Form 8.3 - ANGLOGOLD ASHANTI PLC

Barclays PLC

25 September 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Full name of discloser:			Barclays PLC.
(b)	Owner or controller of interest and short  positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLOGOLD ASHANTI PLC
(d)	If an exempt fund manager connected with an  offeror/offeree, state this and specify identity of  offeror/offeree:
(e)	Date position held/dealing undertaken:			24 Sep 2024
(f)	In addition to the company in 1(c) above, is the discloser making  disclosures in respect of any other party to the offer?			YES:  CENTAMIN PLC
2.	POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree  to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				2,070,188	0.49%	1,920,261	0.46%
(2) Cash-settled derivatives:				1,661,139	0.39%	1,108,200	0.26%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				130,000	0.03%	160,000	0.04%
TOTAL:				3,861,327	0.92%	3,188,461	0.76%
(b)	Rights to subscribe for new securities (including directors and  other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Number of  securities	Price per unit
USD 1 ordinary	Purchase	134,732	28.4793  USD
USD 1 ordinary	Purchase	116,924	28.5000  USD
USD 1 ordinary	Purchase	60,000	28.4999  USD
USD 1 ordinary	Purchase	26,990	28.6411  USD
USD 1 ordinary	Purchase	23,198	28.4770  USD
USD 1 ordinary	Purchase	18,394	28.6181  USD
USD 1 ordinary	Purchase	17,073	28.4213  USD
USD 1 ordinary	Purchase	15,831	28.5803  USD
USD 1 ordinary	Purchase	12,958	28.1903  USD
USD 1 ordinary	Purchase	11,675	28.4924  USD
USD 1 ordinary	Purchase	11,184	28.6155  USD
USD 1 ordinary	Purchase	8,117	28.6111  USD
USD 1 ordinary	Purchase	7,000	28.5483  USD
USD 1 ordinary	Purchase	5,803	28.5833  USD
USD 1 ordinary	Purchase	5,170	28.7640  USD
USD 1 ordinary	Purchase	5,000	28.6234  USD
USD 1 ordinary	Purchase	4,600	28.4658  USD
USD 1 ordinary	Purchase	4,244	28.4129  USD
USD 1 ordinary	Purchase	3,034	28.4745  USD
USD 1 ordinary	Purchase	2,715	28.5506  USD
USD 1 ordinary	Purchase	2,674	28.7272  USD
USD 1 ordinary	Purchase	2,658	28.7151  USD
USD 1 ordinary	Purchase	2,154	28.5314  USD
USD 1 ordinary	Purchase	2,092	28.5989  USD
USD 1 ordinary	Purchase	1,858	28.5879  USD
USD 1 ordinary	Purchase	1,834	28.6457  USD
USD 1 ordinary	Purchase	1,615	28.7647  USD
USD 1 ordinary	Purchase	1,597	28.2605  USD
USD 1 ordinary	Purchase	1,500	28.7616  USD
USD 1 ordinary	Purchase	1,413	28.5365  USD
USD 1 ordinary	Purchase	1,400	28.6050  USD
USD 1 ordinary	Purchase	1,397	28.3439  USD
USD 1 ordinary	Purchase	1,378	28.6037  USD
USD 1 ordinary	Purchase	1,376	28.6075  USD
USD 1 ordinary	Purchase	1,315	28.5641  USD
USD 1 ordinary	Purchase	1,303	28.4641  USD
USD 1 ordinary	Purchase	1,100	28.6109  USD
USD 1 ordinary	Purchase	1,000	28.7635  USD
USD 1 ordinary	Purchase	950	28.3657  USD
USD 1 ordinary	Purchase	713	28.7008  USD
USD 1 ordinary	Purchase	679	28.3915  USD
USD 1 ordinary	Purchase	608	28.7220  USD
USD 1 ordinary	Purchase	600	28.5983  USD
USD 1 ordinary	Purchase	553	28.4981  USD
USD 1 ordinary	Purchase	515	28.6386  USD
USD 1 ordinary	Purchase	500	28.7200  USD
USD 1 ordinary	Purchase	412	28.6260  USD
USD 1 ordinary	Purchase	409	28.6898  USD
USD 1 ordinary	Purchase	401	28.6400  USD
USD 1 ordinary	Purchase	400	28.7700  USD
USD 1 ordinary	Purchase	386	28.4209  USD
USD 1 ordinary	Purchase	285	28.7598  USD
USD 1 ordinary	Purchase	218	28.1640  USD
USD 1 ordinary	Purchase	208	28.7340  USD
USD 1 ordinary	Purchase	200	28.7675  USD
USD 1 ordinary	Purchase	200	28.5500  USD
USD 1 ordinary	Purchase	162	28.6945  USD
USD 1 ordinary	Purchase	148	28.4780  USD
USD 1 ordinary	Purchase	100	28.6600  USD
USD 1 ordinary	Purchase	89	28.7300  USD
USD 1 ordinary	Purchase	37	28.7687  USD
USD 1 ordinary	Purchase	30	28.7536  USD
USD 1 ordinary	Purchase	24	28.5311  USD
USD 1 ordinary	Purchase	20	28.7350  USD
USD 1 ordinary	Purchase	20	28.7800  USD
USD 1 ordinary	Purchase	20	28.7500  USD
USD 1 ordinary	Purchase	20	28.7950  USD
USD 1 ordinary	Purchase	20	28.8050  USD
USD 1 ordinary	Purchase	3	28.8100  USD
USD 1 ordinary	Sale	117,490	28.4999  USD
USD 1 ordinary	Sale	117,477	28.5000  USD
USD 1 ordinary	Sale	67,366	28.4794  USD
USD 1 ordinary	Sale	67,366	28.4793  USD
USD 1 ordinary	Sale	29,928	28.3164  USD
USD 1 ordinary	Sale	27,798	28.4752  USD
USD 1 ordinary	Sale	15,280	28.6930  USD
USD 1 ordinary	Sale	14,305	28.6774  USD
USD 1 ordinary	Sale	11,493	28.5734  USD
USD 1 ordinary	Sale	9,893	28.5138  USD
USD 1 ordinary	Sale	9,368	28.4485  USD
USD 1 ordinary	Sale	5,000	28.6234  USD
USD 1 ordinary	Sale	5,000	28.7638  USD
USD 1 ordinary	Sale	3,884	28.5069  USD
USD 1 ordinary	Sale	3,169	28.5336  USD
USD 1 ordinary	Sale	2,702	28.6320  USD
USD 1 ordinary	Sale	2,162	28.5327  USD
USD 1 ordinary	Sale	2,054	28.5423  USD
USD 1 ordinary	Sale	1,988	28.5145  USD
USD 1 ordinary	Sale	1,810	28.5769  USD
USD 1 ordinary	Sale	1,300	28.4269  USD
USD 1 ordinary	Sale	1,154	28.5753  USD
USD 1 ordinary	Sale	1,036	28.1558  USD
USD 1 ordinary	Sale	1,000	28.4110  USD
USD 1 ordinary	Sale	1,000	28.5300  USD
USD 1 ordinary	Sale	988	28.4988  USD
USD 1 ordinary	Sale	980	28.5609  USD
USD 1 ordinary	Sale	764	28.4226  USD
USD 1 ordinary	Sale	727	28.6493  USD
USD 1 ordinary	Sale	715	28.4933  USD
USD 1 ordinary	Sale	704	28.6085  USD
USD 1 ordinary	Sale	679	28.3915  USD
USD 1 ordinary	Sale	650	28.4623  USD
USD 1 ordinary	Sale	644	28.5277  USD
USD 1 ordinary	Sale	453	28.4760  USD
USD 1 ordinary	Sale	425	28.6242  USD
USD 1 ordinary	Sale	386	28.4209  USD
USD 1 ordinary	Sale	302	28.6847  USD
USD 1 ordinary	Sale	218	28.1640  USD
USD 1 ordinary	Sale	170	28.7693  USD
USD 1 ordinary	Sale	140	28.2462  USD
USD 1 ordinary	Sale	109	28.1300  USD
USD 1 ordinary	Sale	100	28.7500  USD
USD 1 ordinary	Sale	100	28.4400  USD
USD 1 ordinary	Sale	100	28.3072  USD
USD 1 ordinary	Sale	100	28.4450  USD
USD 1 ordinary	Sale	88	28.2450  USD
USD 1 ordinary	Sale	83	28.4351  USD
USD 1 ordinary	Sale	73	28.2415  USD
USD 1 ordinary	Sale	60	28.8110  USD
USD 1 ordinary	Sale	44	28.2400  USD
USD 1 ordinary	Sale	44	28.2500  USD
USD 1 ordinary	Sale	11	28.3900  USD
USD 1 ordinary	Sale	5	28.5950  USD
USD 1 ordinary	Sale	1	28.7200  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 1 ordinary	SWAP	Opening Short	5,000	28.7652  USD
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for  new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal  or refrain from dealing entered into by the person making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or  derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the person making the disclosure and any other person relating to:  (i)  the voting rights of any relevant securities under any option; or  (ii) the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				25 Sep 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.    KEY INFORMATION
Identity of the person whose positions/dealings  are being disclosed:				Barclays PLC.
Name of offeror/offeree in relation to whose  relevant securities this from relates:				ANGLOGOLD ASHANTI PLC
2.    OPTIONS AND DERIVATIVES
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.    AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END