FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
17 Sep 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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2,173,209 |
0.52% |
2,018,032 |
0.48% |
(2) |
Cash-settled derivatives: |
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and/or controlled: |
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806,265 |
0.19% |
536,693 |
0.13% |
(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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130,000 |
0.03% |
160,000 |
0.04% |
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TOTAL: |
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3,109,474 |
0.74% |
2,714,725 |
0.65% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
|
securities |
|
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USD 1 ordinary |
Purchase |
159,057 |
27.9230 USD |
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USD 1 ordinary |
Purchase |
94,163 |
28.0475 USD |
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USD 1 ordinary |
Purchase |
56,468 |
27.9451 USD |
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USD 1 ordinary |
Purchase |
41,849 |
27.7620 USD |
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USD 1 ordinary |
Purchase |
34,301 |
27.6280 USD |
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USD 1 ordinary |
Purchase |
27,545 |
27.9004 USD |
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USD 1 ordinary |
Purchase |
22,220 |
27.7965 USD |
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USD 1 ordinary |
Purchase |
21,028 |
27.9579 USD |
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USD 1 ordinary |
Purchase |
19,303 |
27.8923 USD |
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USD 1 ordinary |
Purchase |
14,174 |
27.8258 USD |
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USD 1 ordinary |
Purchase |
12,721 |
27.8106 USD |
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USD 1 ordinary |
Purchase |
11,719 |
27.8955 USD |
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USD 1 ordinary |
Purchase |
9,097 |
28.0888 USD |
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USD 1 ordinary |
Purchase |
8,327 |
27.8326 USD |
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USD 1 ordinary |
Purchase |
7,621 |
27.9378 USD |
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USD 1 ordinary |
Purchase |
5,988 |
28.0216 USD |
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USD 1 ordinary |
Purchase |
4,033 |
27.8512 USD |
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USD 1 ordinary |
Purchase |
3,364 |
28.1021 USD |
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USD 1 ordinary |
Purchase |
3,200 |
27.6200 USD |
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USD 1 ordinary |
Purchase |
2,938 |
496.5400 ZAR |
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USD 1 ordinary |
Purchase |
2,527 |
27.8814 USD |
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USD 1 ordinary |
Purchase |
2,000 |
27.8815 USD |
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USD 1 ordinary |
Purchase |
1,800 |
28.1090 USD |
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USD 1 ordinary |
Purchase |
1,743 |
28.1250 USD |
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USD 1 ordinary |
Purchase |
1,574 |
28.0880 USD |
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USD 1 ordinary |
Purchase |
1,292 |
27.9651 USD |
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USD 1 ordinary |
Purchase |
1,269 |
27.9402 USD |
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USD 1 ordinary |
Purchase |
1,218 |
28.0763 USD |
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USD 1 ordinary |
Purchase |
1,206 |
27.6987 USD |
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USD 1 ordinary |
Purchase |
1,169 |
28.0525 USD |
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USD 1 ordinary |
Purchase |
800 |
28.0431 USD |
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USD 1 ordinary |
Purchase |
795 |
27.8709 USD |
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USD 1 ordinary |
Purchase |
560 |
27.9603 USD |
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USD 1 ordinary |
Purchase |
423 |
27.8751 USD |
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USD 1 ordinary |
Purchase |
276 |
27.9224 USD |
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USD 1 ordinary |
Purchase |
100 |
27.6700 USD |
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USD 1 ordinary |
Purchase |
100 |
27.8500 USD |
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USD 1 ordinary |
Purchase |
98 |
27.6300 USD |
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USD 1 ordinary |
Purchase |
65 |
27.6322 USD |
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USD 1 ordinary |
Purchase |
61 |
28.1279 USD |
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USD 1 ordinary |
Purchase |
28 |
27.8867 USD |
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USD 1 ordinary |
Purchase |
26 |
27.9350 USD |
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USD 1 ordinary |
Purchase |
10 |
27.6165 USD |
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USD 1 ordinary |
Purchase |
8 |
27.6137 USD |
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USD 1 ordinary |
Purchase |
1 |
27.6250 USD |
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USD 1 ordinary |
Sale |
318,114 |
27.9230 USD |
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USD 1 ordinary |
Sale |
100,449 |
28.0576 USD |
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USD 1 ordinary |
Sale |
40,936 |
27.7273 USD |
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USD 1 ordinary |
Sale |
12,760 |
27.9807 USD |
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USD 1 ordinary |
Sale |
10,909 |
27.6925 USD |
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USD 1 ordinary |
Sale |
10,734 |
27.7966 USD |
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USD 1 ordinary |
Sale |
8,409 |
27.8535 USD |
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USD 1 ordinary |
Sale |
8,340 |
27.6237 USD |
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USD 1 ordinary |
Sale |
7,887 |
27.6294 USD |
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USD 1 ordinary |
Sale |
7,746 |
27.8023 USD |
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USD 1 ordinary |
Sale |
7,457 |
27.6391 USD |
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USD 1 ordinary |
Sale |
5,272 |
28.0529 USD |
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USD 1 ordinary |
Sale |
4,537 |
27.9887 USD |
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USD 1 ordinary |
Sale |
3,364 |
28.1021 USD |
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USD 1 ordinary |
Sale |
3,252 |
27.6382 USD |
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USD 1 ordinary |
Sale |
3,200 |
27.6200 USD |
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USD 1 ordinary |
Sale |
3,080 |
28.0691 USD |
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USD 1 ordinary |
Sale |
2,342 |
27.6352 USD |
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USD 1 ordinary |
Sale |
2,273 |
27.6537 USD |
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USD 1 ordinary |
Sale |
2,006 |
27.6361 USD |
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USD 1 ordinary |
Sale |
1,827 |
27.6228 USD |
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USD 1 ordinary |
Sale |
1,800 |
28.1090 USD |
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USD 1 ordinary |
Sale |
1,189 |
28.0652 USD |
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USD 1 ordinary |
Sale |
1,162 |
28.1250 USD |
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USD 1 ordinary |
Sale |
1,052 |
27.6400 USD |
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USD 1 ordinary |
Sale |
1,018 |
27.6242 USD |
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USD 1 ordinary |
Sale |
1,000 |
27.8680 USD |
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USD 1 ordinary |
Sale |
500 |
27.6560 USD |
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USD 1 ordinary |
Sale |
470 |
28.0436 USD |
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USD 1 ordinary |
Sale |
465 |
28.0611 USD |
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USD 1 ordinary |
Sale |
247 |
27.6300 USD |
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USD 1 ordinary |
Sale |
210 |
27.5983 USD |
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USD 1 ordinary |
Sale |
201 |
27.7015 USD |
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USD 1 ordinary |
Sale |
200 |
27.6500 USD |
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USD 1 ordinary |
Sale |
200 |
27.6375 USD |
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USD 1 ordinary |
Sale |
154 |
28.1000 USD |
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USD 1 ordinary |
Sale |
125 |
28.1680 USD |
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USD 1 ordinary |
Sale |
110 |
28.0909 USD |
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USD 1 ordinary |
Sale |
105 |
27.5819 USD |
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USD 1 ordinary |
Sale |
105 |
28.1580 USD |
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USD 1 ordinary |
Sale |
100 |
27.6100 USD |
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USD 1 ordinary |
Sale |
28 |
27.8867 USD |
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USD 1 ordinary |
Sale |
27 |
28.1537 USD |
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USD 1 ordinary |
Sale |
26 |
27.9350 USD |
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USD 1 ordinary |
Sale |
20 |
28.0450 USD |
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USD 1 ordinary |
Sale |
20 |
28.1400 USD |
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USD 1 ordinary |
Sale |
17 |
28.0700 USD |
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USD 1 ordinary |
Sale |
16 |
28.1500 USD |
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USD 1 ordinary |
Sale |
10 |
27.6165 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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|
securities |
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USD 1 ordinary |
SWAP |
Increasing Long |
14,791 |
483.6781 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
14,791 |
483.7507 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
9,852 |
494.1737 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
9,852 |
494.2479 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
364 |
494.4715 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
249 |
494.7626 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
140 |
494.7776 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
372 |
494.7879 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
249 |
494.8895 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
102 |
494.8934 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
378 |
494.9235 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
124 |
495.1279 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
9,511 |
495.1889 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
4,670 |
495.3100 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
9,712 |
495.4008 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
594 |
495.5731 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
135 |
495.6032 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
19,715 |
496.0736 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
221 |
496.1005 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
94 |
496.1426 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
5,312 |
496.1489 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
100 |
496.1650 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
162 |
496.1813 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
8,199 |
496.2363 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
1,564 |
496.2372 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
23,912 |
496.2644 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
826 |
496.4019 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
137,642 |
496.4100 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
4,365 |
496.4189 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
2,230 |
496.5400 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
15,805 |
496.5607 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
33,653 |
496.6244 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
268 |
497.2210 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
420 |
497.4555 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
124 |
497.4822 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
407 |
497.6230 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
222 |
497.6572 ZAR |
|||
USD 1 ordinary |
SWAP |
Increasing Long |
296 |
497.7162 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
725 |
498.7254 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
14,791 |
483.6685 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
14,791 |
483.7604 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
9,852 |
494.1638 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
9,852 |
494.2577 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
364 |
494.3973 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
249 |
494.6884 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
140 |
494.7034 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
249 |
494.8153 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
102 |
494.8192 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
378 |
494.8493 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
7,056 |
495.0378 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
124 |
495.0536 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
4,670 |
495.2258 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
8,516 |
495.3448 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
88 |
495.3557 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
594 |
495.4988 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
135 |
495.5289 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
19,715 |
495.9893 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
94 |
496.0682 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
100 |
496.0856 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
162 |
496.1069 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
1,223 |
496.1317 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
8,199 |
496.1519 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
23,912 |
496.1800 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
826 |
496.3175 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
4,365 |
496.3444 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
137,642 |
496.4100 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
11,825 |
496.5031 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
84,728 |
496.5345 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
35,883 |
496.5400 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
2,455 |
496.6043 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
420 |
497.3709 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
124 |
497.4076 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
407 |
497.5484 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
222 |
497.5826 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
296 |
497.6416 ZAR |
|||
USD 1 ordinary |
SWAP |
Decreasing Long |
725 |
498.6506 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
7,056 |
494.9858 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
88 |
495.2418 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
8,516 |
495.3176 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
1,223 |
496.0796 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
11,825 |
496.4510 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
84,728 |
496.4700 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
2,455 |
496.5397 ZAR |
|||
USD 1 ordinary |
CFD |
Increasing Long |
2,230 |
496.5400 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
372 |
494.9017 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
9,511 |
495.2533 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
9,712 |
495.4528 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
221 |
496.1650 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
5,312 |
496.2010 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
1,564 |
496.2893 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
2,230 |
496.5400 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
15,805 |
496.6128 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
268 |
497.2484 ZAR |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
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paid/ |
security |
|
varying etc |
to which |
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received |
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option |
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per unit |
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|
relates |
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(ii) |
Exercising |
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|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
securities |
unit |
|||
|
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
|
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formal or informal, relating to relevant securities which may be an inducement to deal |
|
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|
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to the offer or any person acting in concert with a party to the offer: |
|
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|
||||
NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
|
|||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
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the person making the disclosure and any other person relating to: |
|
|
|||||
(i) the voting rights of any relevant securities under any option; or |
|
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|
||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
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|||||
any derivative is referenced: |
|
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|
NONE |
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(c) |
Attachments |
|
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|
|
Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
18 Sep 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
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USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
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USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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