Form 8.3 - AngloGold Ashanti plc

Barclays PLC
27 September 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

26 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

2,492,587

0.59%

2,329,949

0.56%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

1,912,151

0.45%

1,675,781

0.40%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

4,534,738

1.08%

4,165,730

0.99%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

132,103

28.9258  USD

USD 1 ordinary

Purchase

68,452

29.0854  USD

USD 1 ordinary

Purchase

27,170

28.9782  USD

USD 1 ordinary

Purchase

16,049

28.9174  USD

USD 1 ordinary

Purchase

15,860

29.0376  USD

USD 1 ordinary

Purchase

15,104

498.4674  ZAR

USD 1 ordinary

Purchase

7,134

28.8946  USD

USD 1 ordinary

Purchase

6,706

28.9595  USD

USD 1 ordinary

Purchase

4,338

28.9708  USD

USD 1 ordinary

Purchase

2,520

28.8366  USD

USD 1 ordinary

Purchase

2,034

28.8978  USD

USD 1 ordinary

Purchase

1,900

29.0900  USD

USD 1 ordinary

Purchase

1,400

29.3700  USD

USD 1 ordinary

Purchase

1,132

29.0704  USD

USD 1 ordinary

Purchase

506

28.5381  USD

USD 1 ordinary

Purchase

500

28.6900  USD

USD 1 ordinary

Purchase

400

29.0950  USD

USD 1 ordinary

Purchase

368

29.0657  USD

USD 1 ordinary

Purchase

355

29.1057  USD

USD 1 ordinary

Purchase

213

29.4023  USD

USD 1 ordinary

Purchase

200

29.3400  USD

USD 1 ordinary

Purchase

153

29.2796  USD

USD 1 ordinary

Purchase

126

29.1201  USD

USD 1 ordinary

Purchase

100

28.9000  USD

USD 1 ordinary

Purchase

96

28.6530  USD

USD 1 ordinary

Purchase

76

29.0509  USD

USD 1 ordinary

Purchase

15

28.8685  USD

USD 1 ordinary

Purchase

13

29.0730  USD

USD 1 ordinary

Sale

187,199

28.9403  USD

USD 1 ordinary

Sale

29,554

29.0555  USD

USD 1 ordinary

Sale

20,531

29.1507  USD

USD 1 ordinary

Sale

11,192

29.1184  USD

USD 1 ordinary

Sale

4,587

28.9899  USD

USD 1 ordinary

Sale

3,939

28.9555  USD

USD 1 ordinary

Sale

3,461

28.8117  USD

USD 1 ordinary

Sale

3,294

28.8144  USD

USD 1 ordinary

Sale

2,960

29.2613  USD

USD 1 ordinary

Sale

2,490

28.9283  USD

USD 1 ordinary

Sale

2,220

29.0664  USD

USD 1 ordinary

Sale

2,100

29.1271  USD

USD 1 ordinary

Sale

1,900

29.0900  USD

USD 1 ordinary

Sale

1,720

28.8570  USD

USD 1 ordinary

Sale

1,708

28.9290  USD

USD 1 ordinary

Sale

1,464

28.8778  USD

USD 1 ordinary

Sale

1,439

28.7807  USD

USD 1 ordinary

Sale

1,334

29.0383  USD

USD 1 ordinary

Sale

980

29.1394  USD

USD 1 ordinary

Sale

900

28.8238  USD

USD 1 ordinary

Sale

601

28.6300  USD

USD 1 ordinary

Sale

540

29.3700  USD

USD 1 ordinary

Sale

500

28.6900  USD

USD 1 ordinary

Sale

401

28.8893  USD

USD 1 ordinary

Sale

400

29.0950  USD

USD 1 ordinary

Sale

389

29.2954  USD

USD 1 ordinary

Sale

341

28.8512  USD

USD 1 ordinary

Sale

313

29.0942  USD

USD 1 ordinary

Sale

279

29.0709  USD

USD 1 ordinary

Sale

240

29.0783  USD

USD 1 ordinary

Sale

222

28.9571  USD

USD 1 ordinary

Sale

200

28.5800  USD

USD 1 ordinary

Sale

200

29.3400  USD

USD 1 ordinary

Sale

150

29.1066  USD

USD 1 ordinary

Sale

128

28.8950  USD

USD 1 ordinary

Sale

126

29.1201  USD

USD 1 ordinary

Sale

122

29.1400  USD

USD 1 ordinary

Sale

113

29.4000  USD

USD 1 ordinary

Sale

100

28.7332  USD

USD 1 ordinary

Sale

100

28.8300  USD

USD 1 ordinary

Sale

100

29.4050  USD

USD 1 ordinary

Sale

100

28.9000  USD

USD 1 ordinary

Sale

96

28.6530  USD

USD 1 ordinary

Sale

86

29.3155  USD

USD 1 ordinary

Sale

60

29.2400  USD

USD 1 ordinary

Sale

20

28.7900  USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

751

495.2720  ZAR

USD 1 ordinary

SWAP

Decreasing Short

553

495.9616  ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,738

497.6153  ZAR

USD 1 ordinary

SWAP

Decreasing Short

7,653

498.1302  ZAR

USD 1 ordinary

SWAP

Decreasing Short

11,133

498.1958  ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,115

498.8443  ZAR

USD 1 ordinary

SWAP

Decreasing Short

13,908

498.9584  ZAR

USD 1 ordinary

SWAP

Decreasing Short

27,924

499.1549  ZAR

USD 1 ordinary

SWAP

Decreasing Short

38,302

499.1600  ZAR

USD 1 ordinary

SWAP

Decreasing Short

419

499.2878  ZAR

USD 1 ordinary

SWAP

Decreasing Short

16,882

499.2933  ZAR

USD 1 ordinary

SWAP

Decreasing Short

39,186

499.3737  ZAR

USD 1 ordinary

SWAP

Increasing Short

751

495.1878  ZAR

USD 1 ordinary

SWAP

Increasing Short

553

495.8773  ZAR

USD 1 ordinary

SWAP

Increasing Short

4,191

496.7723  ZAR

USD 1 ordinary

SWAP

Increasing Short

11,133

498.1112  ZAR

USD 1 ordinary

SWAP

Increasing Short

56,650

498.8054  ZAR

USD 1 ordinary

SWAP

Increasing Short

13,908

498.8736  ZAR

USD 1 ordinary

SWAP

Increasing Short

27,924

499.0701  ZAR

USD 1 ordinary

SWAP

Increasing Short

38,302

499.0751  ZAR

USD 1 ordinary

SWAP

Increasing Short

39,186

499.2888  ZAR

USD 1 ordinary

SWAP

Increasing Short

171,165

499.3330  ZAR

USD 1 ordinary

SWAP

Increasing Short

4,583

499.8392  ZAR

USD 1 ordinary

SWAP

Increasing Short

4,261

500.5501  ZAR

USD 1 ordinary

SWAP

Increasing Short

4,533

501.4234  ZAR

USD 1 ordinary

CFD

Increasing Long

4,191

496.7449  ZAR

USD 1 ordinary

CFD

Increasing Long

56,650

498.7531  ZAR

USD 1 ordinary

CFD

Increasing Long

171,165

499.2681  ZAR

USD 1 ordinary

CFD

Increasing Long

4,583

499.7867  ZAR

USD 1 ordinary

CFD

Increasing Long

4,261

500.4850  ZAR

USD 1 ordinary

CFD

Increasing Long

4,533

501.3707  ZAR

USD 1 ordinary

CFD

Decreasing Long

2,738

497.6676  ZAR

USD 1 ordinary

CFD

Decreasing Long

7,653

498.1576  ZAR

USD 1 ordinary

CFD

Decreasing Long

6,115

498.8966  ZAR

USD 1 ordinary

CFD

Decreasing Long

419

499.3527  ZAR

USD 1 ordinary

CFD

Decreasing Long

16,882

499.3582  ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

USD 1 ordinary

Put Options

Selling

83,500

30.0000  USD

American

15 Nov 2024

2.0000  USD

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i)  the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

27 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 

Companies

Barclays (BARC)
UK 100