |
458.5572 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
7,583 |
458.7068 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
4,000 |
458.7258 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
14,134 |
458.8545 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
2,493 |
459.2100 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
19,813 |
459.2347 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
12,973 |
459.3847 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
13,073 |
459.5785 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
1,779 |
459.7869 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
8,937 |
459.8483 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
31,685 |
460.3356 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
1,200 |
460.7880 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
6,058 |
461.6668 ZAR |
|||
|
USD 1 ordinary |
CFD |
Increasing Long |
10,000 |
455.0179 ZAR |
|||
|
USD 1 ordinary |
CFD |
Increasing Long |
6,837 |
457.6862 ZAR |
|||
|
USD 1 ordinary |
CFD |
Increasing Long |
4,471 |
457.7192 ZAR |
|||
|
USD 1 ordinary |
CFD |
Increasing Long |
7,583 |
458.6586 ZAR |
|||
|
USD 1 ordinary |
CFD |
Increasing Long |
14,134 |
458.7489 ZAR |
|||
|
USD 1 ordinary |
CFD |
Increasing Long |
31,685 |
460.2872 ZAR |
|||
|
USD 1 ordinary |
CFD |
Increasing Long |
6,058 |
461.6183 ZAR |
|||
|
USD 1 ordinary |
CFD |
Decreasing Long |
629 |
455.5121 ZAR |
|||
|
USD 1 ordinary |
CFD |
Decreasing Long |
706 |
456.4648 ZAR |
|||
|
USD 1 ordinary |
CFD |
Decreasing Long |
11,134 |
459.2215 ZAR |
|||
|
USD 1 ordinary |
CFD |
Decreasing Long |
1,922 |
460.6119 ZAR |
|||
|
USD 1 ordinary |
SWAP |
Decreasing Long |
6,769 |
25.1500 USD |
|||
|
USD 1 ordinary |
SWAP |
Opening Short |
25,000 |
25.0966 USD |
|||
|
|
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
|
|||||
|
(i) |
Writing, selling, purchasing or varying |
|
|||||
|
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
|
of |
description |
purchasing, |
of |
price |
|
date |
money |
|
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
|
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
|
option |
|
|
|
per unit |
|
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
|
security |
|
|
securities |
unit |
|||
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
|
|||||
|
Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
||||
|
security |
|
|
applicable) |
||||
|
|
|
|
|
||||
|
4 |
OTHER INFORMATION |
||||||
|
(a) |
Indemnity and other dealings arrangements |
|
|||||
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
|||||
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
|||||
|
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|
||||||
|
to the offer or any person acting in concert with a party to the offer: |
|
|
|
||||
|
NONE |
|||||||
|
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
|
|||||
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
|||||
|
the person making the disclosure and any other person relating to: |
|
|
|||||
|
(i) the voting rights of any relevant securities under any option; or |
|
|
|
||||
|
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
|
|||||
|
any derivative is referenced: |
|
|
|
|
|
|
|
|
NONE |
|||||||
|
(c) |
Attachments |
|
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
YES |
||||||
|
Date of disclosure: |
22-Nov-24 |
||||||
|
Contact name: |
Large Holdings Regulatory Operations |
||||||
|
Telephone number: |
020 3134 7213 |
||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
|||||||
|
PURCHASE OR SELL ETC. |
|||||||
|
Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
|||||||
|
1 |
KEY INFORMATION |
||||||
|
Identity of the person whose positions/dealings |
Barclays PLC. |
||||||
|
are being disclosed: |
|||||||
|
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
||||||
|
relevant securities this from relates: |
|||||||
|
|
|
|
|
|
|
|
|
|
2 |
OPTIONS AND DERIVATIVES |
||||||
|
Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
|
|
USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22 |
American |
21-Mar-25 |
|
|
USD 1 ordinary |
Put Options |
Written |
130,000 |
15 |
American |
17-Jan-25 |
|
|
|
|
|
|
|
|
|
|
|
3 |
AGREEMENTS TO PURCHASE OR SELL ETC. |
||||||
|
Full details should be given so that the nature of the interest or position can be fully understood: |
|||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
COMPANIES COVERED:
Latest directors dealings
- 1 day ago Cerillion
- 1 day ago Associated British Foods
- 1 day ago B&M European Value Retail S.A. (DI)
- 1 day ago B&M European Value Retail S.A. (DI)
- 1 day ago Haleon