Form 8.3 - AngloGold Ashanti plc

Barclays PLC
17 September 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

 positions disclosed, if different from 1(a):

 

(c)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLOGOLD ASHANTI PLC

(d)

If an exempt fund manager connected with an

 offeror/offeree, state this and specify identity of

 offeror/offeree:

 

(e)

Date position held/dealing undertaken:

16 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making

 disclosures in respect of any other party to the offer?

YES:

 CENTAMIN PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 to which the disclosure relates following the dealing(if any)

Class of relevant security:

USD 1 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

2,301,633

0.55%

2,172,176

0.52%

(2) Cash-settled derivatives:

910,253

0.22%

640,681

0.15%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

130,000

0.03%

160,000

0.04%

 

 TOTAL:

 

3,341,886

0.80%

2,972,857

0.71%

(b)

Rights to subscribe for new securities (including directors and

 other executive options)

Class of relevant security in relation to

 which subscription right exists


Details, including nature of the rights

 concerned and relevant percentages:


3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)

Purchase and sales

Class of relevant

 security

Purchase/sale

Number of

 securities

Price per unit

USD 1 ordinary

Purchase

150,000

28.0900  USD

USD 1 ordinary

Purchase

79,006

28.3528  USD

USD 1 ordinary

Purchase

52,762

28.3607  USD

USD 1 ordinary

Purchase

31,282

28.3566  USD

USD 1 ordinary

Purchase

28,612

28.2420  USD

USD 1 ordinary

Purchase

26,334

28.2049  USD

USD 1 ordinary

Purchase

11,169

28.3256  USD

USD 1 ordinary

Purchase

9,774

28.3267  USD

USD 1 ordinary

Purchase

9,161

28.3236  USD

USD 1 ordinary

Purchase

7,499

28.2157  USD

USD 1 ordinary

Purchase

4,399

28.2777  USD

USD 1 ordinary

Purchase

3,672

28.2522  USD

USD 1 ordinary

Purchase

2,504

28.3700  USD

USD 1 ordinary

Purchase

2,462

28.3390  USD

USD 1 ordinary

Purchase

2,435

28.2229  USD

USD 1 ordinary

Purchase

2,001

28.1928  USD

USD 1 ordinary

Purchase

1,631

28.2642  USD

USD 1 ordinary

Purchase

1,300

28.2449  USD

USD 1 ordinary

Purchase

1,300

28.3838  USD

USD 1 ordinary

Purchase

1,167

28.2944  USD

USD 1 ordinary

Purchase

1,108

28.3105  USD

USD 1 ordinary

Purchase

956

28.2653  USD

USD 1 ordinary

Purchase

937

28.1526  USD

USD 1 ordinary

Purchase

565

28.3967  USD

USD 1 ordinary

Purchase

565

28.2934  USD

USD 1 ordinary

Purchase

497

28.2411  USD

USD 1 ordinary

Purchase

488

28.4907  USD

USD 1 ordinary

Purchase

300

28.3300  USD

USD 1 ordinary

Purchase

300

28.1183  USD

USD 1 ordinary

Purchase

300

28.2633  USD

USD 1 ordinary

Purchase

270

28.3400  USD

USD 1 ordinary

Purchase

211

28.4050  USD

USD 1 ordinary

Purchase

190

28.4300  USD

USD 1 ordinary

Purchase

182

28.1290  USD

USD 1 ordinary

Purchase

181

28.1154  USD

USD 1 ordinary

Purchase

169

28.2447  USD

USD 1 ordinary

Purchase

100

28.2400  USD

USD 1 ordinary

Purchase

100

28.5000  USD

USD 1 ordinary

Purchase

100

28.1200  USD

USD 1 ordinary

Purchase

100

499.2800  ZAR

USD 1 ordinary

Purchase

100

28.1000  USD

USD 1 ordinary

Purchase

100

28.3200  USD

USD 1 ordinary

Purchase

45

28.2364  USD

USD 1 ordinary

Purchase

20

28.5100  USD

USD 1 ordinary

Purchase

1

28.3900  USD

USD 1 ordinary

Sale

200,000

28.0900  USD

USD 1 ordinary

Sale

83,693

28.3495  USD

USD 1 ordinary

Sale

32,497

28.3467  USD

USD 1 ordinary

Sale

31,288

28.3740  USD

USD 1 ordinary

Sale

10,094

28.3224  USD

USD 1 ordinary

Sale

9,805

28.1796  USD

USD 1 ordinary

Sale

9,129

28.3340  USD

USD 1 ordinary

Sale

5,964

28.2913  USD

USD 1 ordinary

Sale

5,418

28.4256  USD

USD 1 ordinary

Sale

4,957

28.2725  USD

USD 1 ordinary

Sale

4,404

28.1570  USD

USD 1 ordinary

Sale

3,777

28.2924  USD

USD 1 ordinary

Sale

3,504

28.3700  USD

USD 1 ordinary

Sale

3,239

28.3033  USD

USD 1 ordinary

Sale

2,794

28.2083  USD

USD 1 ordinary

Sale

1,929

28.1785  USD

USD 1 ordinary

Sale

1,844

28.2560  USD

USD 1 ordinary

Sale

1,823

28.1767  USD

USD 1 ordinary

Sale

1,658

28.2096  USD

USD 1 ordinary

Sale

1,562

28.3234  USD

USD 1 ordinary

Sale

1,300

28.3838  USD

USD 1 ordinary

Sale

1,121

28.2008  USD

USD 1 ordinary

Sale

1,097

28.3183  USD

USD 1 ordinary

Sale

967

28.3331  USD

USD 1 ordinary

Sale

940

28.2590  USD

USD 1 ordinary

Sale

920

28.3211  USD

USD 1 ordinary

Sale

870

28.3557  USD

USD 1 ordinary

Sale

863

28.1181  USD

USD 1 ordinary

Sale

863

28.1945  USD

USD 1 ordinary

Sale

783

28.1944  USD

USD 1 ordinary

Sale

700

28.2771  USD

USD 1 ordinary

Sale

630

28.1873  USD

USD 1 ordinary

Sale

557

28.2932  USD

USD 1 ordinary

Sale

497

28.2411  USD

USD 1 ordinary

Sale

463

28.2655  USD

USD 1 ordinary

Sale

401

28.3566  USD

USD 1 ordinary

Sale

343

28.4729  USD

USD 1 ordinary

Sale

308

28.3100  USD

USD 1 ordinary

Sale

300

28.3300  USD

USD 1 ordinary

Sale

300

28.2433  USD

USD 1 ordinary

Sale

206

28.4031  USD

USD 1 ordinary

Sale

200

28.1800  USD

USD 1 ordinary

Sale

200

28.0150  USD

USD 1 ordinary

Sale

200

28.2900  USD

USD 1 ordinary

Sale

200

28.2500  USD

USD 1 ordinary

Sale

200

28.2800  USD

USD 1 ordinary

Sale

195

28.2618  USD

USD 1 ordinary

Sale

160

28.3523  USD

USD 1 ordinary

Sale

100

499.2800  ZAR

USD 1 ordinary

Sale

100

28.5000  USD

USD 1 ordinary

Sale

70

28.4671  USD

USD 1 ordinary

Sale

45

28.2364  USD

USD 1 ordinary

Sale

45

28.4300  USD

USD 1 ordinary

Sale

10

27.9700  USD

USD 1 ordinary

Sale

1

28.3900  USD

(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 1 ordinary

SWAP

Increasing Long

4,995

496.4100  ZAR

USD 1 ordinary

SWAP

Increasing Long

58,297

496.4943  ZAR

USD 1 ordinary

SWAP

Increasing Long

6,191

498.1264  ZAR

USD 1 ordinary

SWAP

Increasing Long

356

498.8948  ZAR

USD 1 ordinary

SWAP

Increasing Long

19,963

498.9603  ZAR

USD 1 ordinary

SWAP

Increasing Long

6,703

499.2226  ZAR

USD 1 ordinary

SWAP

Increasing Long

10,153

499.5747  ZAR

USD 1 ordinary

SWAP

Increasing Long

244

499.7050  ZAR

USD 1 ordinary

SWAP

Increasing Long

3,745

499.9740  ZAR

USD 1 ordinary

SWAP

Increasing Long

2,069

499.9877  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,156

500.1096  ZAR

USD 1 ordinary

SWAP

Increasing Long

32

500.1199  ZAR

USD 1 ordinary

SWAP

Increasing Long

281

500.1955  ZAR

USD 1 ordinary

SWAP

Increasing Long

64

500.2000  ZAR

USD 1 ordinary

SWAP

Increasing Long

9,331

500.2556  ZAR

USD 1 ordinary

SWAP

Increasing Long

237

500.2717  ZAR

USD 1 ordinary

SWAP

Increasing Long

21,995

500.2767  ZAR

USD 1 ordinary

SWAP

Increasing Long

171

500.3151  ZAR

USD 1 ordinary

SWAP

Increasing Long

168

500.3421  ZAR

USD 1 ordinary

SWAP

Increasing Long

181

500.4078  ZAR

USD 1 ordinary

SWAP

Increasing Long

333

500.4933  ZAR

USD 1 ordinary

SWAP

Increasing Long

10,681

500.5837  ZAR

USD 1 ordinary

SWAP

Increasing Long

189

500.6302  ZAR

USD 1 ordinary

SWAP

Increasing Long

154

500.6526  ZAR

USD 1 ordinary

SWAP

Increasing Long

546

500.6900  ZAR

USD 1 ordinary

SWAP

Increasing Long

220

500.8588  ZAR

USD 1 ordinary

SWAP

Increasing Long

28,245

500.9627  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,441

500.9933  ZAR

USD 1 ordinary

SWAP

Increasing Long

500

501.0533  ZAR

USD 1 ordinary

SWAP

Increasing Long

213

501.0792  ZAR

USD 1 ordinary

SWAP

Increasing Long

606

501.6540  ZAR

USD 1 ordinary

SWAP

Increasing Long

929

502.0139  ZAR

USD 1 ordinary

SWAP

Increasing Long

698

502.0774  ZAR

USD 1 ordinary

SWAP

Increasing Long

314

502.2432  ZAR

USD 1 ordinary

SWAP

Increasing Long

137

502.9264  ZAR

USD 1 ordinary

SWAP

Decreasing Long

63,292

496.4100  ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,191

498.0516  ZAR

USD 1 ordinary

SWAP

Decreasing Long

356

498.8200  ZAR

USD 1 ordinary

SWAP

Decreasing Long

12,446

499.0663  ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,703

499.1377  ZAR

USD 1 ordinary

SWAP

Decreasing Long

5,965

499.2179  ZAR

USD 1 ordinary

SWAP

Decreasing Long

10,153

499.4898  ZAR

USD 1 ordinary

SWAP

Decreasing Long

244

499.6300  ZAR

USD 1 ordinary

SWAP

Decreasing Long

32

500.0449  ZAR

USD 1 ordinary

SWAP

Decreasing Long

281

500.1205  ZAR

USD 1 ordinary

SWAP

Decreasing Long

64

500.1250  ZAR

USD 1 ordinary

SWAP

Decreasing Long

9,331

500.1706  ZAR

USD 1 ordinary

SWAP

Decreasing Long

21,995

500.1917  ZAR

USD 1 ordinary

SWAP

Decreasing Long

237

500.1967  ZAR

USD 1 ordinary

SWAP

Decreasing Long

171

500.2400  ZAR

USD 1 ordinary

SWAP

Decreasing Long

168

500.2671  ZAR

USD 1 ordinary

SWAP

Decreasing Long

181

500.3327  ZAR

USD 1 ordinary

SWAP

Decreasing Long

333

500.4182  ZAR

USD 1 ordinary

SWAP

Decreasing Long

189

500.5551  ZAR

USD 1 ordinary

SWAP

Decreasing Long

154

500.5775  ZAR

USD 1 ordinary

SWAP

Decreasing Long

546

500.6149  ZAR

USD 1 ordinary

SWAP

Decreasing Long

3,138

500.6865  ZAR

USD 1 ordinary

SWAP

Decreasing Long

5,925

500.7359  ZAR

USD 1 ordinary

SWAP

Decreasing Long

220

500.7836  ZAR

USD 1 ordinary

SWAP

Decreasing Long

79,380

500.7978  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,441

500.9182  ZAR

USD 1 ordinary

SWAP

Decreasing Long

3,724

500.9471  ZAR

USD 1 ordinary

SWAP

Decreasing Long

213

500.9941  ZAR

USD 1 ordinary

SWAP

Decreasing Long

606

501.5737  ZAR

USD 1 ordinary

SWAP

Decreasing Long

929

501.9386  ZAR

USD 1 ordinary

SWAP

Decreasing Long

698

502.0021  ZAR

USD 1 ordinary

SWAP

Decreasing Long

314

502.1679  ZAR

USD 1 ordinary

SWAP

Decreasing Long

137

502.8510  ZAR

USD 1 ordinary

CFD

Increasing Long

4,995

496.4100  ZAR

USD 1 ordinary

CFD

Increasing Long

12,446

499.0139  ZAR

USD 1 ordinary

CFD

Increasing Long

5,965

499.1905  ZAR

USD 1 ordinary

CFD

Increasing Long

3,138

500.6214  ZAR

USD 1 ordinary

CFD

Increasing Long

5,925

500.6833  ZAR

USD 1 ordinary

CFD

Increasing Long

79,380

500.7327  ZAR

USD 1 ordinary

CFD

Increasing Long

3,724

500.8945  ZAR

USD 1 ordinary

CFD

Decreasing Long

4,995

496.4100  ZAR

USD 1 ordinary

CFD

Decreasing Long

19,963

499.0127  ZAR

USD 1 ordinary

CFD

Decreasing Long

3,745

500.0265  ZAR

USD 1 ordinary

CFD

Decreasing Long

2,069

500.1027  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,156

500.1621  ZAR

USD 1 ordinary

CFD

Decreasing Long

10,681

500.6363  ZAR

USD 1 ordinary

CFD

Decreasing Long

28,245

501.0278  ZAR

USD 1 ordinary

CFD

Decreasing Long

500

501.1185  ZAR









(c)

Stock-settled derivative transactions

 (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

















(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit














(d)

Other dealings (including subscribing for

 new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)





4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal

 or refrain from dealing entered into by the person making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or

 derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the person making the disclosure and any other person relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

 






Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

17 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 
















SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.    KEY INFORMATION

Identity of the person whose positions/dealings

 are being disclosed:

Barclays PLC.

Name of offeror/offeree in relation to whose

 relevant securities this from relates:

ANGLOGOLD ASHANTI PLC

 








2.    OPTIONS AND DERIVATIVES

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025









3.    AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

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