Form 8.3 - AngloGold Ashanti plc

Barclays PLC

16 September 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				13 Sep 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			2,474,129	0.59%	2,322,185	0.55%
(2)	Cash-settled derivatives:
	and/or controlled:			877,606	0.21%	608,034	0.14%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			3,481,735	0.83%	3,090,219	0.74%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		164,442		28.3343  USD
USD 1 ordinary		Purchase		84,452		28.5325  USD
USD 1 ordinary		Purchase		35,282		28.4607  USD
USD 1 ordinary		Purchase		18,834		28.4023  USD
USD 1 ordinary		Purchase		16,652		28.4642  USD
USD 1 ordinary		Purchase		14,838		28.3113  USD
USD 1 ordinary		Purchase		11,631		28.4158  USD
USD 1 ordinary		Purchase		11,412		28.3759  USD
USD 1 ordinary		Purchase		7,828		28.6100  USD
USD 1 ordinary		Purchase		7,581		28.3622  USD
USD 1 ordinary		Purchase		5,619		28.3346  USD
USD 1 ordinary		Purchase		5,383		28.2944  USD
USD 1 ordinary		Purchase		2,954		28.3099  USD
USD 1 ordinary		Purchase		2,595		28.3277  USD
USD 1 ordinary		Purchase		1,736		28.3836  USD
USD 1 ordinary		Purchase		1,539		28.3966  USD
USD 1 ordinary		Purchase		1,245		28.3212  USD
USD 1 ordinary		Purchase		1,100		28.4300  USD
USD 1 ordinary		Purchase		1,063		28.5762  USD
USD 1 ordinary		Purchase		1,052		28.5585  USD
USD 1 ordinary		Purchase		870		28.5014  USD
USD 1 ordinary		Purchase		825		28.4299  USD
USD 1 ordinary		Purchase		801		28.2702  USD
USD 1 ordinary		Purchase		653		28.2982  USD
USD 1 ordinary		Purchase		507		28.3777  USD
USD 1 ordinary		Purchase		443		28.4837  USD
USD 1 ordinary		Purchase		400		28.3575  USD
USD 1 ordinary		Purchase		279		28.2293  USD
USD 1 ordinary		Purchase		212		28.4303  USD
USD 1 ordinary		Purchase		200		28.5000  USD
USD 1 ordinary		Purchase		200		28.2450  USD
USD 1 ordinary		Purchase		200		28.4500  USD
USD 1 ordinary		Purchase		100		28.4850  USD
USD 1 ordinary		Purchase		100		28.5750  USD
USD 1 ordinary		Purchase		100		28.0600  USD
USD 1 ordinary		Purchase		27		28.5900  USD
USD 1 ordinary		Purchase		12		28.5500  USD
USD 1 ordinary		Sale		185,006		28.3354  USD
USD 1 ordinary		Sale		38,493		28.4007  USD
USD 1 ordinary		Sale		37,174		28.5778  USD
USD 1 ordinary		Sale		23,800		28.6049  USD
USD 1 ordinary		Sale		22,249		28.3933  USD
USD 1 ordinary		Sale		17,474		28.4189  USD
USD 1 ordinary		Sale		14,613		28.5158  USD
USD 1 ordinary		Sale		8,400		28.3666  USD
USD 1 ordinary		Sale		7,886		28.3774  USD
USD 1 ordinary		Sale		7,828		28.6100  USD
USD 1 ordinary		Sale		5,479		28.4233  USD
USD 1 ordinary		Sale		5,044		28.4217  USD
USD 1 ordinary		Sale		4,194		28.3059  USD
USD 1 ordinary		Sale		3,726		28.3794  USD
USD 1 ordinary		Sale		2,907		28.3615  USD
USD 1 ordinary		Sale		2,439		28.4294  USD
USD 1 ordinary		Sale		2,055		28.3243  USD
USD 1 ordinary		Sale		2,004		28.4421  USD
USD 1 ordinary		Sale		1,850		28.4097  USD
USD 1 ordinary		Sale		1,376		28.3047  USD
USD 1 ordinary		Sale		1,100		28.4300  USD
USD 1 ordinary		Sale		1,063		28.5762  USD
USD 1 ordinary		Sale		870		28.5014  USD
USD 1 ordinary		Sale		650		28.2830  USD
USD 1 ordinary		Sale		592		28.3898  USD
USD 1 ordinary		Sale		507		28.3777  USD
USD 1 ordinary		Sale		500		28.3180  USD
USD 1 ordinary		Sale		450		28.3922  USD
USD 1 ordinary		Sale		445		28.3211  USD
USD 1 ordinary		Sale		275		28.2268  USD
USD 1 ordinary		Sale		222		28.6114  USD
USD 1 ordinary		Sale		209		28.4946  USD
USD 1 ordinary		Sale		200		28.2450  USD
USD 1 ordinary		Sale		200		28.3250  USD
USD 1 ordinary		Sale		200		28.3350  USD
USD 1 ordinary		Sale		200		28.3400  USD
USD 1 ordinary		Sale		200		28.4800  USD
USD 1 ordinary		Sale		165		28.4039  USD
USD 1 ordinary		Sale		100		28.3300  USD
USD 1 ordinary		Sale		70		28.6042  USD
USD 1 ordinary		Sale		66		28.4492  USD
USD 1 ordinary		Sale		24		28.5500  USD
USD 1 ordinary		Sale		4		28.4050  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Increasing Long		33	497.7345  ZAR
USD 1 ordinary		SWAP		Increasing Long		255	498.9094  ZAR
USD 1 ordinary		SWAP		Increasing Long		103,489	499.2400  ZAR
USD 1 ordinary		SWAP		Increasing Long		385	500.2238  ZAR
USD 1 ordinary		SWAP		Increasing Long		499	500.3939  ZAR
USD 1 ordinary		SWAP		Increasing Long		288	500.4400  ZAR
USD 1 ordinary		SWAP		Increasing Long		5,551	500.6324  ZAR
USD 1 ordinary		SWAP		Increasing Long		96	500.9602  ZAR
USD 1 ordinary		SWAP		Increasing Long		5,530	501.2500  ZAR
USD 1 ordinary		SWAP		Increasing Long		58,466	501.3352  ZAR
USD 1 ordinary		SWAP		Increasing Long		78,644	501.4379  ZAR
USD 1 ordinary		SWAP		Increasing Long		62,896	501.4469  ZAR
USD 1 ordinary		SWAP		Increasing Long		994	501.4884  ZAR
USD 1 ordinary		SWAP		Increasing Long		34,287	501.6272  ZAR
USD 1 ordinary		SWAP		Increasing Long		673	501.7995  ZAR
USD 1 ordinary		SWAP		Increasing Long		18,273	501.8635  ZAR
USD 1 ordinary		SWAP		Increasing Long		691	501.9855  ZAR
USD 1 ordinary		SWAP		Increasing Long		250	502.0046  ZAR
USD 1 ordinary		SWAP		Increasing Long		261	502.0863  ZAR
USD 1 ordinary		SWAP		Increasing Long		53,611	502.2007  ZAR
USD 1 ordinary		SWAP		Increasing Long		12,621	502.3545  ZAR
USD 1 ordinary		SWAP		Increasing Long		284	502.4422  ZAR
USD 1 ordinary		SWAP		Increasing Long		408	502.5010  ZAR
USD 1 ordinary		SWAP		Increasing Long		23,910	502.6756  ZAR
USD 1 ordinary		SWAP		Increasing Long		2,051	502.8282  ZAR
USD 1 ordinary		SWAP		Increasing Long		3,203	503.4303  ZAR
USD 1 ordinary		SWAP		Increasing Long		1,797	504.3883  ZAR
USD 1 ordinary		SWAP		Decreasing Long		33	497.6499  ZAR
USD 1 ordinary		SWAP		Decreasing Long		255	498.8246  ZAR
USD 1 ordinary		SWAP		Decreasing Long		103,489	499.2400  ZAR
USD 1 ordinary		SWAP		Decreasing Long		385	500.1387  ZAR
USD 1 ordinary		SWAP		Decreasing Long		499	500.3089  ZAR
USD 1 ordinary		SWAP		Decreasing Long		288	500.3550  ZAR
USD 1 ordinary		SWAP		Decreasing Long		96	500.8851  ZAR
USD 1 ordinary		SWAP		Decreasing Long		11,684	501.0319  ZAR
USD 1 ordinary		SWAP		Decreasing Long		63,996	501.2500  ZAR
USD 1 ordinary		SWAP		Decreasing Long		78,644	501.3526  ZAR
USD 1 ordinary		SWAP		Decreasing Long		62,896	501.3616  ZAR
USD 1 ordinary		SWAP		Decreasing Long		34,287	501.5419  ZAR
USD 1 ordinary		SWAP		Decreasing Long		23,505	501.6541  ZAR
USD 1 ordinary		SWAP		Decreasing Long		18,273	501.7782  ZAR
USD 1 ordinary		SWAP		Decreasing Long		19,284	501.7843  ZAR
USD 1 ordinary		SWAP		Decreasing Long		691	501.9102  ZAR
USD 1 ordinary		SWAP		Decreasing Long		250	501.9192  ZAR
USD 1 ordinary		SWAP		Decreasing Long		53,611	502.1154  ZAR
USD 1 ordinary		SWAP		Decreasing Long		3,531	502.1817  ZAR
USD 1 ordinary		SWAP		Decreasing Long		284	502.3668  ZAR
USD 1 ordinary		SWAP		Decreasing Long		408	502.4256  ZAR
USD 1 ordinary		SWAP		Decreasing Long		2,051	502.7478  ZAR
USD 1 ordinary		SWAP		Decreasing Long		183,270	503.0973  ZAR
USD 1 ordinary		SWAP		Decreasing Long		8,207	503.2482  ZAR
USD 1 ordinary		SWAP		Decreasing Long		1,797	504.3127  ZAR
USD 1 ordinary		CFD		Decreasing Short		11,684	500.9792  ZAR
USD 1 ordinary		CFD		Decreasing Short		5,530	501.2500  ZAR
USD 1 ordinary		CFD		Decreasing Short		23,505	501.6014  ZAR
USD 1 ordinary		CFD		Decreasing Short		19,284	501.7316  ZAR
USD 1 ordinary		CFD		Decreasing Short		3,531	502.0662  ZAR
USD 1 ordinary		CFD		Opening Long		183,270	503.0318  ZAR
USD 1 ordinary		CFD		Increasing Long		8,207	503.1827  ZAR
USD 1 ordinary		CFD		Decreasing Long		5,551	500.6850  ZAR
USD 1 ordinary		CFD		Decreasing Long		5,530	501.2500  ZAR
USD 1 ordinary		CFD		Decreasing Long		994	501.5410  ZAR
USD 1 ordinary		CFD		Decreasing Long		673	501.8521  ZAR
USD 1 ordinary		CFD		Decreasing Long		261	502.1516  ZAR
USD 1 ordinary		CFD		Decreasing Long		12,621	502.4072  ZAR
USD 1 ordinary		CFD		Decreasing Long		23,910	502.7410  ZAR
USD 1 ordinary		CFD		Decreasing Long		3,203	503.4580  ZAR
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				16 Sep 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END