Form 8.3 - AngloGold Ashanti plc

Barclays PLC

01 October 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				30 Sep 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			2,200,470	0.52%	2,055,854	0.49%
(2)	Cash-settled derivatives:
	and/or controlled:			2,034,288	0.48%	1,767,823	0.42%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			4,364,758	1.04%	3,983,677	0.95%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		284,406		26.7074  USD
USD 1 ordinary		Purchase		74,020		26.6377  USD
USD 1 ordinary		Purchase		61,942		26.6656  USD
USD 1 ordinary		Purchase		59,220		26.6541  USD
USD 1 ordinary		Purchase		43,457		26.7308  USD
USD 1 ordinary		Purchase		11,964		26.6734  USD
USD 1 ordinary		Purchase		11,187		26.6628  USD
USD 1 ordinary		Purchase		11,051		26.6303  USD
USD 1 ordinary		Purchase		8,640		26.6805  USD
USD 1 ordinary		Purchase		6,400		26.6100  USD
USD 1 ordinary		Purchase		5,000		26.6659  USD
USD 1 ordinary		Purchase		4,195		26.6478  USD
USD 1 ordinary		Purchase		2,384		26.6895  USD
USD 1 ordinary		Purchase		2,301		26.6605  USD
USD 1 ordinary		Purchase		2,253		26.6300  USD
USD 1 ordinary		Purchase		1,781		27.0766  USD
USD 1 ordinary		Purchase		1,603		26.8029  USD
USD 1 ordinary		Purchase		1,449		26.6588  USD
USD 1 ordinary		Purchase		1,230		26.6357  USD
USD 1 ordinary		Purchase		1,208		26.7340  USD
USD 1 ordinary		Purchase		1,121		26.6823  USD
USD 1 ordinary		Purchase		798		26.6374  USD
USD 1 ordinary		Purchase		708		26.6334  USD
USD 1 ordinary		Purchase		700		26.6700  USD
USD 1 ordinary		Purchase		603		26.6150  USD
USD 1 ordinary		Purchase		511		26.6853  USD
USD 1 ordinary		Purchase		508		26.6287  USD
USD 1 ordinary		Purchase		430		26.7399  USD
USD 1 ordinary		Purchase		348		26.6650  USD
USD 1 ordinary		Purchase		245		26.6335  USD
USD 1 ordinary		Purchase		233		26.6315  USD
USD 1 ordinary		Purchase		200		26.7600  USD
USD 1 ordinary		Purchase		200		26.6400  USD
USD 1 ordinary		Purchase		200		26.7100  USD
USD 1 ordinary		Purchase		138		26.7200  USD
USD 1 ordinary		Purchase		132		26.6272  USD
USD 1 ordinary		Purchase		100		26.6250  USD
USD 1 ordinary		Purchase		100		26.7000  USD
USD 1 ordinary		Purchase		44		26.6790  USD
USD 1 ordinary		Purchase		22		26.5709  USD
USD 1 ordinary		Purchase		3		26.6033  USD
USD 1 ordinary		Sale		122,781		26.6804  USD
USD 1 ordinary		Sale		104,720		26.7782  USD
USD 1 ordinary		Sale		78,921		26.6722  USD
USD 1 ordinary		Sale		41,110		26.6601  USD
USD 1 ordinary		Sale		37,969		26.6517  USD
USD 1 ordinary		Sale		28,549		26.6305  USD
USD 1 ordinary		Sale		23,376		26.6470  USD
USD 1 ordinary		Sale		20,874		26.6294  USD
USD 1 ordinary		Sale		17,926		26.6474  USD
USD 1 ordinary		Sale		14,115		26.9107  USD
USD 1 ordinary		Sale		13,941		26.6412  USD
USD 1 ordinary		Sale		13,207		26.6298  USD
USD 1 ordinary		Sale		8,421		26.6411  USD
USD 1 ordinary		Sale		8,397		26.6240  USD
USD 1 ordinary		Sale		6,590		26.6446  USD
USD 1 ordinary		Sale		6,500		26.6100  USD
USD 1 ordinary		Sale		6,047		26.6408  USD
USD 1 ordinary		Sale		5,164		26.6281  USD
USD 1 ordinary		Sale		5,162		26.6366  USD
USD 1 ordinary		Sale		5,000		26.6659  USD
USD 1 ordinary		Sale		4,697		26.6576  USD
USD 1 ordinary		Sale		4,256		26.8631  USD
USD 1 ordinary		Sale		2,722		26.6847  USD
USD 1 ordinary		Sale		2,364		26.6639  USD
USD 1 ordinary		Sale		2,126		26.6392  USD
USD 1 ordinary		Sale		2,112		26.6230  USD
USD 1 ordinary		Sale		2,050		26.6177  USD
USD 1 ordinary		Sale		2,043		26.6331  USD
USD 1 ordinary		Sale		1,693		26.6259  USD
USD 1 ordinary		Sale		1,400		26.6528  USD
USD 1 ordinary		Sale		1,230		26.6357  USD
USD 1 ordinary		Sale		1,230		26.6765  USD
USD 1 ordinary		Sale		1,121		26.6823  USD
USD 1 ordinary		Sale		972		26.6738  USD
USD 1 ordinary		Sale		838		26.6480  USD
USD 1 ordinary		Sale		600		26.6250  USD
USD 1 ordinary		Sale		597		26.6468  USD
USD 1 ordinary		Sale		587		26.6600  USD
USD 1 ordinary		Sale		508		26.6287  USD
USD 1 ordinary		Sale		440		26.6032  USD
USD 1 ordinary		Sale		417		26.6602  USD
USD 1 ordinary		Sale		400		26.6450  USD
USD 1 ordinary		Sale		371		26.6493  USD
USD 1 ordinary		Sale		300		26.6674  USD
USD 1 ordinary		Sale		233		26.6315  USD
USD 1 ordinary		Sale		201		26.6648  USD
USD 1 ordinary		Sale		200		26.6700  USD
USD 1 ordinary		Sale		200		26.6300  USD
USD 1 ordinary		Sale		200		26.6900  USD
USD 1 ordinary		Sale		160		26.6780  USD
USD 1 ordinary		Sale		138		26.7200  USD
USD 1 ordinary		Sale		88		26.5632  USD
USD 1 ordinary		Sale		44		26.6790  USD
USD 1 ordinary		Sale		23		26.6526  USD
USD 1 ordinary		Sale		4		26.6500  USD
USD 1 ordinary		Sale		1		26.6990  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Decreasing Short		118,188	459.0680  ZAR
USD 1 ordinary		SWAP		Decreasing Short		5,000	459.2195  ZAR
USD 1 ordinary		SWAP		Decreasing Short		21,065	459.7333  ZAR
USD 1 ordinary		SWAP		Decreasing Short		31,356	460.7003  ZAR
USD 1 ordinary		SWAP		Decreasing Short		27,802	460.9303  ZAR
USD 1 ordinary		SWAP		Decreasing Short		100,872	461.7313  ZAR
USD 1 ordinary		SWAP		Decreasing Short		5,707	462.5801  ZAR
USD 1 ordinary		SWAP		Decreasing Short		15,918	464.9848  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,131	465.1686  ZAR
USD 1 ordinary		SWAP		Decreasing Short		9,598	466.4089  ZAR
USD 1 ordinary		SWAP		Decreasing Short		10,519	466.5672  ZAR
USD 1 ordinary		SWAP		Decreasing Short		3,256	469.7987  ZAR
USD 1 ordinary		SWAP		Decreasing Short		17,404	470.9657  ZAR
USD 1 ordinary		SWAP		Decreasing Short		3,823	471.6414  ZAR
USD 1 ordinary		SWAP		Decreasing Short		3	473.8000  ZAR
USD 1 ordinary		SWAP		Increasing Short		118,188	458.9900  ZAR
USD 1 ordinary		SWAP		Increasing Short		5,000	459.2195  ZAR
USD 1 ordinary		SWAP		Increasing Short		21,065	459.6552  ZAR
USD 1 ordinary		SWAP		Increasing Short		19,351	460.4092  ZAR
USD 1 ordinary		SWAP		Increasing Short		31,356	460.6220  ZAR
USD 1 ordinary		SWAP		Increasing Short		27,802	460.8519  ZAR
USD 1 ordinary		SWAP		Increasing Short		38,455	461.3971  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,364	461.7452  ZAR
USD 1 ordinary		SWAP		Increasing Short		8,137	463.4147  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,256	469.7189  ZAR
USD 1 ordinary		SWAP		Increasing Short		17,404	470.8856  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,823	471.5612  ZAR
USD 1 ordinary		SWAP		Increasing Short		3	473.7194  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,875	475.8340  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,332	478.6172  ZAR
USD 1 ordinary		CFD		Increasing Long		19,351	460.3609  ZAR
USD 1 ordinary		CFD		Increasing Long		38,455	461.3371  ZAR
USD 1 ordinary		CFD		Increasing Long		1,364	461.6852  ZAR
USD 1 ordinary		CFD		Increasing Long		8,137	463.3661  ZAR
USD 1 ordinary		CFD		Increasing Long		4,875	475.7841  ZAR
USD 1 ordinary		CFD		Increasing Long		3,332	478.5909  ZAR
USD 1 ordinary		CFD		Decreasing Long		100,872	461.7913  ZAR
USD 1 ordinary		CFD		Decreasing Long		5,707	462.6055  ZAR
USD 1 ordinary		CFD		Decreasing Long		15,918	465.0336  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,131	465.2291  ZAR
USD 1 ordinary		CFD		Decreasing Long		9,598	466.4578  ZAR
USD 1 ordinary		CFD		Decreasing Long		10,519	466.6162  ZAR
USD 1 ordinary		SWAP		Closing Short		5,000	26.6646  USD
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				01 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END