Form 8.3 - AngloGold Ashanti plc

Barclays PLC
18 September 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

17 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

2,173,209

0.52%

2,018,032

0.48%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

806,265

0.19%

536,693

0.13%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

3,109,474

0.74%

2,714,725

0.65%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

159,057

27.9230  USD

USD 1 ordinary

Purchase

94,163

28.0475  USD

USD 1 ordinary

Purchase

56,468

27.9451  USD

USD 1 ordinary

Purchase

41,849

27.7620  USD

USD 1 ordinary

Purchase

34,301

27.6280  USD

USD 1 ordinary

Purchase

27,545

27.9004  USD

USD 1 ordinary

Purchase

22,220

27.7965  USD

USD 1 ordinary

Purchase

21,028

27.9579  USD

USD 1 ordinary

Purchase

19,303

27.8923  USD

USD 1 ordinary

Purchase

14,174

27.8258  USD

USD 1 ordinary

Purchase

12,721

27.8106  USD

USD 1 ordinary

Purchase

11,719

27.8955  USD

USD 1 ordinary

Purchase

9,097

28.0888  USD

USD 1 ordinary

Purchase

8,327

27.8326  USD

USD 1 ordinary

Purchase

7,621

27.9378  USD

USD 1 ordinary

Purchase

5,988

28.0216  USD

USD 1 ordinary

Purchase

4,033

27.8512  USD

USD 1 ordinary

Purchase

3,364

28.1021  USD

USD 1 ordinary

Purchase

3,200

27.6200  USD

USD 1 ordinary

Purchase

2,938

496.5400  ZAR

USD 1 ordinary

Purchase

2,527

27.8814  USD

USD 1 ordinary

Purchase

2,000

27.8815  USD

USD 1 ordinary

Purchase

1,800

28.1090  USD

USD 1 ordinary

Purchase

1,743

28.1250  USD

USD 1 ordinary

Purchase

1,574

28.0880  USD

USD 1 ordinary

Purchase

1,292

27.9651  USD

USD 1 ordinary

Purchase

1,269

27.9402  USD

USD 1 ordinary

Purchase

1,218

28.0763  USD

USD 1 ordinary

Purchase

1,206

27.6987  USD

USD 1 ordinary

Purchase

1,169

28.0525  USD

USD 1 ordinary

Purchase

800

28.0431  USD

USD 1 ordinary

Purchase

795

27.8709  USD

USD 1 ordinary

Purchase

560

27.9603  USD

USD 1 ordinary

Purchase

423

27.8751  USD

USD 1 ordinary

Purchase

276

27.9224  USD

USD 1 ordinary

Purchase

100

27.6700  USD

USD 1 ordinary

Purchase

100

27.8500  USD

USD 1 ordinary

Purchase

98

27.6300  USD

USD 1 ordinary

Purchase

65

27.6322  USD

USD 1 ordinary

Purchase

61

28.1279  USD

USD 1 ordinary

Purchase

28

27.8867  USD

USD 1 ordinary

Purchase

26

27.9350  USD

USD 1 ordinary

Purchase

10

27.6165  USD

USD 1 ordinary

Purchase

8

27.6137  USD

USD 1 ordinary

Purchase

1

27.6250  USD

USD 1 ordinary

Sale

318,114

27.9230  USD

USD 1 ordinary

Sale

100,449

28.0576  USD

USD 1 ordinary

Sale

40,936

27.7273  USD

USD 1 ordinary

Sale

12,760

27.9807  USD

USD 1 ordinary

Sale

10,909

27.6925  USD

USD 1 ordinary

Sale

10,734

27.7966  USD

USD 1 ordinary

Sale

8,409

27.8535  USD

USD 1 ordinary

Sale

8,340

27.6237  USD

USD 1 ordinary

Sale

7,887

27.6294  USD

USD 1 ordinary

Sale

7,746

27.8023  USD

USD 1 ordinary

Sale

7,457

27.6391  USD

USD 1 ordinary

Sale

5,272

28.0529  USD

USD 1 ordinary

Sale

4,537

27.9887  USD

USD 1 ordinary

Sale

3,364

28.1021  USD

USD 1 ordinary

Sale

3,252

27.6382  USD

USD 1 ordinary

Sale

3,200

27.6200  USD

USD 1 ordinary

Sale

3,080

28.0691  USD

USD 1 ordinary

Sale

2,342

27.6352  USD

USD 1 ordinary

Sale

2,273

27.6537  USD

USD 1 ordinary

Sale

2,006

27.6361  USD

USD 1 ordinary

Sale

1,827

27.6228  USD

USD 1 ordinary

Sale

1,800

28.1090  USD

USD 1 ordinary

Sale

1,189

28.0652  USD

USD 1 ordinary

Sale

1,162

28.1250  USD

USD 1 ordinary

Sale

1,052

27.6400  USD

USD 1 ordinary

Sale

1,018

27.6242  USD

USD 1 ordinary

Sale

1,000

27.8680  USD

USD 1 ordinary

Sale

500

27.6560  USD

USD 1 ordinary

Sale

470

28.0436  USD

USD 1 ordinary

Sale

465

28.0611  USD

USD 1 ordinary

Sale

247

27.6300  USD

USD 1 ordinary

Sale

210

27.5983  USD

USD 1 ordinary

Sale

201

27.7015  USD

USD 1 ordinary

Sale

200

27.6500  USD

USD 1 ordinary

Sale

200

27.6375  USD

USD 1 ordinary

Sale

154

28.1000  USD

USD 1 ordinary

Sale

125

28.1680  USD

USD 1 ordinary

Sale

110

28.0909  USD

USD 1 ordinary

Sale

105

27.5819  USD

USD 1 ordinary

Sale

105

28.1580  USD

USD 1 ordinary

Sale

100

27.6100  USD

USD 1 ordinary

Sale

28

27.8867  USD

USD 1 ordinary

Sale

27

28.1537  USD

USD 1 ordinary

Sale

26

27.9350  USD

USD 1 ordinary

Sale

20

28.0450  USD

USD 1 ordinary

Sale

20

28.1400  USD

USD 1 ordinary

Sale

17

28.0700  USD

USD 1 ordinary

Sale

16

28.1500  USD

USD 1 ordinary

Sale

10

27.6165  USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Increasing Long

14,791

483.6781  ZAR

USD 1 ordinary

SWAP

Increasing Long

14,791

483.7507  ZAR

USD 1 ordinary

SWAP

Increasing Long

9,852

494.1737  ZAR

USD 1 ordinary

SWAP

Increasing Long

9,852

494.2479  ZAR

USD 1 ordinary

SWAP

Increasing Long

364

494.4715  ZAR

USD 1 ordinary

SWAP

Increasing Long

249

494.7626  ZAR

USD 1 ordinary

SWAP

Increasing Long

140

494.7776  ZAR

USD 1 ordinary

SWAP

Increasing Long

372

494.7879  ZAR

USD 1 ordinary

SWAP

Increasing Long

249

494.8895  ZAR

USD 1 ordinary

SWAP

Increasing Long

102

494.8934  ZAR

USD 1 ordinary

SWAP

Increasing Long

378

494.9235  ZAR

USD 1 ordinary

SWAP

Increasing Long

124

495.1279  ZAR

USD 1 ordinary

SWAP

Increasing Long

9,511

495.1889  ZAR

USD 1 ordinary

SWAP

Increasing Long

4,670

495.3100  ZAR

USD 1 ordinary

SWAP

Increasing Long

9,712

495.4008  ZAR

USD 1 ordinary

SWAP

Increasing Long

594

495.5731  ZAR

USD 1 ordinary

SWAP

Increasing Long

135

495.6032  ZAR

USD 1 ordinary

SWAP

Increasing Long

19,715

496.0736  ZAR

USD 1 ordinary

SWAP

Increasing Long

221

496.1005  ZAR

USD 1 ordinary

SWAP

Increasing Long

94

496.1426  ZAR

USD 1 ordinary

SWAP

Increasing Long

5,312

496.1489  ZAR

USD 1 ordinary

SWAP

Increasing Long

100

496.1650  ZAR

USD 1 ordinary

SWAP

Increasing Long

162

496.1813  ZAR

USD 1 ordinary

SWAP

Increasing Long

8,199

496.2363  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,564

496.2372  ZAR

USD 1 ordinary

SWAP

Increasing Long

23,912

496.2644  ZAR

USD 1 ordinary

SWAP

Increasing Long

826

496.4019  ZAR

USD 1 ordinary

SWAP

Increasing Long

137,642

496.4100  ZAR

USD 1 ordinary

SWAP

Increasing Long

4,365

496.4189  ZAR

USD 1 ordinary

SWAP

Increasing Long

2,230

496.5400  ZAR

USD 1 ordinary

SWAP

Increasing Long

15,805

496.5607  ZAR

USD 1 ordinary

SWAP

Increasing Long

33,653

496.6244  ZAR

USD 1 ordinary

SWAP

Increasing Long

268

497.2210  ZAR

USD 1 ordinary

SWAP

Increasing Long

420

497.4555  ZAR

USD 1 ordinary

SWAP

Increasing Long

124

497.4822  ZAR

USD 1 ordinary

SWAP

Increasing Long

407

497.6230  ZAR

USD 1 ordinary

SWAP

Increasing Long

222

497.6572  ZAR

USD 1 ordinary

SWAP

Increasing Long

296

497.7162  ZAR

USD 1 ordinary

SWAP

Increasing Long

725

498.7254  ZAR

USD 1 ordinary

SWAP

Decreasing Long

14,791

483.6685  ZAR

USD 1 ordinary

SWAP

Decreasing Long

14,791

483.7604  ZAR

USD 1 ordinary

SWAP

Decreasing Long

9,852

494.1638  ZAR

USD 1 ordinary

SWAP

Decreasing Long

9,852

494.2577  ZAR

USD 1 ordinary

SWAP

Decreasing Long

364

494.3973  ZAR

USD 1 ordinary

SWAP

Decreasing Long

249

494.6884  ZAR

USD 1 ordinary

SWAP

Decreasing Long

140

494.7034  ZAR

USD 1 ordinary

SWAP

Decreasing Long

249

494.8153  ZAR

USD 1 ordinary

SWAP

Decreasing Long

102

494.8192  ZAR

USD 1 ordinary

SWAP

Decreasing Long

378

494.8493  ZAR

USD 1 ordinary

SWAP

Decreasing Long

7,056

495.0378  ZAR

USD 1 ordinary

SWAP

Decreasing Long

124

495.0536  ZAR

USD 1 ordinary

SWAP

Decreasing Long

4,670

495.2258  ZAR

USD 1 ordinary

SWAP

Decreasing Long

8,516

495.3448  ZAR

USD 1 ordinary

SWAP

Decreasing Long

88

495.3557  ZAR

USD 1 ordinary

SWAP

Decreasing Long

594

495.4988  ZAR

USD 1 ordinary

SWAP

Decreasing Long

135

495.5289  ZAR

USD 1 ordinary

SWAP

Decreasing Long

19,715

495.9893  ZAR

USD 1 ordinary

SWAP

Decreasing Long

94

496.0682  ZAR

USD 1 ordinary

SWAP

Decreasing Long

100

496.0856  ZAR

USD 1 ordinary

SWAP

Decreasing Long

162

496.1069  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,223

496.1317  ZAR

USD 1 ordinary

SWAP

Decreasing Long

8,199

496.1519  ZAR

USD 1 ordinary

SWAP

Decreasing Long

23,912

496.1800  ZAR

USD 1 ordinary

SWAP

Decreasing Long

826

496.3175  ZAR

USD 1 ordinary

SWAP

Decreasing Long

4,365

496.3444  ZAR

USD 1 ordinary

SWAP

Decreasing Long

137,642

496.4100  ZAR

USD 1 ordinary

SWAP

Decreasing Long

11,825

496.5031  ZAR

USD 1 ordinary

SWAP

Decreasing Long

84,728

496.5345  ZAR

USD 1 ordinary

SWAP

Decreasing Long

35,883

496.5400  ZAR

USD 1 ordinary

SWAP

Decreasing Long

2,455

496.6043  ZAR

USD 1 ordinary

SWAP

Decreasing Long

420

497.3709  ZAR

USD 1 ordinary

SWAP

Decreasing Long

124

497.4076  ZAR

USD 1 ordinary

SWAP

Decreasing Long

407

497.5484  ZAR

USD 1 ordinary

SWAP

Decreasing Long

222

497.5826  ZAR

USD 1 ordinary

SWAP

Decreasing Long

296

497.6416  ZAR

USD 1 ordinary

SWAP

Decreasing Long

725

498.6506  ZAR

USD 1 ordinary

CFD

Increasing Long

7,056

494.9858  ZAR

USD 1 ordinary

CFD

Increasing Long

88

495.2418  ZAR

USD 1 ordinary

CFD

Increasing Long

8,516

495.3176  ZAR

USD 1 ordinary

CFD

Increasing Long

1,223

496.0796  ZAR

USD 1 ordinary

CFD

Increasing Long

11,825

496.4510  ZAR

USD 1 ordinary

CFD

Increasing Long

84,728

496.4700  ZAR

USD 1 ordinary

CFD

Increasing Long

2,455

496.5397  ZAR

USD 1 ordinary

CFD

Increasing Long

2,230

496.5400  ZAR

USD 1 ordinary

CFD

Decreasing Long

372

494.9017  ZAR

USD 1 ordinary

CFD

Decreasing Long

9,511

495.2533  ZAR

USD 1 ordinary

CFD

Decreasing Long

9,712

495.4528  ZAR

USD 1 ordinary

CFD

Decreasing Long

221

496.1650  ZAR

USD 1 ordinary

CFD

Decreasing Long

5,312

496.2010  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,564

496.2893  ZAR

USD 1 ordinary

CFD

Decreasing Long

2,230

496.5400  ZAR

USD 1 ordinary

CFD

Decreasing Long

15,805

496.6128  ZAR

USD 1 ordinary

CFD

Decreasing Long

268

497.2484  ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i)  the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

18 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 

Companies

Barclays (BARC)
Investor Meets Company
UK 100