Form 8.3 - AngloGold Ashanti plc

Barclays PLC
13 September 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

 positions disclosed, if different from 1(a):

 

(c)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLOGOLD ASHANTI PLC

(d)

If an exempt fund manager connected with an

 offeror/offeree, state this and specify identity of

 offeror/offeree:

 

(e)

Date position held/dealing undertaken:

12 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making

 disclosures in respect of any other party to the offer?

YES:

 CENTAMIN PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 to which the disclosure relates following the dealing(if any)

Class of relevant security:

USD 1 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

2,674,736

0.64%

2,515,105

0.60%

(2) Cash-settled derivatives:

1,056,436

0.25%

786,864

0.19%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

130,000

0.03%

160,000

0.04%

 

 TOTAL:

 

3,861,172

0.92%

3,461,969

0.82%

(b)

Rights to subscribe for new securities (including directors and

 other executive options)

Class of relevant security in relation to

 which subscription right exists


Details, including nature of the rights

 concerned and relevant percentages:


3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)

Purchase and sales

Class of relevant

 security

Purchase/sale

Number of

 securities

Price per unit

USD 1 ordinary

Purchase

143,200

27.6016  USD

USD 1 ordinary

Purchase

101,943

27.2922  USD

USD 1 ordinary

Purchase

83,630

27.7400  USD

USD 1 ordinary

Purchase

58,815

27.9281  USD

USD 1 ordinary

Purchase

30,000

27.7976  USD

USD 1 ordinary

Purchase

22,827

27.8017  USD

USD 1 ordinary

Purchase

11,416

27.8125  USD

USD 1 ordinary

Purchase

10,732

27.8185  USD

USD 1 ordinary

Purchase

10,610

27.2335  USD

USD 1 ordinary

Purchase

8,040

27.7573  USD

USD 1 ordinary

Purchase

6,997

27.8303  USD

USD 1 ordinary

Purchase

5,825

28.0121  USD

USD 1 ordinary

Purchase

5,721

27.7604  USD

USD 1 ordinary

Purchase

4,322

27.8178  USD

USD 1 ordinary

Purchase

4,304

27.9500  USD

USD 1 ordinary

Purchase

4,100

27.7951  USD

USD 1 ordinary

Purchase

3,800

28.0000  USD

USD 1 ordinary

Purchase

3,387

27.8164  USD

USD 1 ordinary

Purchase

3,331

27.9539  USD

USD 1 ordinary

Purchase

3,099

27.3813  USD

USD 1 ordinary

Purchase

2,897

27.9229  USD

USD 1 ordinary

Purchase

2,800

27.0000  USD

USD 1 ordinary

Purchase

2,800

27.0279  USD

USD 1 ordinary

Purchase

2,800

26.7357  USD

USD 1 ordinary

Purchase

2,800

27.0500  USD

USD 1 ordinary

Purchase

2,647

27.4102  USD

USD 1 ordinary

Purchase

1,606

27.8842  USD

USD 1 ordinary

Purchase

1,376

27.8155  USD

USD 1 ordinary

Purchase

1,350

27.9897  USD

USD 1 ordinary

Purchase

1,211

27.8538  USD

USD 1 ordinary

Purchase

1,138

27.8444  USD

USD 1 ordinary

Purchase

850

27.7741  USD

USD 1 ordinary

Purchase

814

27.7711  USD

USD 1 ordinary

Purchase

800

27.8137  USD

USD 1 ordinary

Purchase

727

27.7683  USD

USD 1 ordinary

Purchase

511

27.8102  USD

USD 1 ordinary

Purchase

504

27.9346  USD

USD 1 ordinary

Purchase

450

27.7933  USD

USD 1 ordinary

Purchase

427

27.7706  USD

USD 1 ordinary

Purchase

400

27.9600  USD

USD 1 ordinary

Purchase

390

27.6976  USD

USD 1 ordinary

Purchase

353

27.8313  USD

USD 1 ordinary

Purchase

334

27.9240  USD

USD 1 ordinary

Purchase

274

27.7679  USD

USD 1 ordinary

Purchase

255

27.7639  USD

USD 1 ordinary

Purchase

210

27.2178  USD

USD 1 ordinary

Purchase

185

27.8200  USD

USD 1 ordinary

Purchase

100

27.8100  USD

USD 1 ordinary

Purchase

48

27.8081  USD

USD 1 ordinary

Purchase

18

28.0300  USD

USD 1 ordinary

Purchase

14

28.0400  USD

USD 1 ordinary

Sale

125,445

27.7400  USD

USD 1 ordinary

Sale

96,155

27.2739  USD

USD 1 ordinary

Sale

77,775

27.8087  USD

USD 1 ordinary

Sale

61,822

27.3447  USD

USD 1 ordinary

Sale

40,606

27.7221  USD

USD 1 ordinary

Sale

30,000

27.7976  USD

USD 1 ordinary

Sale

19,009

27.9174  USD

USD 1 ordinary

Sale

7,546

27.8685  USD

USD 1 ordinary

Sale

6,621

27.7255  USD

USD 1 ordinary

Sale

5,648

27.9594  USD

USD 1 ordinary

Sale

4,989

27.6312  USD

USD 1 ordinary

Sale

4,403

27.9500  USD

USD 1 ordinary

Sale

3,989

27.6631  USD

USD 1 ordinary

Sale

3,800

28.0000  USD

USD 1 ordinary

Sale

3,229

27.8486  USD

USD 1 ordinary

Sale

2,800

27.0500  USD

USD 1 ordinary

Sale

2,800

27.0000  USD

USD 1 ordinary

Sale

2,800

26.7357  USD

USD 1 ordinary

Sale

2,800

27.0279  USD

USD 1 ordinary

Sale

2,233

27.8302  USD

USD 1 ordinary

Sale

2,047

27.9262  USD

USD 1 ordinary

Sale

2,002

28.0116  USD

USD 1 ordinary

Sale

1,757

28.0071  USD

USD 1 ordinary

Sale

1,617

27.8809  USD

USD 1 ordinary

Sale

1,593

27.9489  USD

USD 1 ordinary

Sale

1,578

27.6356  USD

USD 1 ordinary

Sale

1,530

27.8167  USD

USD 1 ordinary

Sale

1,126

27.8863  USD

USD 1 ordinary

Sale

1,099

27.8504  USD

USD 1 ordinary

Sale

1,051

27.8431  USD

USD 1 ordinary

Sale

1,047

27.9263  USD

USD 1 ordinary

Sale

1,046

27.9833  USD

USD 1 ordinary

Sale

1,003

28.0324  USD

USD 1 ordinary

Sale

908

27.2918  USD

USD 1 ordinary

Sale

869

27.9898  USD

USD 1 ordinary

Sale

831

27.1854  USD

USD 1 ordinary

Sale

830

27.1319  USD

USD 1 ordinary

Sale

800

27.8300  USD

USD 1 ordinary

Sale

600

27.9950  USD

USD 1 ordinary

Sale

504

28.0199  USD

USD 1 ordinary

Sale

450

27.9122  USD

USD 1 ordinary

Sale

400

27.9600  USD

USD 1 ordinary

Sale

400

27.9962  USD

USD 1 ordinary

Sale

376

27.9627  USD

USD 1 ordinary

Sale

334

27.9240  USD

USD 1 ordinary

Sale

330

28.0337  USD

USD 1 ordinary

Sale

322

28.0413  USD

USD 1 ordinary

Sale

243

27.3283  USD

USD 1 ordinary

Sale

201

26.7919  USD

USD 1 ordinary

Sale

200

27.9900  USD

USD 1 ordinary

Sale

200

27.9300  USD

USD 1 ordinary

Sale

197

27.9643  USD

USD 1 ordinary

Sale

126

27.6184  USD

USD 1 ordinary

Sale

112

27.8868  USD

USD 1 ordinary

Sale

100

27.9400  USD

USD 1 ordinary

Sale

100

27.8700  USD

USD 1 ordinary

Sale

100

28.0150  USD

USD 1 ordinary

Sale

100

28.0300  USD

USD 1 ordinary

Sale

100

28.0100  USD

USD 1 ordinary

Sale

87

27.8600  USD

USD 1 ordinary

Sale

50

27.9525  USD

(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 1 ordinary

SWAP

Increasing Long

529

480.1162  ZAR

USD 1 ordinary

SWAP

Increasing Long

364

480.2704  ZAR

USD 1 ordinary

SWAP

Increasing Long

594

480.7771  ZAR

USD 1 ordinary

SWAP

Increasing Long

138

480.9162  ZAR

USD 1 ordinary

SWAP

Increasing Long

438

481.4740  ZAR

USD 1 ordinary

SWAP

Increasing Long

569

482.0175  ZAR

USD 1 ordinary

SWAP

Increasing Long

32,399

482.0837  ZAR

USD 1 ordinary

SWAP

Increasing Long

687

482.0874  ZAR

USD 1 ordinary

SWAP

Increasing Long

327

482.5609  ZAR

USD 1 ordinary

SWAP

Increasing Long

701

482.8686  ZAR

USD 1 ordinary

SWAP

Increasing Long

859

483.1982  ZAR

USD 1 ordinary

SWAP

Increasing Long

361

483.2064  ZAR

USD 1 ordinary

SWAP

Increasing Long

572

483.3256  ZAR

USD 1 ordinary

SWAP

Increasing Long

593

483.3739  ZAR

USD 1 ordinary

SWAP

Increasing Long

423

483.3759  ZAR

USD 1 ordinary

SWAP

Increasing Long

805

483.5418  ZAR

USD 1 ordinary

SWAP

Increasing Long

438

483.6173  ZAR

USD 1 ordinary

SWAP

Increasing Long

10,076

483.8679  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,877

483.9072  ZAR

USD 1 ordinary

SWAP

Increasing Long

23,834

484.2645  ZAR

USD 1 ordinary

SWAP

Increasing Long

213

485.1326  ZAR

USD 1 ordinary

SWAP

Increasing Long

78,047

486.4474  ZAR

USD 1 ordinary

SWAP

Increasing Long

294

486.5981  ZAR

USD 1 ordinary

SWAP

Increasing Long

56,915

486.8996  ZAR

USD 1 ordinary

SWAP

Increasing Long

2,019

486.9604  ZAR

USD 1 ordinary

SWAP

Increasing Long

73,388

488.1295  ZAR

USD 1 ordinary

SWAP

Increasing Long

17,273

489.0027  ZAR

USD 1 ordinary

SWAP

Increasing Long

34,453

490.2034  ZAR

USD 1 ordinary

SWAP

Increasing Long

13,038

490.5669  ZAR

USD 1 ordinary

SWAP

Increasing Long

933

492.9106  ZAR

USD 1 ordinary

SWAP

Increasing Long

9,852

494.2577  ZAR

USD 1 ordinary

SWAP

Increasing Long

8,638

495.7633  ZAR

USD 1 ordinary

SWAP

Increasing Long

30,000

498.9904  ZAR

USD 1 ordinary

SWAP

Increasing Long

3,278

499.1892  ZAR

USD 1 ordinary

SWAP

Increasing Long

100,279

499.2400  ZAR

USD 1 ordinary

SWAP

Increasing Long

11,263

499.3248  ZAR

USD 1 ordinary

SWAP

Decreasing Long

529

480.0346  ZAR

USD 1 ordinary

SWAP

Decreasing Long

364

480.1888  ZAR

USD 1 ordinary

SWAP

Decreasing Long

594

480.6954  ZAR

USD 1 ordinary

SWAP

Decreasing Long

138

480.8345  ZAR

USD 1 ordinary

SWAP

Decreasing Long

438

481.3922  ZAR

USD 1 ordinary

SWAP

Decreasing Long

569

481.9356  ZAR

USD 1 ordinary

SWAP

Decreasing Long

687

482.0054  ZAR

USD 1 ordinary

SWAP

Decreasing Long

327

482.4789  ZAR

USD 1 ordinary

SWAP

Decreasing Long

2,830

482.7105  ZAR

USD 1 ordinary

SWAP

Decreasing Long

701

482.7865  ZAR

USD 1 ordinary

SWAP

Decreasing Long

859

483.1161  ZAR

USD 1 ordinary

SWAP

Decreasing Long

361

483.1242  ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,136

483.1640  ZAR

USD 1 ordinary

SWAP

Decreasing Long

572

483.2435  ZAR

USD 1 ordinary

SWAP

Decreasing Long

593

483.2917  ZAR

USD 1 ordinary

SWAP

Decreasing Long

423

483.2937  ZAR

USD 1 ordinary

SWAP

Decreasing Long

805

483.4596  ZAR

USD 1 ordinary

SWAP

Decreasing Long

438

483.5351  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,877

483.8249  ZAR

USD 1 ordinary

SWAP

Decreasing Long

23,834

484.1822  ZAR

USD 1 ordinary

SWAP

Decreasing Long

8,094

484.6588  ZAR

USD 1 ordinary

SWAP

Decreasing Long

22,198

485.0437  ZAR

USD 1 ordinary

SWAP

Decreasing Long

78,047

486.3647  ZAR

USD 1 ordinary

SWAP

Decreasing Long

294

486.5154  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,856

486.6810  ZAR

USD 1 ordinary

SWAP

Decreasing Long

56,915

486.8169  ZAR

USD 1 ordinary

SWAP

Decreasing Long

93,717

488.2785  ZAR

USD 1 ordinary

SWAP

Decreasing Long

34,453

490.1201  ZAR

USD 1 ordinary

SWAP

Decreasing Long

13,038

490.4835  ZAR

USD 1 ordinary

SWAP

Decreasing Long

9,852

494.1737  ZAR

USD 1 ordinary

SWAP

Decreasing Long

10,880

497.2469  ZAR

USD 1 ordinary

SWAP

Decreasing Long

30,000

498.9904  ZAR

USD 1 ordinary

SWAP

Decreasing Long

3,278

499.1043  ZAR

USD 1 ordinary

SWAP

Decreasing Long

81,344

499.1900  ZAR

USD 1 ordinary

SWAP

Decreasing Long

30,198

499.2400  ZAR

USD 1 ordinary

CFD

Decreasing Short

2,830

482.6839  ZAR

USD 1 ordinary

CFD

Decreasing Short

6,136

483.1133  ZAR

USD 1 ordinary

CFD

Decreasing Short

8,094

484.5958  ZAR

USD 1 ordinary

CFD

Decreasing Short

22,198

484.9928  ZAR

USD 1 ordinary

CFD

Decreasing Short

1,856

486.6177  ZAR

USD 1 ordinary

CFD

Decreasing Short

93,717

488.2150  ZAR

USD 1 ordinary

CFD

Decreasing Short

10,880

497.1946  ZAR

USD 1 ordinary

CFD

Opening Long

18,935

499.2400  ZAR

USD 1 ordinary

CFD

Opening Short

32,399

482.1343  ZAR

USD 1 ordinary

CFD

Increasing Short

10,076

483.9187  ZAR

USD 1 ordinary

CFD

Increasing Short

213

485.1957  ZAR

USD 1 ordinary

CFD

Increasing Short

2,019

487.0237  ZAR

USD 1 ordinary

CFD

Increasing Short

73,388

488.1929  ZAR

USD 1 ordinary

CFD

Increasing Short

17,273

489.0540  ZAR

USD 1 ordinary

CFD

Increasing Short

933

492.9623  ZAR

USD 1 ordinary

CFD

Increasing Short

8,638

495.7906  ZAR

USD 1 ordinary

CFD

Increasing Short

18,935

499.2400  ZAR

USD 1 ordinary

SWAP

Increasing Short

30,000

27.7990  USD









(c)

Stock-settled derivative transactions

 (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

















(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit














(d)

Other dealings (including subscribing for

 new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)





4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal

 or refrain from dealing entered into by the person making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or

 derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the person making the disclosure and any other person relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

 






Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

13 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 
















SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.    KEY INFORMATION

Identity of the person whose positions/dealings

 are being disclosed:

Barclays PLC.

Name of offeror/offeree in relation to whose

 relevant securities this from relates:

ANGLOGOLD ASHANTI PLC

 








2.    OPTIONS AND DERIVATIVES

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025









3.    AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

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END
 
 

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