Form 8.3 - AngloGold Ashanti plc

Barclays PLC
12 September 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

11 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

2,839,630

0.68%

2,746,983

0.65%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

1,037,539

0.25%

732,451

0.17%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

4,007,169

0.95%

3,639,434

0.87%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

176,501

26.8869  USD

USD 1 ordinary

Purchase

55,687

27.1238  USD

USD 1 ordinary

Purchase

53,194

27.3273  USD

USD 1 ordinary

Purchase

53,003

27.2820  USD

USD 1 ordinary

Purchase

44,153

27.0885  USD

USD 1 ordinary

Purchase

40,212

27.0584  USD

USD 1 ordinary

Purchase

38,203

26.9515  USD

USD 1 ordinary

Purchase

36,685

27.1958  USD

USD 1 ordinary

Purchase

25,592

27.1417  USD

USD 1 ordinary

Purchase

20,901

27.1006  USD

USD 1 ordinary

Purchase

16,792

27.3145  USD

USD 1 ordinary

Purchase

6,649

27.0135  USD

USD 1 ordinary

Purchase

6,067

27.1761  USD

USD 1 ordinary

Purchase

4,908

26.9333  USD

USD 1 ordinary

Purchase

4,815

27.0646  USD

USD 1 ordinary

Purchase

4,395

27.0027  USD

USD 1 ordinary

Purchase

4,000

27.3714  USD

USD 1 ordinary

Purchase

3,899

27.0264  USD

USD 1 ordinary

Purchase

2,705

26.8636  USD

USD 1 ordinary

Purchase

2,489

27.1677  USD

USD 1 ordinary

Purchase

2,232

27.3850  USD

USD 1 ordinary

Purchase

2,117

27.0787  USD

USD 1 ordinary

Purchase

1,863

26.9020  USD

USD 1 ordinary

Purchase

1,594

27.0185  USD

USD 1 ordinary

Purchase

1,478

26.9080  USD

USD 1 ordinary

Purchase

1,350

26.8917  USD

USD 1 ordinary

Purchase

1,002

27.0655  USD

USD 1 ordinary

Purchase

563

27.0350  USD

USD 1 ordinary

Purchase

509

27.1011  USD

USD 1 ordinary

Purchase

506

27.2735  USD

USD 1 ordinary

Purchase

503

26.9158  USD

USD 1 ordinary

Purchase

492

27.4000  USD

USD 1 ordinary

Purchase

400

26.9775  USD

USD 1 ordinary

Purchase

386

27.3975  USD

USD 1 ordinary

Purchase

334

26.9900  USD

USD 1 ordinary

Purchase

332

27.4090  USD

USD 1 ordinary

Purchase

300

27.3100  USD

USD 1 ordinary

Purchase

200

26.9950  USD

USD 1 ordinary

Purchase

200

26.9750  USD

USD 1 ordinary

Purchase

200

27.0050  USD

USD 1 ordinary

Purchase

200

27.0150  USD

USD 1 ordinary

Purchase

200

26.9800  USD

USD 1 ordinary

Purchase

105

26.8104  USD

USD 1 ordinary

Purchase

100

27.0200  USD

USD 1 ordinary

Purchase

68

26.7600  USD

USD 1 ordinary

Purchase

3

27.2700  USD

USD 1 ordinary

Purchase

1

27.2900  USD

USD 1 ordinary

Sale

173,838

27.1894  USD

USD 1 ordinary

Sale

153,585

26.8843  USD

USD 1 ordinary

Sale

86,427

27.0039  USD

USD 1 ordinary

Sale

28,903

27.2135  USD

USD 1 ordinary

Sale

20,211

27.2806  USD

USD 1 ordinary

Sale

18,473

27.1344  USD

USD 1 ordinary

Sale

16,206

26.9518  USD

USD 1 ordinary

Sale

15,274

27.0947  USD

USD 1 ordinary

Sale

9,021

27.3570  USD

USD 1 ordinary

Sale

6,986

26.9722  USD

USD 1 ordinary

Sale

6,847

27.3312  USD

USD 1 ordinary

Sale

6,684

27.0031  USD

USD 1 ordinary

Sale

6,643

27.3111  USD

USD 1 ordinary

Sale

6,000

27.0698  USD

USD 1 ordinary

Sale

5,208

27.1401  USD

USD 1 ordinary

Sale

4,000

27.3714  USD

USD 1 ordinary

Sale

3,566

26.9845  USD

USD 1 ordinary

Sale

3,500

27.0373  USD

USD 1 ordinary

Sale

3,371

27.0802  USD

USD 1 ordinary

Sale

2,994

27.0062  USD

USD 1 ordinary

Sale

2,891

26.9448  USD

USD 1 ordinary

Sale

2,795

27.0840  USD

USD 1 ordinary

Sale

2,759

27.2349  USD

USD 1 ordinary

Sale

2,742

27.0872  USD

USD 1 ordinary

Sale

2,071

26.8608  USD

USD 1 ordinary

Sale

1,894

26.9137  USD

USD 1 ordinary

Sale

1,817

27.2628  USD

USD 1 ordinary

Sale

1,796

27.3649  USD

USD 1 ordinary

Sale

1,650

27.3229  USD

USD 1 ordinary

Sale

1,500

26.9573  USD

USD 1 ordinary

Sale

1,457

27.2640  USD

USD 1 ordinary

Sale

1,350

26.8917  USD

USD 1 ordinary

Sale

1,312

26.8488  USD

USD 1 ordinary

Sale

1,282

27.2473  USD

USD 1 ordinary

Sale

1,200

27.0537  USD

USD 1 ordinary

Sale

1,116

27.3850  USD

USD 1 ordinary

Sale

1,000

27.0660  USD

USD 1 ordinary

Sale

984

27.4000  USD

USD 1 ordinary

Sale

957

27.2012  USD

USD 1 ordinary

Sale

905

27.0624  USD

USD 1 ordinary

Sale

796

27.3863  USD

USD 1 ordinary

Sale

786

27.1816  USD

USD 1 ordinary

Sale

711

27.1500  USD

USD 1 ordinary

Sale

700

27.3171  USD

USD 1 ordinary

Sale

402

26.9124  USD

USD 1 ordinary

Sale

400

27.3050  USD

USD 1 ordinary

Sale

374

27.3800  USD

USD 1 ordinary

Sale

320

27.3816  USD

USD 1 ordinary

Sale

309

26.8041  USD

USD 1 ordinary

Sale

300

27.3100  USD

USD 1 ordinary

Sale

200

27.2600  USD

USD 1 ordinary

Sale

155

27.3736  USD

USD 1 ordinary

Sale

138

27.1726  USD

USD 1 ordinary

Sale

137

26.7970  USD

USD 1 ordinary

Sale

120

27.1883  USD

USD 1 ordinary

Sale

102

26.8039  USD

USD 1 ordinary

Sale

100

26.7700  USD

USD 1 ordinary

Sale

59

27.3900  USD

USD 1 ordinary

Sale

37

27.3700  USD

USD 1 ordinary

Sale

34

26.7600  USD

USD 1 ordinary

Sale

32

26.8800  USD

USD 1 ordinary

Sale

2

26.8400  USD

USD 1 ordinary

Sale

1

27.2900  USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Increasing Long

1,017

478.5098  ZAR

USD 1 ordinary

SWAP

Increasing Long

663

479.0519  ZAR

USD 1 ordinary

SWAP

Increasing Long

7,124

479.7801  ZAR

USD 1 ordinary

SWAP

Increasing Long

5,824

480.5632  ZAR

USD 1 ordinary

SWAP

Increasing Long

4,536

480.7170  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,436

480.8464  ZAR

USD 1 ordinary

SWAP

Increasing Long

181,591

481.4950  ZAR

USD 1 ordinary

SWAP

Increasing Long

3,869

481.6857  ZAR

USD 1 ordinary

SWAP

Increasing Long

346

481.7687  ZAR

USD 1 ordinary

SWAP

Increasing Long

18,955

482.5700  ZAR

USD 1 ordinary

SWAP

Increasing Long

392

482.6520  ZAR

USD 1 ordinary

SWAP

Increasing Long

111,626

482.6898  ZAR

USD 1 ordinary

SWAP

Increasing Long

60,425

482.9238  ZAR

USD 1 ordinary

SWAP

Increasing Long

18,477

483.1139  ZAR

USD 1 ordinary

SWAP

Increasing Long

60,471

483.1986  ZAR

USD 1 ordinary

SWAP

Increasing Long

8,222

483.3253  ZAR

USD 1 ordinary

SWAP

Increasing Long

782

484.0369  ZAR

USD 1 ordinary

SWAP

Increasing Long

6,811

484.0376  ZAR

USD 1 ordinary

SWAP

Increasing Long

45,615

484.4149  ZAR

USD 1 ordinary

SWAP

Increasing Long

23,174

484.6615  ZAR

USD 1 ordinary

SWAP

Increasing Long

12,371

484.7843  ZAR

USD 1 ordinary

SWAP

Increasing Long

4

487.0425  ZAR

USD 1 ordinary

SWAP

Increasing Long

828

487.1253  ZAR

USD 1 ordinary

SWAP

Increasing Long

897

487.5710  ZAR

USD 1 ordinary

SWAP

Increasing Long

975

487.7142  ZAR

USD 1 ordinary

SWAP

Increasing Long

4

487.7351  ZAR

USD 1 ordinary

SWAP

Increasing Long

2

489.4431  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,017

478.4285  ZAR

USD 1 ordinary

SWAP

Decreasing Long

663

478.9704  ZAR

USD 1 ordinary

SWAP

Decreasing Long

5,273

479.1258  ZAR

USD 1 ordinary

SWAP

Decreasing Long

45

479.3471  ZAR

USD 1 ordinary

SWAP

Decreasing Long

5,824

480.4815  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,436

480.7647  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,852

481.6377  ZAR

USD 1 ordinary

SWAP

Decreasing Long

346

481.6869  ZAR

USD 1 ordinary

SWAP

Decreasing Long

26,504

482.3204  ZAR

USD 1 ordinary

SWAP

Decreasing Long

5,078

482.4879  ZAR

USD 1 ordinary

SWAP

Decreasing Long

14,269

482.5700  ZAR

USD 1 ordinary

SWAP

Decreasing Long

111,626

482.6077  ZAR

USD 1 ordinary

SWAP

Decreasing Long

60,425

482.8417  ZAR

USD 1 ordinary

SWAP

Decreasing Long

18,477

483.0318  ZAR

USD 1 ordinary

SWAP

Decreasing Long

60,471

483.1165  ZAR

USD 1 ordinary

SWAP

Decreasing Long

26,283

483.7560  ZAR

USD 1 ordinary

SWAP

Decreasing Long

782

483.9546  ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,811

483.9554  ZAR

USD 1 ordinary

SWAP

Decreasing Long

45,615

484.3326  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,780

486.1192  ZAR

USD 1 ordinary

SWAP

Decreasing Long

4

486.9597  ZAR

USD 1 ordinary

SWAP

Decreasing Long

828

487.0425  ZAR

USD 1 ordinary

SWAP

Decreasing Long

897

487.4881  ZAR

USD 1 ordinary

SWAP

Decreasing Long

975

487.6313  ZAR

USD 1 ordinary

SWAP

Decreasing Long

4

487.6522  ZAR

USD 1 ordinary

SWAP

Decreasing Long

2

489.3600  ZAR

USD 1 ordinary

CFD

Increasing Long

5,273

479.0155  ZAR

USD 1 ordinary

CFD

Increasing Long

45

479.2848  ZAR

USD 1 ordinary

CFD

Increasing Long

1,852

481.5269  ZAR

USD 1 ordinary

CFD

Increasing Long

26,504

482.2577  ZAR

USD 1 ordinary

CFD

Increasing Long

13,877

482.5700  ZAR

USD 1 ordinary

CFD

Increasing Long

26,283

483.7052  ZAR

USD 1 ordinary

CFD

Increasing Long

1,780

486.0681  ZAR

USD 1 ordinary

CFD

Decreasing Long

7,124

479.8305  ZAR

USD 1 ordinary

CFD

Decreasing Long

4,536

480.7434  ZAR

USD 1 ordinary

CFD

Opening Short

181,591

481.5576  ZAR

USD 1 ordinary

CFD

Increasing Short

3,869

481.7484  ZAR

USD 1 ordinary

CFD

Increasing Short

13,877

482.5700  ZAR

USD 1 ordinary

CFD

Increasing Short

8,222

483.3760  ZAR

USD 1 ordinary

CFD

Increasing Short

23,174

484.7123  ZAR

USD 1 ordinary

CFD

Increasing Short

12,371

484.8957  ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i)  the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

12 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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