FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
26 Sep 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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2,492,587 |
0.59% |
2,329,949 |
0.56% |
(2) |
Cash-settled derivatives: |
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and/or controlled: |
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1,912,151 |
0.45% |
1,675,781 |
0.40% |
(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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130,000 |
0.03% |
160,000 |
0.04% |
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TOTAL: |
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4,534,738 |
1.08% |
4,165,730 |
0.99% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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USD 1 ordinary |
Purchase |
132,103 |
28.9258 USD |
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USD 1 ordinary |
Purchase |
68,452 |
29.0854 USD |
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USD 1 ordinary |
Purchase |
27,170 |
28.9782 USD |
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USD 1 ordinary |
Purchase |
16,049 |
28.9174 USD |
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USD 1 ordinary |
Purchase |
15,860 |
29.0376 USD |
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USD 1 ordinary |
Purchase |
15,104 |
498.4674 ZAR |
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USD 1 ordinary |
Purchase |
7,134 |
28.8946 USD |
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USD 1 ordinary |
Purchase |
6,706 |
28.9595 USD |
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USD 1 ordinary |
Purchase |
4,338 |
28.9708 USD |
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USD 1 ordinary |
Purchase |
2,520 |
28.8366 USD |
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USD 1 ordinary |
Purchase |
2,034 |
28.8978 USD |
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USD 1 ordinary |
Purchase |
1,900 |
29.0900 USD |
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USD 1 ordinary |
Purchase |
1,400 |
29.3700 USD |
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USD 1 ordinary |
Purchase |
1,132 |
29.0704 USD |
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USD 1 ordinary |
Purchase |
506 |
28.5381 USD |
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USD 1 ordinary |
Purchase |
500 |
28.6900 USD |
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USD 1 ordinary |
Purchase |
400 |
29.0950 USD |
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USD 1 ordinary |
Purchase |
368 |
29.0657 USD |
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USD 1 ordinary |
Purchase |
355 |
29.1057 USD |
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USD 1 ordinary |
Purchase |
213 |
29.4023 USD |
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USD 1 ordinary |
Purchase |
200 |
29.3400 USD |
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USD 1 ordinary |
Purchase |
153 |
29.2796 USD |
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USD 1 ordinary |
Purchase |
126 |
29.1201 USD |
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USD 1 ordinary |
Purchase |
100 |
28.9000 USD |
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USD 1 ordinary |
Purchase |
96 |
28.6530 USD |
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USD 1 ordinary |
Purchase |
76 |
29.0509 USD |
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USD 1 ordinary |
Purchase |
15 |
28.8685 USD |
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USD 1 ordinary |
Purchase |
13 |
29.0730 USD |
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USD 1 ordinary |
Sale |
187,199 |
28.9403 USD |
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USD 1 ordinary |
Sale |
29,554 |
29.0555 USD |
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USD 1 ordinary |
Sale |
20,531 |
29.1507 USD |
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USD 1 ordinary |
Sale |
11,192 |
29.1184 USD |
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USD 1 ordinary |
Sale |
4,587 |
28.9899 USD |
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USD 1 ordinary |
Sale |
3,939 |
28.9555 USD |
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USD 1 ordinary |
Sale |
3,461 |
28.8117 USD |
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USD 1 ordinary |
Sale |
3,294 |
28.8144 USD |
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USD 1 ordinary |
Sale |
2,960 |
29.2613 USD |
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USD 1 ordinary |
Sale |
2,490 |
28.9283 USD |
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USD 1 ordinary |
Sale |
2,220 |
29.0664 USD |
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USD 1 ordinary |
Sale |
2,100 |
29.1271 USD |
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USD 1 ordinary |
Sale |
1,900 |
29.0900 USD |
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USD 1 ordinary |
Sale |
1,720 |
28.8570 USD |
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USD 1 ordinary |
Sale |
1,708 |
28.9290 USD |
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USD 1 ordinary |
Sale |
1,464 |
28.8778 USD |
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USD 1 ordinary |
Sale |
1,439 |
28.7807 USD |
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USD 1 ordinary |
Sale |
1,334 |
29.0383 USD |
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USD 1 ordinary |
Sale |
980 |
29.1394 USD |
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USD 1 ordinary |
Sale |
900 |
28.8238 USD |
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USD 1 ordinary |
Sale |
601 |
28.6300 USD |
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USD 1 ordinary |
Sale |
540 |
29.3700 USD |
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USD 1 ordinary |
Sale |
500 |
28.6900 USD |
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USD 1 ordinary |
Sale |
401 |
28.8893 USD |
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USD 1 ordinary |
Sale |
400 |
29.0950 USD |
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USD 1 ordinary |
Sale |
389 |
29.2954 USD |
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USD 1 ordinary |
Sale |
341 |
28.8512 USD |
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USD 1 ordinary |
Sale |
313 |
29.0942 USD |
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USD 1 ordinary |
Sale |
279 |
29.0709 USD |
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USD 1 ordinary |
Sale |
240 |
29.0783 USD |
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USD 1 ordinary |
Sale |
222 |
28.9571 USD |
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USD 1 ordinary |
Sale |
200 |
28.5800 USD |
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USD 1 ordinary |
Sale |
200 |
29.3400 USD |
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USD 1 ordinary |
Sale |
150 |
29.1066 USD |
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USD 1 ordinary |
Sale |
128 |
28.8950 USD |
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USD 1 ordinary |
Sale |
126 |
29.1201 USD |
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USD 1 ordinary |
Sale |
122 |
29.1400 USD |
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USD 1 ordinary |
Sale |
113 |
29.4000 USD |
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USD 1 ordinary |
Sale |
100 |
28.7332 USD |
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USD 1 ordinary |
Sale |
100 |
28.8300 USD |
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USD 1 ordinary |
Sale |
100 |
29.4050 USD |
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USD 1 ordinary |
Sale |
100 |
28.9000 USD |
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USD 1 ordinary |
Sale |
96 |
28.6530 USD |
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USD 1 ordinary |
Sale |
86 |
29.3155 USD |
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USD 1 ordinary |
Sale |
60 |
29.2400 USD |
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USD 1 ordinary |
Sale |
20 |
28.7900 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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USD 1 ordinary |
SWAP |
Decreasing Short |
751 |
495.2720 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
553 |
495.9616 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
2,738 |
497.6153 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
7,653 |
498.1302 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
11,133 |
498.1958 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
6,115 |
498.8443 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
13,908 |
498.9584 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
27,924 |
499.1549 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
38,302 |
499.1600 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
419 |
499.2878 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
16,882 |
499.2933 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
39,186 |
499.3737 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
751 |
495.1878 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
553 |
495.8773 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,191 |
496.7723 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
11,133 |
498.1112 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
56,650 |
498.8054 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
13,908 |
498.8736 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
27,924 |
499.0701 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
38,302 |
499.0751 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
39,186 |
499.2888 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
171,165 |
499.3330 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,583 |
499.8392 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,261 |
500.5501 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,533 |
501.4234 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
4,191 |
496.7449 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
56,650 |
498.7531 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
171,165 |
499.2681 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
4,583 |
499.7867 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
4,261 |
500.4850 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
4,533 |
501.3707 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
2,738 |
497.6676 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
7,653 |
498.1576 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
6,115 |
498.8966 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
419 |
499.3527 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
16,882 |
499.3582 ZAR |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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USD 1 ordinary |
Put Options |
Selling |
83,500 |
30.0000 USD |
American |
15 Nov 2024 |
2.0000 USD |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
27 Sep 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
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USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
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USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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