Form 8.3 - AngloGold Ashanti plc

Barclays PLC

30 September 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				27 Sep 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			2,352,760	0.56%	2,205,843	0.53%
(2)	Cash-settled derivatives:
	and/or controlled:			1,920,172	0.46%	1,658,707	0.40%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			4,402,932	1.05%	4,024,550	0.96%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		91,041		28.4666  USD
USD 1 ordinary		Purchase		81,753		28.1189  USD
USD 1 ordinary		Purchase		73,354		28.0145  USD
USD 1 ordinary		Purchase		66,007		27.9412  USD
USD 1 ordinary		Purchase		25,725		28.0401  USD
USD 1 ordinary		Purchase		13,793		27.9892  USD
USD 1 ordinary		Purchase		10,000		27.9211  USD
USD 1 ordinary		Purchase		4,600		27.7900  USD
USD 1 ordinary		Purchase		4,572		27.8280  USD
USD 1 ordinary		Purchase		4,185		27.8958  USD
USD 1 ordinary		Purchase		3,327		28.6536  USD
USD 1 ordinary		Purchase		2,272		28.0391  USD
USD 1 ordinary		Purchase		2,100		28.2073  USD
USD 1 ordinary		Purchase		1,890		28.2186  USD
USD 1 ordinary		Purchase		1,467		27.6956  USD
USD 1 ordinary		Purchase		1,100		28.0440  USD
USD 1 ordinary		Purchase		776		27.9041  USD
USD 1 ordinary		Purchase		718		27.8945  USD
USD 1 ordinary		Purchase		530		27.7044  USD
USD 1 ordinary		Purchase		353		27.8377  USD
USD 1 ordinary		Purchase		300		27.8450  USD
USD 1 ordinary		Purchase		200		27.7200  USD
USD 1 ordinary		Purchase		172		27.8167  USD
USD 1 ordinary		Purchase		100		27.6800  USD
USD 1 ordinary		Purchase		100		27.6750  USD
USD 1 ordinary		Purchase		100		27.7700  USD
USD 1 ordinary		Purchase		100		27.7350  USD
USD 1 ordinary		Purchase		30		27.6784  USD
USD 1 ordinary		Purchase		30		27.8916  USD
USD 1 ordinary		Purchase		30		28.0600  USD
USD 1 ordinary		Purchase		20		27.9575  USD
USD 1 ordinary		Purchase		18		478.0000  ZAR
USD 1 ordinary		Purchase		10		28.4300  USD
USD 1 ordinary		Purchase		10		27.8100  USD
USD 1 ordinary		Purchase		5		27.9000  USD
USD 1 ordinary		Purchase		5		27.8700  USD
USD 1 ordinary		Sale		93,007		28.3462  USD
USD 1 ordinary		Sale		91,457		28.1480  USD
USD 1 ordinary		Sale		70,717		28.0169  USD
USD 1 ordinary		Sale		38,585		27.9745  USD
USD 1 ordinary		Sale		27,825		28.0527  USD
USD 1 ordinary		Sale		13,107		28.5259  USD
USD 1 ordinary		Sale		12,440		27.9071  USD
USD 1 ordinary		Sale		9,060		27.9231  USD
USD 1 ordinary		Sale		6,428		27.8203  USD
USD 1 ordinary		Sale		4,600		27.7900  USD
USD 1 ordinary		Sale		3,690		27.8592  USD
USD 1 ordinary		Sale		2,720		27.7776  USD
USD 1 ordinary		Sale		2,116		27.9521  USD
USD 1 ordinary		Sale		1,575		27.7163  USD
USD 1 ordinary		Sale		1,525		28.6354  USD
USD 1 ordinary		Sale		1,455		27.8603  USD
USD 1 ordinary		Sale		1,360		28.5737  USD
USD 1 ordinary		Sale		1,100		27.8882  USD
USD 1 ordinary		Sale		1,095		27.8898  USD
USD 1 ordinary		Sale		1,000		28.0450  USD
USD 1 ordinary		Sale		999		27.7784  USD
USD 1 ordinary		Sale		776		27.9041  USD
USD 1 ordinary		Sale		629		28.0600  USD
USD 1 ordinary		Sale		580		28.5641  USD
USD 1 ordinary		Sale		568		27.8473  USD
USD 1 ordinary		Sale		530		27.7044  USD
USD 1 ordinary		Sale		513		27.6700  USD
USD 1 ordinary		Sale		386		27.8174  USD
USD 1 ordinary		Sale		300		27.8450  USD
USD 1 ordinary		Sale		219		27.7303  USD
USD 1 ordinary		Sale		163		27.8115  USD
USD 1 ordinary		Sale		148		27.8000  USD
USD 1 ordinary		Sale		100		28.0500  USD
USD 1 ordinary		Sale		100		27.7400  USD
USD 1 ordinary		Sale		100		27.8900  USD
USD 1 ordinary		Sale		75		27.7600  USD
USD 1 ordinary		Sale		72		27.7435  USD
USD 1 ordinary		Sale		50		28.7400  USD
USD 1 ordinary		Sale		18		478.0000  ZAR
USD 1 ordinary		Sale		9		27.9100  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Opening Long		29,191	492.7300  ZAR
USD 1 ordinary		SWAP		Decreasing Short		130,104	478.0812  ZAR
USD 1 ordinary		SWAP		Decreasing Short		5,824	480.4815  ZAR
USD 1 ordinary		SWAP		Decreasing Short		316	480.5535  ZAR
USD 1 ordinary		SWAP		Decreasing Short		316	480.5632  ZAR
USD 1 ordinary		SWAP		Decreasing Short		32,076	483.0902  ZAR
USD 1 ordinary		SWAP		Decreasing Short		28,132	485.8649  ZAR
USD 1 ordinary		SWAP		Decreasing Short		90,597	487.0828  ZAR
USD 1 ordinary		SWAP		Decreasing Short		55,188	489.1829  ZAR
USD 1 ordinary		SWAP		Decreasing Short		51,385	490.0427  ZAR
USD 1 ordinary		SWAP		Decreasing Short		16,081	490.0778  ZAR
USD 1 ordinary		SWAP		Decreasing Short		835	490.2463  ZAR
USD 1 ordinary		SWAP		Decreasing Short		8,250	491.5030  ZAR
USD 1 ordinary		SWAP		Decreasing Short		12	492.1000  ZAR
USD 1 ordinary		SWAP		Decreasing Short		11,690	493.3054  ZAR
USD 1 ordinary		SWAP		Decreasing Short		472	493.4440  ZAR
USD 1 ordinary		SWAP		Decreasing Short		336	493.6287  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,985	494.1431  ZAR
USD 1 ordinary		SWAP		Increasing Short		116,601	478.0000  ZAR
USD 1 ordinary		SWAP		Increasing Short		13,503	478.1911  ZAR
USD 1 ordinary		SWAP		Increasing Short		5,824	480.4719  ZAR
USD 1 ordinary		SWAP		Increasing Short		90,628	481.6662  ZAR
USD 1 ordinary		SWAP		Increasing Short		5,164	482.6570  ZAR
USD 1 ordinary		SWAP		Increasing Short		28,132	485.7823  ZAR
USD 1 ordinary		SWAP		Increasing Short		17,634	488.0939  ZAR
USD 1 ordinary		SWAP		Increasing Short		5,228	488.9745  ZAR
USD 1 ordinary		SWAP		Increasing Short		55,188	489.0997  ZAR
USD 1 ordinary		SWAP		Increasing Short		51,385	489.9594  ZAR
USD 1 ordinary		SWAP		Increasing Short		16,081	489.9945  ZAR
USD 1 ordinary		SWAP		Increasing Short		10,409	490.0665  ZAR
USD 1 ordinary		SWAP		Increasing Short		833	490.4364  ZAR
USD 1 ordinary		SWAP		Increasing Short		12	492.0163  ZAR
USD 1 ordinary		SWAP		Increasing Short		336	493.5448  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,985	494.0591  ZAR
USD 1 ordinary		CFD		Increasing Long		90,628	481.6036  ZAR
USD 1 ordinary		CFD		Increasing Long		5,164	482.6063  ZAR
USD 1 ordinary		CFD		Increasing Long		17,634	488.0671  ZAR
USD 1 ordinary		CFD		Increasing Long		5,228	488.9231  ZAR
USD 1 ordinary		CFD		Increasing Long		10,409	490.0150  ZAR
USD 1 ordinary		CFD		Increasing Long		833	490.3727  ZAR
USD 1 ordinary		CFD		Decreasing Long		32,076	483.1409  ZAR
USD 1 ordinary		CFD		Decreasing Long		90,597	487.1461  ZAR
USD 1 ordinary		CFD		Decreasing Long		835	490.3101  ZAR
USD 1 ordinary		CFD		Decreasing Long		8,250	491.5546  ZAR
USD 1 ordinary		CFD		Decreasing Long		11,690	493.3572  ZAR
USD 1 ordinary		CFD		Decreasing Long		472	493.4712  ZAR
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				30 Sep 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END