FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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(d) |
If an exempt fund manager connected with an |
|
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(e) |
Date position held/dealing undertaken: |
12 Sep 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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Class of relevant security: |
USD 1 ordinary |
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|
Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
||||
(1) Relevant securities owned and/or controlled: |
2,674,736 |
0.64% |
2,515,105 |
0.60% |
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(2) Cash-settled derivatives: |
1,056,436 |
0.25% |
786,864 |
0.19% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
130,000 |
0.03% |
160,000 |
0.04% |
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|
3,861,172 |
0.92% |
3,461,969 |
0.82% |
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(b) |
Rights to subscribe for new securities (including directors and |
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Class of relevant security in relation to |
|
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
||||
USD 1 ordinary |
Purchase |
143,200 |
27.6016 USD |
||||
USD 1 ordinary |
Purchase |
101,943 |
27.2922 USD |
||||
USD 1 ordinary |
Purchase |
83,630 |
27.7400 USD |
||||
USD 1 ordinary |
Purchase |
58,815 |
27.9281 USD |
||||
USD 1 ordinary |
Purchase |
30,000 |
27.7976 USD |
||||
USD 1 ordinary |
Purchase |
22,827 |
27.8017 USD |
||||
USD 1 ordinary |
Purchase |
11,416 |
27.8125 USD |
||||
USD 1 ordinary |
Purchase |
10,732 |
27.8185 USD |
||||
USD 1 ordinary |
Purchase |
10,610 |
27.2335 USD |
||||
USD 1 ordinary |
Purchase |
8,040 |
27.7573 USD |
||||
USD 1 ordinary |
Purchase |
6,997 |
27.8303 USD |
||||
USD 1 ordinary |
Purchase |
5,825 |
28.0121 USD |
||||
USD 1 ordinary |
Purchase |
5,721 |
27.7604 USD |
||||
USD 1 ordinary |
Purchase |
4,322 |
27.8178 USD |
||||
USD 1 ordinary |
Purchase |
4,304 |
27.9500 USD |
||||
USD 1 ordinary |
Purchase |
4,100 |
27.7951 USD |
||||
USD 1 ordinary |
Purchase |
3,800 |
28.0000 USD |
||||
USD 1 ordinary |
Purchase |
3,387 |
27.8164 USD |
||||
USD 1 ordinary |
Purchase |
3,331 |
27.9539 USD |
||||
USD 1 ordinary |
Purchase |
3,099 |
27.3813 USD |
||||
USD 1 ordinary |
Purchase |
2,897 |
27.9229 USD |
||||
USD 1 ordinary |
Purchase |
2,800 |
27.0000 USD |
||||
USD 1 ordinary |
Purchase |
2,800 |
27.0279 USD |
||||
USD 1 ordinary |
Purchase |
2,800 |
26.7357 USD |
||||
USD 1 ordinary |
Purchase |
2,800 |
27.0500 USD |
||||
USD 1 ordinary |
Purchase |
2,647 |
27.4102 USD |
||||
USD 1 ordinary |
Purchase |
1,606 |
27.8842 USD |
||||
USD 1 ordinary |
Purchase |
1,376 |
27.8155 USD |
||||
USD 1 ordinary |
Purchase |
1,350 |
27.9897 USD |
||||
USD 1 ordinary |
Purchase |
1,211 |
27.8538 USD |
||||
USD 1 ordinary |
Purchase |
1,138 |
27.8444 USD |
||||
USD 1 ordinary |
Purchase |
850 |
27.7741 USD |
||||
USD 1 ordinary |
Purchase |
814 |
27.7711 USD |
||||
USD 1 ordinary |
Purchase |
800 |
27.8137 USD |
||||
USD 1 ordinary |
Purchase |
727 |
27.7683 USD |
||||
USD 1 ordinary |
Purchase |
511 |
27.8102 USD |
||||
USD 1 ordinary |
Purchase |
504 |
27.9346 USD |
||||
USD 1 ordinary |
Purchase |
450 |
27.7933 USD |
||||
USD 1 ordinary |
Purchase |
427 |
27.7706 USD |
||||
USD 1 ordinary |
Purchase |
400 |
27.9600 USD |
||||
USD 1 ordinary |
Purchase |
390 |
27.6976 USD |
||||
USD 1 ordinary |
Purchase |
353 |
27.8313 USD |
||||
USD 1 ordinary |
Purchase |
334 |
27.9240 USD |
||||
USD 1 ordinary |
Purchase |
274 |
27.7679 USD |
||||
USD 1 ordinary |
Purchase |
255 |
27.7639 USD |
||||
USD 1 ordinary |
Purchase |
210 |
27.2178 USD |
||||
USD 1 ordinary |
Purchase |
185 |
27.8200 USD |
||||
USD 1 ordinary |
Purchase |
100 |
27.8100 USD |
||||
USD 1 ordinary |
Purchase |
48 |
27.8081 USD |
||||
USD 1 ordinary |
Purchase |
18 |
28.0300 USD |
||||
USD 1 ordinary |
Purchase |
14 |
28.0400 USD |
||||
USD 1 ordinary |
Sale |
125,445 |
27.7400 USD |
||||
USD 1 ordinary |
Sale |
96,155 |
27.2739 USD |
||||
USD 1 ordinary |
Sale |
77,775 |
27.8087 USD |
||||
USD 1 ordinary |
Sale |
61,822 |
27.3447 USD |
||||
USD 1 ordinary |
Sale |
40,606 |
27.7221 USD |
||||
USD 1 ordinary |
Sale |
30,000 |
27.7976 USD |
||||
USD 1 ordinary |
Sale |
19,009 |
27.9174 USD |
||||
USD 1 ordinary |
Sale |
7,546 |
27.8685 USD |
||||
USD 1 ordinary |
Sale |
6,621 |
27.7255 USD |
||||
USD 1 ordinary |
Sale |
5,648 |
27.9594 USD |
||||
USD 1 ordinary |
Sale |
4,989 |
27.6312 USD |
||||
USD 1 ordinary |
Sale |
4,403 |
27.9500 USD |
||||
USD 1 ordinary |
Sale |
3,989 |
27.6631 USD |
||||
USD 1 ordinary |
Sale |
3,800 |
28.0000 USD |
||||
USD 1 ordinary |
Sale |
3,229 |
27.8486 USD |
||||
USD 1 ordinary |
Sale |
2,800 |
27.0500 USD |
||||
USD 1 ordinary |
Sale |
2,800 |
27.0000 USD |
||||
USD 1 ordinary |
Sale |
2,800 |
26.7357 USD |
||||
USD 1 ordinary |
Sale |
2,800 |
27.0279 USD |
||||
USD 1 ordinary |
Sale |
2,233 |
27.8302 USD |
||||
USD 1 ordinary |
Sale |
2,047 |
27.9262 USD |
||||
USD 1 ordinary |
Sale |
2,002 |
28.0116 USD |
||||
USD 1 ordinary |
Sale |
1,757 |
28.0071 USD |
||||
USD 1 ordinary |
Sale |
1,617 |
27.8809 USD |
||||
USD 1 ordinary |
Sale |
1,593 |
27.9489 USD |
||||
USD 1 ordinary |
Sale |
1,578 |
27.6356 USD |
||||
USD 1 ordinary |
Sale |
1,530 |
27.8167 USD |
||||
USD 1 ordinary |
Sale |
1,126 |
27.8863 USD |
||||
USD 1 ordinary |
Sale |
1,099 |
27.8504 USD |
||||
USD 1 ordinary |
Sale |
1,051 |
27.8431 USD |
||||
USD 1 ordinary |
Sale |
1,047 |
27.9263 USD |
||||
USD 1 ordinary |
Sale |
1,046 |
27.9833 USD |
||||
USD 1 ordinary |
Sale |
1,003 |
28.0324 USD |
||||
USD 1 ordinary |
Sale |
908 |
27.2918 USD |
||||
USD 1 ordinary |
Sale |
869 |
27.9898 USD |
||||
USD 1 ordinary |
Sale |
831 |
27.1854 USD |
||||
USD 1 ordinary |
Sale |
830 |
27.1319 USD |
||||
USD 1 ordinary |
Sale |
800 |
27.8300 USD |
||||
USD 1 ordinary |
Sale |
600 |
27.9950 USD |
||||
USD 1 ordinary |
Sale |
504 |
28.0199 USD |
||||
USD 1 ordinary |
Sale |
450 |
27.9122 USD |
||||
USD 1 ordinary |
Sale |
400 |
27.9600 USD |
||||
USD 1 ordinary |
Sale |
400 |
27.9962 USD |
||||
USD 1 ordinary |
Sale |
376 |
27.9627 USD |
||||
USD 1 ordinary |
Sale |
334 |
27.9240 USD |
||||
USD 1 ordinary |
Sale |
330 |
28.0337 USD |
||||
USD 1 ordinary |
Sale |
322 |
28.0413 USD |
||||
USD 1 ordinary |
Sale |
243 |
27.3283 USD |
||||
USD 1 ordinary |
Sale |
201 |
26.7919 USD |
||||
USD 1 ordinary |
Sale |
200 |
27.9900 USD |
||||
USD 1 ordinary |
Sale |
200 |
27.9300 USD |
||||
USD 1 ordinary |
Sale |
197 |
27.9643 USD |
||||
USD 1 ordinary |
Sale |
126 |
27.6184 USD |
||||
USD 1 ordinary |
Sale |
112 |
27.8868 USD |
||||
USD 1 ordinary |
Sale |
100 |
27.9400 USD |
||||
USD 1 ordinary |
Sale |
100 |
27.8700 USD |
||||
USD 1 ordinary |
Sale |
100 |
28.0150 USD |
||||
USD 1 ordinary |
Sale |
100 |
28.0300 USD |
||||
USD 1 ordinary |
Sale |
100 |
28.0100 USD |
||||
USD 1 ordinary |
Sale |
87 |
27.8600 USD |
||||
USD 1 ordinary |
Sale |
50 |
27.9525 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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USD 1 ordinary |
SWAP |
Increasing Long |
529 |
480.1162 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
364 |
480.2704 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
594 |
480.7771 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
138 |
480.9162 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
438 |
481.4740 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
569 |
482.0175 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
32,399 |
482.0837 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
687 |
482.0874 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
327 |
482.5609 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
701 |
482.8686 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
859 |
483.1982 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
361 |
483.2064 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
572 |
483.3256 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
593 |
483.3739 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
423 |
483.3759 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
805 |
483.5418 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
438 |
483.6173 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
10,076 |
483.8679 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
1,877 |
483.9072 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
23,834 |
484.2645 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
213 |
485.1326 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
78,047 |
486.4474 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
294 |
486.5981 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
56,915 |
486.8996 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
2,019 |
486.9604 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
73,388 |
488.1295 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
17,273 |
489.0027 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
34,453 |
490.2034 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
13,038 |
490.5669 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
933 |
492.9106 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
9,852 |
494.2577 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
8,638 |
495.7633 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
30,000 |
498.9904 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
3,278 |
499.1892 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
100,279 |
499.2400 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
11,263 |
499.3248 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
529 |
480.0346 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
364 |
480.1888 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
594 |
480.6954 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
138 |
480.8345 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
438 |
481.3922 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
569 |
481.9356 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
687 |
482.0054 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
327 |
482.4789 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
2,830 |
482.7105 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
701 |
482.7865 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
859 |
483.1161 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
361 |
483.1242 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
6,136 |
483.1640 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
572 |
483.2435 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
593 |
483.2917 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
423 |
483.2937 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
805 |
483.4596 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
438 |
483.5351 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
1,877 |
483.8249 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
23,834 |
484.1822 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
8,094 |
484.6588 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
22,198 |
485.0437 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
78,047 |
486.3647 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
294 |
486.5154 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
1,856 |
486.6810 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
56,915 |
486.8169 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
93,717 |
488.2785 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
34,453 |
490.1201 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
13,038 |
490.4835 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
9,852 |
494.1737 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
10,880 |
497.2469 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
30,000 |
498.9904 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
3,278 |
499.1043 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
81,344 |
499.1900 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
30,198 |
499.2400 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Short |
2,830 |
482.6839 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Short |
6,136 |
483.1133 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Short |
8,094 |
484.5958 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Short |
22,198 |
484.9928 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Short |
1,856 |
486.6177 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Short |
93,717 |
488.2150 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Short |
10,880 |
497.1946 ZAR |
|||
USD 1 ordinary |
CFD |
Opening Long |
18,935 |
499.2400 ZAR |
|||
USD 1 ordinary |
CFD |
Opening Short |
32,399 |
482.1343 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Short |
10,076 |
483.9187 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Short |
213 |
485.1957 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Short |
2,019 |
487.0237 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Short |
73,388 |
488.1929 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Short |
17,273 |
489.0540 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Short |
933 |
492.9623 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Short |
8,638 |
495.7906 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Short |
18,935 |
499.2400 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Short |
30,000 |
27.7990 USD |
|||
|
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(c) |
Stock-settled derivative transactions |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
|
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|
|
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(ii) |
Exercising |
|
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|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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|
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|
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(d) |
Other dealings (including subscribing for |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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|
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
13 Sep 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS) |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
|||||||
PURCHASE OR SELL ETC. |
|||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
|||||||
1. KEY INFORMATION |
|||||||
Identity of the person whose positions/dealings |
Barclays PLC. |
||||||
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
||||||
|
|
|
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|
|
2. OPTIONS AND DERIVATIVES |
|||||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
|
USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
|
USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
|
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|
3. AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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|