Form 8.3 -ANGLOGOLD ASHANTI PLC

Barclays PLC

20 September 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				18 Sep 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			2,089,999	0.50%	1,936,617	0.46%
(2)	Cash-settled derivatives:
	and/or controlled:			867,828	0.21%	598,256	0.14%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			3,087,827	0.74%	2,694,873	0.64%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		44,399		27.2912  USD
USD 1 ordinary		Purchase		40,629		27.4597  USD
USD 1 ordinary		Purchase		21,324		27.5585  USD
USD 1 ordinary		Purchase		18,041		27.6402  USD
USD 1 ordinary		Purchase		17,864		27.8406  USD
USD 1 ordinary		Purchase		7,637		28.0550  USD
USD 1 ordinary		Purchase		4,422		27.8657  USD
USD 1 ordinary		Purchase		2,764		481.9745  ZAR
USD 1 ordinary		Purchase		2,152		27.3867  USD
USD 1 ordinary		Purchase		2,107		27.4296  USD
USD 1 ordinary		Purchase		1,062		28.1649  USD
USD 1 ordinary		Purchase		900		28.3933  USD
USD 1 ordinary		Purchase		800		27.3500  USD
USD 1 ordinary		Purchase		700		28.4742  USD
USD 1 ordinary		Purchase		639		27.3748  USD
USD 1 ordinary		Purchase		525		27.2729  USD
USD 1 ordinary		Purchase		441		27.5930  USD
USD 1 ordinary		Purchase		312		27.6671  USD
USD 1 ordinary		Purchase		209		27.3963  USD
USD 1 ordinary		Purchase		197		27.4268  USD
USD 1 ordinary		Purchase		185		27.3972  USD
USD 1 ordinary		Purchase		184		28.2800  USD
USD 1 ordinary		Purchase		135		27.3960  USD
USD 1 ordinary		Purchase		106		27.3883  USD
USD 1 ordinary		Purchase		70		27.7042  USD
USD 1 ordinary		Purchase		66		27.3300  USD
USD 1 ordinary		Purchase		19		27.9521  USD
USD 1 ordinary		Purchase		15		27.5600  USD
USD 1 ordinary		Purchase		5		27.4240  USD
USD 1 ordinary		Purchase		3		27.4300  USD
USD 1 ordinary		Purchase		3		27.3200  USD
USD 1 ordinary		Purchase		2		27.3700  USD
USD 1 ordinary		Sale		49,175		27.2948  USD
USD 1 ordinary		Sale		35,599		27.4455  USD
USD 1 ordinary		Sale		16,349		27.8802  USD
USD 1 ordinary		Sale		14,675		27.7685  USD
USD 1 ordinary		Sale		7,909		27.5043  USD
USD 1 ordinary		Sale		7,638		27.3123  USD
USD 1 ordinary		Sale		6,045		27.8481  USD
USD 1 ordinary		Sale		5,419		27.5293  USD
USD 1 ordinary		Sale		3,060		27.8150  USD
USD 1 ordinary		Sale		3,032		27.7233  USD
USD 1 ordinary		Sale		2,764		481.9744  ZAR
USD 1 ordinary		Sale		2,330		27.4666  USD
USD 1 ordinary		Sale		2,092		28.3103  USD
USD 1 ordinary		Sale		2,000		28.5400  USD
USD 1 ordinary		Sale		1,738		28.1375  USD
USD 1 ordinary		Sale		800		27.3500  USD
USD 1 ordinary		Sale		793		27.5253  USD
USD 1 ordinary		Sale		718		27.5312  USD
USD 1 ordinary		Sale		700		28.4742  USD
USD 1 ordinary		Sale		513		27.2700  USD
USD 1 ordinary		Sale		500		27.7980  USD
USD 1 ordinary		Sale		497		28.1846  USD
USD 1 ordinary		Sale		455		27.3501  USD
USD 1 ordinary		Sale		441		27.5930  USD
USD 1 ordinary		Sale		196		27.3905  USD
USD 1 ordinary		Sale		194		27.2226  USD
USD 1 ordinary		Sale		173		27.4943  USD
USD 1 ordinary		Sale		169		27.6530  USD
USD 1 ordinary		Sale		100		27.3900  USD
USD 1 ordinary		Sale		100		27.4400  USD
USD 1 ordinary		Sale		100		27.7500  USD
USD 1 ordinary		Sale		100		27.8000  USD
USD 1 ordinary		Sale		100		27.4500  USD
USD 1 ordinary		Sale		56		27.4300  USD
USD 1 ordinary		Sale		50		27.6024  USD
USD 1 ordinary		Sale		40		27.7225  USD
USD 1 ordinary		Sale		38		27.4376  USD
USD 1 ordinary		Sale		13		27.3700  USD
USD 1 ordinary		Sale		6		28.5200  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Increasing Long		594	480.2141  ZAR
USD 1 ordinary		SWAP		Increasing Long		5	480.3512  ZAR
USD 1 ordinary		SWAP		Increasing Long		435	480.3725  ZAR
USD 1 ordinary		SWAP		Increasing Long		7	480.3912  ZAR
USD 1 ordinary		SWAP		Increasing Long		190	480.4861  ZAR
USD 1 ordinary		SWAP		Increasing Long		3	480.5312  ZAR
USD 1 ordinary		SWAP		Increasing Long		8,147	480.6059  ZAR
USD 1 ordinary		SWAP		Increasing Long		1,061	480.6092  ZAR
USD 1 ordinary		SWAP		Increasing Long		1,336	480.7868  ZAR
USD 1 ordinary		SWAP		Increasing Long		10	480.9113  ZAR
USD 1 ordinary		SWAP		Increasing Long		3,337	480.9800  ZAR
USD 1 ordinary		SWAP		Increasing Long		2	480.9813  ZAR
USD 1 ordinary		SWAP		Increasing Long		476	481.0268  ZAR
USD 1 ordinary		SWAP		Increasing Long		1	481.0313  ZAR
USD 1 ordinary		SWAP		Increasing Long		379	481.0473  ZAR
USD 1 ordinary		SWAP		Increasing Long		40,248	481.0617  ZAR
USD 1 ordinary		SWAP		Increasing Long		4	481.0813  ZAR
USD 1 ordinary		SWAP		Increasing Long		6	481.1414  ZAR
USD 1 ordinary		SWAP		Increasing Long		1,795	481.1546  ZAR
USD 1 ordinary		SWAP		Increasing Long		10,741	481.1740  ZAR
USD 1 ordinary		SWAP		Increasing Long		903	481.2332  ZAR
USD 1 ordinary		SWAP		Increasing Long		635	481.2734  ZAR
USD 1 ordinary		SWAP		Increasing Long		23,818	481.3268  ZAR
USD 1 ordinary		SWAP		Increasing Long		2	481.3714  ZAR
USD 1 ordinary		SWAP		Increasing Long		75	481.8452  ZAR
USD 1 ordinary		SWAP		Increasing Long		153	482.1946  ZAR
USD 1 ordinary		SWAP		Increasing Long		43,334	482.4268  ZAR
USD 1 ordinary		SWAP		Increasing Long		15,919	482.4457  ZAR
USD 1 ordinary		SWAP		Increasing Long		36,461	482.4751  ZAR
USD 1 ordinary		SWAP		Increasing Long		426	482.5106  ZAR
USD 1 ordinary		SWAP		Increasing Long		24,207	482.5677  ZAR
USD 1 ordinary		SWAP		Increasing Long		1,574	482.6027  ZAR
USD 1 ordinary		SWAP		Increasing Long		40	482.7867  ZAR
USD 1 ordinary		SWAP		Increasing Long		483	482.9637  ZAR
USD 1 ordinary		SWAP		Increasing Long		825	483.9929  ZAR
USD 1 ordinary		SWAP		Increasing Long		1,193	484.0937  ZAR
USD 1 ordinary		SWAP		Increasing Long		185	484.1858  ZAR
USD 1 ordinary		SWAP		Increasing Long		544	484.5930  ZAR
USD 1 ordinary		SWAP		Increasing Long		920	484.9294  ZAR
USD 1 ordinary		SWAP		Increasing Long		754	485.2270  ZAR
USD 1 ordinary		SWAP		Increasing Long		722	485.8191  ZAR
USD 1 ordinary		SWAP		Increasing Long		985	485.9506  ZAR
USD 1 ordinary		SWAP		Increasing Long		2,366	486.3551  ZAR
USD 1 ordinary		SWAP		Increasing Long		3	489.7900  ZAR
USD 1 ordinary		SWAP		Decreasing Long		594	480.1420  ZAR
USD 1 ordinary		SWAP		Decreasing Long		5	480.2796  ZAR
USD 1 ordinary		SWAP		Decreasing Long		435	480.3005  ZAR
USD 1 ordinary		SWAP		Decreasing Long		7	480.3196  ZAR
USD 1 ordinary		SWAP		Decreasing Long		190	480.4141  ZAR
USD 1 ordinary		SWAP		Decreasing Long		3	480.4596  ZAR
USD 1 ordinary		SWAP		Decreasing Long		1,061	480.5371  ZAR
USD 1 ordinary		SWAP		Decreasing Long		10	480.8396  ZAR
USD 1 ordinary		SWAP		Decreasing Long		2	480.9096  ZAR
USD 1 ordinary		SWAP		Decreasing Long		476	480.9546  ZAR
USD 1 ordinary		SWAP		Decreasing Long		1	480.9596  ZAR
USD 1 ordinary		SWAP		Decreasing Long		379	480.9752  ZAR
USD 1 ordinary		SWAP		Decreasing Long		43,585	480.9800  ZAR
USD 1 ordinary		SWAP		Decreasing Long		4	481.0096  ZAR
USD 1 ordinary		SWAP		Decreasing Long		6	481.0696  ZAR
USD 1 ordinary		SWAP		Decreasing Long		1,795	481.0825  ZAR
USD 1 ordinary		SWAP		Decreasing Long		10,741	481.1018  ZAR
USD 1 ordinary		SWAP		Decreasing Long		903	481.1610  ZAR
USD 1 ordinary		SWAP		Decreasing Long		635	481.2012  ZAR
USD 1 ordinary		SWAP		Decreasing Long		23,818	481.2450  ZAR
USD 1 ordinary		SWAP		Decreasing Long		2	481.2996  ZAR
USD 1 ordinary		SWAP		Decreasing Long		6,050	481.3494  ZAR
USD 1 ordinary		SWAP		Decreasing Long		268	481.7935  ZAR
USD 1 ordinary		SWAP		Decreasing Long		17,277	481.8434  ZAR
USD 1 ordinary		SWAP		Decreasing Long		45,495	481.9467  ZAR
USD 1 ordinary		SWAP		Decreasing Long		153	482.1126  ZAR
USD 1 ordinary		SWAP		Decreasing Long		1,252	482.3283  ZAR
USD 1 ordinary		SWAP		Decreasing Long		43,334	482.3448  ZAR
USD 1 ordinary		SWAP		Decreasing Long		36,461	482.3931  ZAR
USD 1 ordinary		SWAP		Decreasing Long		426	482.4382  ZAR
USD 1 ordinary		SWAP		Decreasing Long		1,574	482.5207  ZAR
USD 1 ordinary		SWAP		Decreasing Long		6,389	482.5703  ZAR
USD 1 ordinary		SWAP		Decreasing Long		40	482.8254  ZAR
USD 1 ordinary		SWAP		Decreasing Long		483	482.8913  ZAR
USD 1 ordinary		SWAP		Decreasing Long		1,019	483.5684  ZAR
USD 1 ordinary		SWAP		Decreasing Long		825	483.9203  ZAR
USD 1 ordinary		SWAP		Decreasing Long		185	484.1132  ZAR
USD 1 ordinary		SWAP		Decreasing Long		544	484.5203  ZAR
USD 1 ordinary		SWAP		Decreasing Long		920	484.8566  ZAR
USD 1 ordinary		SWAP		Decreasing Long		754	485.1543  ZAR
USD 1 ordinary		SWAP		Decreasing Long		722	485.7462  ZAR
USD 1 ordinary		SWAP		Decreasing Long		3	489.7067  ZAR
USD 1 ordinary		CFD		Increasing Long		3,337	480.9800  ZAR
USD 1 ordinary		CFD		Increasing Long		6,050	481.2988  ZAR
USD 1 ordinary		CFD		Increasing Long		268	481.7670  ZAR
USD 1 ordinary		CFD		Increasing Long		17,277	481.7928  ZAR
USD 1 ordinary		CFD		Increasing Long		45,495	481.8840  ZAR
USD 1 ordinary		CFD		Increasing Long		1,252	482.2656  ZAR
USD 1 ordinary		CFD		Increasing Long		6,389	482.4593  ZAR
USD 1 ordinary		CFD		Increasing Long		1,019	483.5176  ZAR
USD 1 ordinary		CFD		Decreasing Long		8,147	480.7165  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,336	480.8372  ZAR
USD 1 ordinary		CFD		Decreasing Long		3,337	480.9800  ZAR
USD 1 ordinary		CFD		Decreasing Long		75	481.9078  ZAR
USD 1 ordinary		CFD		Decreasing Long		15,919	482.5084  ZAR
USD 1 ordinary		CFD		Decreasing Long		24,207	482.6184  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,193	484.1446  ZAR
USD 1 ordinary		CFD		Decreasing Long		985	486.0016  ZAR
USD 1 ordinary		CFD		Decreasing Long		2,366	486.3819  ZAR
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				19 Sep 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

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