FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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(d) |
If an exempt fund manager connected with an |
|
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(e) |
Date position held/dealing undertaken: |
16 Sep 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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Class of relevant security: |
USD 1 ordinary |
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|
Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
2,301,633 |
0.55% |
2,172,176 |
0.52% |
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(2) Cash-settled derivatives: |
910,253 |
0.22% |
640,681 |
0.15% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
130,000 |
0.03% |
160,000 |
0.04% |
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|
3,341,886 |
0.80% |
2,972,857 |
0.71% |
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(b) |
Rights to subscribe for new securities (including directors and |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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USD 1 ordinary |
Purchase |
150,000 |
28.0900 USD |
||||
USD 1 ordinary |
Purchase |
79,006 |
28.3528 USD |
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USD 1 ordinary |
Purchase |
52,762 |
28.3607 USD |
||||
USD 1 ordinary |
Purchase |
31,282 |
28.3566 USD |
||||
USD 1 ordinary |
Purchase |
28,612 |
28.2420 USD |
||||
USD 1 ordinary |
Purchase |
26,334 |
28.2049 USD |
||||
USD 1 ordinary |
Purchase |
11,169 |
28.3256 USD |
||||
USD 1 ordinary |
Purchase |
9,774 |
28.3267 USD |
||||
USD 1 ordinary |
Purchase |
9,161 |
28.3236 USD |
||||
USD 1 ordinary |
Purchase |
7,499 |
28.2157 USD |
||||
USD 1 ordinary |
Purchase |
4,399 |
28.2777 USD |
||||
USD 1 ordinary |
Purchase |
3,672 |
28.2522 USD |
||||
USD 1 ordinary |
Purchase |
2,504 |
28.3700 USD |
||||
USD 1 ordinary |
Purchase |
2,462 |
28.3390 USD |
||||
USD 1 ordinary |
Purchase |
2,435 |
28.2229 USD |
||||
USD 1 ordinary |
Purchase |
2,001 |
28.1928 USD |
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USD 1 ordinary |
Purchase |
1,631 |
28.2642 USD |
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USD 1 ordinary |
Purchase |
1,300 |
28.2449 USD |
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USD 1 ordinary |
Purchase |
1,300 |
28.3838 USD |
||||
USD 1 ordinary |
Purchase |
1,167 |
28.2944 USD |
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USD 1 ordinary |
Purchase |
1,108 |
28.3105 USD |
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USD 1 ordinary |
Purchase |
956 |
28.2653 USD |
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USD 1 ordinary |
Purchase |
937 |
28.1526 USD |
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USD 1 ordinary |
Purchase |
565 |
28.3967 USD |
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USD 1 ordinary |
Purchase |
565 |
28.2934 USD |
||||
USD 1 ordinary |
Purchase |
497 |
28.2411 USD |
||||
USD 1 ordinary |
Purchase |
488 |
28.4907 USD |
||||
USD 1 ordinary |
Purchase |
300 |
28.3300 USD |
||||
USD 1 ordinary |
Purchase |
300 |
28.1183 USD |
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USD 1 ordinary |
Purchase |
300 |
28.2633 USD |
||||
USD 1 ordinary |
Purchase |
270 |
28.3400 USD |
||||
USD 1 ordinary |
Purchase |
211 |
28.4050 USD |
||||
USD 1 ordinary |
Purchase |
190 |
28.4300 USD |
||||
USD 1 ordinary |
Purchase |
182 |
28.1290 USD |
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USD 1 ordinary |
Purchase |
181 |
28.1154 USD |
||||
USD 1 ordinary |
Purchase |
169 |
28.2447 USD |
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USD 1 ordinary |
Purchase |
100 |
28.2400 USD |
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USD 1 ordinary |
Purchase |
100 |
28.5000 USD |
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USD 1 ordinary |
Purchase |
100 |
28.1200 USD |
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USD 1 ordinary |
Purchase |
100 |
499.2800 ZAR |
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USD 1 ordinary |
Purchase |
100 |
28.1000 USD |
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USD 1 ordinary |
Purchase |
100 |
28.3200 USD |
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USD 1 ordinary |
Purchase |
45 |
28.2364 USD |
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USD 1 ordinary |
Purchase |
20 |
28.5100 USD |
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USD 1 ordinary |
Purchase |
1 |
28.3900 USD |
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USD 1 ordinary |
Sale |
200,000 |
28.0900 USD |
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USD 1 ordinary |
Sale |
83,693 |
28.3495 USD |
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USD 1 ordinary |
Sale |
32,497 |
28.3467 USD |
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USD 1 ordinary |
Sale |
31,288 |
28.3740 USD |
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USD 1 ordinary |
Sale |
10,094 |
28.3224 USD |
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USD 1 ordinary |
Sale |
9,805 |
28.1796 USD |
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USD 1 ordinary |
Sale |
9,129 |
28.3340 USD |
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USD 1 ordinary |
Sale |
5,964 |
28.2913 USD |
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USD 1 ordinary |
Sale |
5,418 |
28.4256 USD |
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USD 1 ordinary |
Sale |
4,957 |
28.2725 USD |
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USD 1 ordinary |
Sale |
4,404 |
28.1570 USD |
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USD 1 ordinary |
Sale |
3,777 |
28.2924 USD |
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USD 1 ordinary |
Sale |
3,504 |
28.3700 USD |
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USD 1 ordinary |
Sale |
3,239 |
28.3033 USD |
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USD 1 ordinary |
Sale |
2,794 |
28.2083 USD |
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USD 1 ordinary |
Sale |
1,929 |
28.1785 USD |
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USD 1 ordinary |
Sale |
1,844 |
28.2560 USD |
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USD 1 ordinary |
Sale |
1,823 |
28.1767 USD |
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USD 1 ordinary |
Sale |
1,658 |
28.2096 USD |
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USD 1 ordinary |
Sale |
1,562 |
28.3234 USD |
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USD 1 ordinary |
Sale |
1,300 |
28.3838 USD |
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USD 1 ordinary |
Sale |
1,121 |
28.2008 USD |
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USD 1 ordinary |
Sale |
1,097 |
28.3183 USD |
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USD 1 ordinary |
Sale |
967 |
28.3331 USD |
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USD 1 ordinary |
Sale |
940 |
28.2590 USD |
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USD 1 ordinary |
Sale |
920 |
28.3211 USD |
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USD 1 ordinary |
Sale |
870 |
28.3557 USD |
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USD 1 ordinary |
Sale |
863 |
28.1181 USD |
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USD 1 ordinary |
Sale |
863 |
28.1945 USD |
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USD 1 ordinary |
Sale |
783 |
28.1944 USD |
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USD 1 ordinary |
Sale |
700 |
28.2771 USD |
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USD 1 ordinary |
Sale |
630 |
28.1873 USD |
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USD 1 ordinary |
Sale |
557 |
28.2932 USD |
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USD 1 ordinary |
Sale |
497 |
28.2411 USD |
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USD 1 ordinary |
Sale |
463 |
28.2655 USD |
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USD 1 ordinary |
Sale |
401 |
28.3566 USD |
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USD 1 ordinary |
Sale |
343 |
28.4729 USD |
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USD 1 ordinary |
Sale |
308 |
28.3100 USD |
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USD 1 ordinary |
Sale |
300 |
28.3300 USD |
||||
USD 1 ordinary |
Sale |
300 |
28.2433 USD |
||||
USD 1 ordinary |
Sale |
206 |
28.4031 USD |
||||
USD 1 ordinary |
Sale |
200 |
28.1800 USD |
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USD 1 ordinary |
Sale |
200 |
28.0150 USD |
||||
USD 1 ordinary |
Sale |
200 |
28.2900 USD |
||||
USD 1 ordinary |
Sale |
200 |
28.2500 USD |
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USD 1 ordinary |
Sale |
200 |
28.2800 USD |
||||
USD 1 ordinary |
Sale |
195 |
28.2618 USD |
||||
USD 1 ordinary |
Sale |
160 |
28.3523 USD |
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USD 1 ordinary |
Sale |
100 |
499.2800 ZAR |
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USD 1 ordinary |
Sale |
100 |
28.5000 USD |
||||
USD 1 ordinary |
Sale |
70 |
28.4671 USD |
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USD 1 ordinary |
Sale |
45 |
28.2364 USD |
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USD 1 ordinary |
Sale |
45 |
28.4300 USD |
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USD 1 ordinary |
Sale |
10 |
27.9700 USD |
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USD 1 ordinary |
Sale |
1 |
28.3900 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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USD 1 ordinary |
SWAP |
Increasing Long |
4,995 |
496.4100 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
58,297 |
496.4943 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
6,191 |
498.1264 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
356 |
498.8948 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
19,963 |
498.9603 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
6,703 |
499.2226 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
10,153 |
499.5747 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
244 |
499.7050 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
3,745 |
499.9740 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
2,069 |
499.9877 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
1,156 |
500.1096 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
32 |
500.1199 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
281 |
500.1955 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
64 |
500.2000 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
9,331 |
500.2556 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
237 |
500.2717 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
21,995 |
500.2767 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
171 |
500.3151 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
168 |
500.3421 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
181 |
500.4078 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
333 |
500.4933 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
10,681 |
500.5837 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
189 |
500.6302 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
154 |
500.6526 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
546 |
500.6900 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
220 |
500.8588 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
28,245 |
500.9627 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
1,441 |
500.9933 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
500 |
501.0533 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
213 |
501.0792 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
606 |
501.6540 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
929 |
502.0139 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
698 |
502.0774 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
314 |
502.2432 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
137 |
502.9264 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
63,292 |
496.4100 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
6,191 |
498.0516 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
356 |
498.8200 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
12,446 |
499.0663 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
6,703 |
499.1377 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
5,965 |
499.2179 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
10,153 |
499.4898 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
244 |
499.6300 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
32 |
500.0449 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
281 |
500.1205 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
64 |
500.1250 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
9,331 |
500.1706 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
21,995 |
500.1917 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
237 |
500.1967 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
171 |
500.2400 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
168 |
500.2671 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
181 |
500.3327 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
333 |
500.4182 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
189 |
500.5551 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
154 |
500.5775 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
546 |
500.6149 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
3,138 |
500.6865 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
5,925 |
500.7359 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
220 |
500.7836 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
79,380 |
500.7978 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
1,441 |
500.9182 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
3,724 |
500.9471 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
213 |
500.9941 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
606 |
501.5737 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
929 |
501.9386 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
698 |
502.0021 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
314 |
502.1679 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
137 |
502.8510 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
4,995 |
496.4100 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
12,446 |
499.0139 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
5,965 |
499.1905 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
3,138 |
500.6214 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
5,925 |
500.6833 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
79,380 |
500.7327 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
3,724 |
500.8945 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
4,995 |
496.4100 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
19,963 |
499.0127 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
3,745 |
500.0265 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
2,069 |
500.1027 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
1,156 |
500.1621 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
10,681 |
500.6363 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
28,245 |
501.0278 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
500 |
501.1185 ZAR |
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(c) |
Stock-settled derivative transactions |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
17 Sep 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS) |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
|||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
|||||||
1. KEY INFORMATION |
|||||||
Identity of the person whose positions/dealings |
Barclays PLC. |
||||||
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
||||||
|
|
|
|
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2. OPTIONS AND DERIVATIVES |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
|
USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
|
USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
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3. AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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|