FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
11 Sep 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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2,839,630 |
0.68% |
2,746,983 |
0.65% |
(2) |
Cash-settled derivatives: |
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and/or controlled: |
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1,037,539 |
0.25% |
732,451 |
0.17% |
(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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130,000 |
0.03% |
160,000 |
0.04% |
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TOTAL: |
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4,007,169 |
0.95% |
3,639,434 |
0.87% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
|
securities |
|
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USD 1 ordinary |
Purchase |
176,501 |
26.8869 USD |
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USD 1 ordinary |
Purchase |
55,687 |
27.1238 USD |
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USD 1 ordinary |
Purchase |
53,194 |
27.3273 USD |
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USD 1 ordinary |
Purchase |
53,003 |
27.2820 USD |
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USD 1 ordinary |
Purchase |
44,153 |
27.0885 USD |
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USD 1 ordinary |
Purchase |
40,212 |
27.0584 USD |
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USD 1 ordinary |
Purchase |
38,203 |
26.9515 USD |
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USD 1 ordinary |
Purchase |
36,685 |
27.1958 USD |
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USD 1 ordinary |
Purchase |
25,592 |
27.1417 USD |
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USD 1 ordinary |
Purchase |
20,901 |
27.1006 USD |
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USD 1 ordinary |
Purchase |
16,792 |
27.3145 USD |
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USD 1 ordinary |
Purchase |
6,649 |
27.0135 USD |
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USD 1 ordinary |
Purchase |
6,067 |
27.1761 USD |
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USD 1 ordinary |
Purchase |
4,908 |
26.9333 USD |
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USD 1 ordinary |
Purchase |
4,815 |
27.0646 USD |
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USD 1 ordinary |
Purchase |
4,395 |
27.0027 USD |
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USD 1 ordinary |
Purchase |
4,000 |
27.3714 USD |
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USD 1 ordinary |
Purchase |
3,899 |
27.0264 USD |
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USD 1 ordinary |
Purchase |
2,705 |
26.8636 USD |
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USD 1 ordinary |
Purchase |
2,489 |
27.1677 USD |
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USD 1 ordinary |
Purchase |
2,232 |
27.3850 USD |
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USD 1 ordinary |
Purchase |
2,117 |
27.0787 USD |
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USD 1 ordinary |
Purchase |
1,863 |
26.9020 USD |
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USD 1 ordinary |
Purchase |
1,594 |
27.0185 USD |
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USD 1 ordinary |
Purchase |
1,478 |
26.9080 USD |
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USD 1 ordinary |
Purchase |
1,350 |
26.8917 USD |
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USD 1 ordinary |
Purchase |
1,002 |
27.0655 USD |
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USD 1 ordinary |
Purchase |
563 |
27.0350 USD |
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USD 1 ordinary |
Purchase |
509 |
27.1011 USD |
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USD 1 ordinary |
Purchase |
506 |
27.2735 USD |
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USD 1 ordinary |
Purchase |
503 |
26.9158 USD |
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USD 1 ordinary |
Purchase |
492 |
27.4000 USD |
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USD 1 ordinary |
Purchase |
400 |
26.9775 USD |
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USD 1 ordinary |
Purchase |
386 |
27.3975 USD |
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USD 1 ordinary |
Purchase |
334 |
26.9900 USD |
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USD 1 ordinary |
Purchase |
332 |
27.4090 USD |
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USD 1 ordinary |
Purchase |
300 |
27.3100 USD |
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USD 1 ordinary |
Purchase |
200 |
26.9950 USD |
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USD 1 ordinary |
Purchase |
200 |
26.9750 USD |
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USD 1 ordinary |
Purchase |
200 |
27.0050 USD |
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USD 1 ordinary |
Purchase |
200 |
27.0150 USD |
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USD 1 ordinary |
Purchase |
200 |
26.9800 USD |
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USD 1 ordinary |
Purchase |
105 |
26.8104 USD |
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USD 1 ordinary |
Purchase |
100 |
27.0200 USD |
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USD 1 ordinary |
Purchase |
68 |
26.7600 USD |
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USD 1 ordinary |
Purchase |
3 |
27.2700 USD |
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USD 1 ordinary |
Purchase |
1 |
27.2900 USD |
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USD 1 ordinary |
Sale |
173,838 |
27.1894 USD |
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USD 1 ordinary |
Sale |
153,585 |
26.8843 USD |
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USD 1 ordinary |
Sale |
86,427 |
27.0039 USD |
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USD 1 ordinary |
Sale |
28,903 |
27.2135 USD |
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USD 1 ordinary |
Sale |
20,211 |
27.2806 USD |
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USD 1 ordinary |
Sale |
18,473 |
27.1344 USD |
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USD 1 ordinary |
Sale |
16,206 |
26.9518 USD |
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USD 1 ordinary |
Sale |
15,274 |
27.0947 USD |
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USD 1 ordinary |
Sale |
9,021 |
27.3570 USD |
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USD 1 ordinary |
Sale |
6,986 |
26.9722 USD |
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USD 1 ordinary |
Sale |
6,847 |
27.3312 USD |
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USD 1 ordinary |
Sale |
6,684 |
27.0031 USD |
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USD 1 ordinary |
Sale |
6,643 |
27.3111 USD |
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USD 1 ordinary |
Sale |
6,000 |
27.0698 USD |
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USD 1 ordinary |
Sale |
5,208 |
27.1401 USD |
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USD 1 ordinary |
Sale |
4,000 |
27.3714 USD |
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USD 1 ordinary |
Sale |
3,566 |
26.9845 USD |
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USD 1 ordinary |
Sale |
3,500 |
27.0373 USD |
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USD 1 ordinary |
Sale |
3,371 |
27.0802 USD |
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USD 1 ordinary |
Sale |
2,994 |
27.0062 USD |
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USD 1 ordinary |
Sale |
2,891 |
26.9448 USD |
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USD 1 ordinary |
Sale |
2,795 |
27.0840 USD |
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USD 1 ordinary |
Sale |
2,759 |
27.2349 USD |
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USD 1 ordinary |
Sale |
2,742 |
27.0872 USD |
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USD 1 ordinary |
Sale |
2,071 |
26.8608 USD |
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USD 1 ordinary |
Sale |
1,894 |
26.9137 USD |
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USD 1 ordinary |
Sale |
1,817 |
27.2628 USD |
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USD 1 ordinary |
Sale |
1,796 |
27.3649 USD |
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USD 1 ordinary |
Sale |
1,650 |
27.3229 USD |
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USD 1 ordinary |
Sale |
1,500 |
26.9573 USD |
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USD 1 ordinary |
Sale |
1,457 |
27.2640 USD |
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USD 1 ordinary |
Sale |
1,350 |
26.8917 USD |
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USD 1 ordinary |
Sale |
1,312 |
26.8488 USD |
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USD 1 ordinary |
Sale |
1,282 |
27.2473 USD |
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USD 1 ordinary |
Sale |
1,200 |
27.0537 USD |
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USD 1 ordinary |
Sale |
1,116 |
27.3850 USD |
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USD 1 ordinary |
Sale |
1,000 |
27.0660 USD |
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USD 1 ordinary |
Sale |
984 |
27.4000 USD |
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USD 1 ordinary |
Sale |
957 |
27.2012 USD |
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USD 1 ordinary |
Sale |
905 |
27.0624 USD |
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USD 1 ordinary |
Sale |
796 |
27.3863 USD |
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USD 1 ordinary |
Sale |
786 |
27.1816 USD |
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USD 1 ordinary |
Sale |
711 |
27.1500 USD |
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USD 1 ordinary |
Sale |
700 |
27.3171 USD |
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USD 1 ordinary |
Sale |
402 |
26.9124 USD |
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USD 1 ordinary |
Sale |
400 |
27.3050 USD |
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USD 1 ordinary |
Sale |
374 |
27.3800 USD |
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USD 1 ordinary |
Sale |
320 |
27.3816 USD |
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USD 1 ordinary |
Sale |
309 |
26.8041 USD |
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USD 1 ordinary |
Sale |
300 |
27.3100 USD |
||||
USD 1 ordinary |
Sale |
200 |
27.2600 USD |
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USD 1 ordinary |
Sale |
155 |
27.3736 USD |
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USD 1 ordinary |
Sale |
138 |
27.1726 USD |
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USD 1 ordinary |
Sale |
137 |
26.7970 USD |
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USD 1 ordinary |
Sale |
120 |
27.1883 USD |
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USD 1 ordinary |
Sale |
102 |
26.8039 USD |
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USD 1 ordinary |
Sale |
100 |
26.7700 USD |
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USD 1 ordinary |
Sale |
59 |
27.3900 USD |
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USD 1 ordinary |
Sale |
37 |
27.3700 USD |
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USD 1 ordinary |
Sale |
34 |
26.7600 USD |
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USD 1 ordinary |
Sale |
32 |
26.8800 USD |
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USD 1 ordinary |
Sale |
2 |
26.8400 USD |
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USD 1 ordinary |
Sale |
1 |
27.2900 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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|
securities |
|
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USD 1 ordinary |
SWAP |
Increasing Long |
1,017 |
478.5098 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
663 |
479.0519 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
7,124 |
479.7801 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
5,824 |
480.5632 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
4,536 |
480.7170 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
1,436 |
480.8464 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
181,591 |
481.4950 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
3,869 |
481.6857 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
346 |
481.7687 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
18,955 |
482.5700 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
392 |
482.6520 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
111,626 |
482.6898 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
60,425 |
482.9238 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
18,477 |
483.1139 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
60,471 |
483.1986 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
8,222 |
483.3253 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
782 |
484.0369 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
6,811 |
484.0376 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
45,615 |
484.4149 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
23,174 |
484.6615 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
12,371 |
484.7843 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
4 |
487.0425 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
828 |
487.1253 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
897 |
487.5710 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
975 |
487.7142 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
4 |
487.7351 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
2 |
489.4431 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
1,017 |
478.4285 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
663 |
478.9704 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
5,273 |
479.1258 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
45 |
479.3471 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
5,824 |
480.4815 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
1,436 |
480.7647 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
1,852 |
481.6377 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
346 |
481.6869 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
26,504 |
482.3204 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
5,078 |
482.4879 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
14,269 |
482.5700 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
111,626 |
482.6077 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
60,425 |
482.8417 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
18,477 |
483.0318 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
60,471 |
483.1165 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
26,283 |
483.7560 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
782 |
483.9546 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
6,811 |
483.9554 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
45,615 |
484.3326 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
1,780 |
486.1192 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
4 |
486.9597 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
828 |
487.0425 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
897 |
487.4881 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
975 |
487.6313 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
4 |
487.6522 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
2 |
489.3600 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
5,273 |
479.0155 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
45 |
479.2848 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
1,852 |
481.5269 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
26,504 |
482.2577 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
13,877 |
482.5700 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
26,283 |
483.7052 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
1,780 |
486.0681 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
7,124 |
479.8305 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
4,536 |
480.7434 ZAR |
|||
USD 1 ordinary |
CFD |
Opening Short |
181,591 |
481.5576 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Short |
3,869 |
481.7484 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Short |
13,877 |
482.5700 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Short |
8,222 |
483.3760 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Short |
23,174 |
484.7123 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Short |
12,371 |
484.8957 ZAR |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
|
selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
12 Sep 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
|||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
Identity of the person whose positions/dealings |
Barclays PLC. |
||||||
are being disclosed: |
|||||||
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
||||||
relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
|
USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
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USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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