Form 8.3 - AngloGold Ashanti plc

Barclays PLC

03 October 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				02 Oct 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			2,538,016	0.60%	2,381,497	0.57%
(2)	Cash-settled derivatives:
	and/or controlled:			2,153,137	0.51%	1,996,173	0.47%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			4,821,153	1.15%	4,537,670	1.08%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		208,940		27.1552  USD
USD 1 ordinary		Purchase		200,400		27.0222  USD
USD 1 ordinary		Purchase		34,555		27.2008  USD
USD 1 ordinary		Purchase		33,314		27.0823  USD
USD 1 ordinary		Purchase		28,766		27.0578  USD
USD 1 ordinary		Purchase		25,808		27.0904  USD
USD 1 ordinary		Purchase		20,000		27.0547  USD
USD 1 ordinary		Purchase		14,786		27.0898  USD
USD 1 ordinary		Purchase		13,397		27.1843  USD
USD 1 ordinary		Purchase		10,258		27.0681  USD
USD 1 ordinary		Purchase		9,854		27.2097  USD
USD 1 ordinary		Purchase		9,741		27.0726  USD
USD 1 ordinary		Purchase		5,715		27.1185  USD
USD 1 ordinary		Purchase		5,049		26.9500  USD
USD 1 ordinary		Purchase		5,001		27.0845  USD
USD 1 ordinary		Purchase		4,251		26.9850  USD
USD 1 ordinary		Purchase		2,567		27.0729  USD
USD 1 ordinary		Purchase		968		26.9800  USD
USD 1 ordinary		Purchase		751		27.1878  USD
USD 1 ordinary		Purchase		450		27.1104  USD
USD 1 ordinary		Purchase		400		26.9350  USD
USD 1 ordinary		Purchase		400		27.2000  USD
USD 1 ordinary		Purchase		228		27.0700  USD
USD 1 ordinary		Purchase		178		27.0885  USD
USD 1 ordinary		Purchase		141		26.9874  USD
USD 1 ordinary		Purchase		100		27.2600  USD
USD 1 ordinary		Purchase		100		27.0850  USD
USD 1 ordinary		Purchase		100		26.9400  USD
USD 1 ordinary		Purchase		95		26.9600  USD
USD 1 ordinary		Purchase		50		27.0800  USD
USD 1 ordinary		Purchase		43		27.2350  USD
USD 1 ordinary		Purchase		14		27.1400  USD
USD 1 ordinary		Sale		300,241		27.1519  USD
USD 1 ordinary		Sale		61,160		27.0339  USD
USD 1 ordinary		Sale		42,359		27.0129  USD
USD 1 ordinary		Sale		42,334		27.0076  USD
USD 1 ordinary		Sale		30,445		27.0103  USD
USD 1 ordinary		Sale		28,214		27.0582  USD
USD 1 ordinary		Sale		20,000		27.0547  USD
USD 1 ordinary		Sale		12,945		27.0819  USD
USD 1 ordinary		Sale		9,741		27.0726  USD
USD 1 ordinary		Sale		8,748		27.1906  USD
USD 1 ordinary		Sale		7,556		27.0580  USD
USD 1 ordinary		Sale		6,997		27.0615  USD
USD 1 ordinary		Sale		6,982		27.0164  USD
USD 1 ordinary		Sale		6,445		26.9576  USD
USD 1 ordinary		Sale		4,927		27.2098  USD
USD 1 ordinary		Sale		4,927		27.2097  USD
USD 1 ordinary		Sale		4,557		27.0217  USD
USD 1 ordinary		Sale		3,407		27.0768  USD
USD 1 ordinary		Sale		3,100		27.1200  USD
USD 1 ordinary		Sale		2,914		27.0770  USD
USD 1 ordinary		Sale		2,846		27.0387  USD
USD 1 ordinary		Sale		1,700		26.9623  USD
USD 1 ordinary		Sale		1,411		27.0200  USD
USD 1 ordinary		Sale		1,219		27.1681  USD
USD 1 ordinary		Sale		1,208		26.9539  USD
USD 1 ordinary		Sale		1,140		27.1139  USD
USD 1 ordinary		Sale		968		26.9800  USD
USD 1 ordinary		Sale		951		27.1346  USD
USD 1 ordinary		Sale		902		27.0410  USD
USD 1 ordinary		Sale		900		27.0322  USD
USD 1 ordinary		Sale		711		27.2284  USD
USD 1 ordinary		Sale		450		27.1104  USD
USD 1 ordinary		Sale		420		27.1933  USD
USD 1 ordinary		Sale		414		27.0344  USD
USD 1 ordinary		Sale		261		26.9373  USD
USD 1 ordinary		Sale		213		26.9977  USD
USD 1 ordinary		Sale		200		26.9350  USD
USD 1 ordinary		Sale		152		27.0521  USD
USD 1 ordinary		Sale		148		26.9135  USD
USD 1 ordinary		Sale		140		27.2700  USD
USD 1 ordinary		Sale		114		27.0700  USD
USD 1 ordinary		Sale		100		27.2100  USD
USD 1 ordinary		Sale		100		27.0300  USD
USD 1 ordinary		Sale		100		26.9400  USD
USD 1 ordinary		Sale		100		27.0600  USD
USD 1 ordinary		Sale		25		26.9000  USD
USD 1 ordinary		Sale		25		27.2600  USD
USD 1 ordinary		Sale		14		27.3500  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Decreasing Short		910	470.6765  ZAR
USD 1 ordinary		SWAP		Decreasing Short		36	471.5201  ZAR
USD 1 ordinary		SWAP		Decreasing Short		39	471.8786  ZAR
USD 1 ordinary		SWAP		Decreasing Short		4,101	472.5284  ZAR
USD 1 ordinary		SWAP		Decreasing Short		6,198	472.5973  ZAR
USD 1 ordinary		SWAP		Decreasing Short		13,125	472.6921  ZAR
USD 1 ordinary		SWAP		Decreasing Short		5,259	473.1633  ZAR
USD 1 ordinary		SWAP		Decreasing Short		21,895	473.3421  ZAR
USD 1 ordinary		SWAP		Decreasing Short		189,024	473.4000  ZAR
USD 1 ordinary		SWAP		Decreasing Short		6,967	473.4271  ZAR
USD 1 ordinary		SWAP		Decreasing Short		3,484	473.4483  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,736	474.0540  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,520	474.6205  ZAR
USD 1 ordinary		SWAP		Decreasing Short		876	474.6338  ZAR
USD 1 ordinary		SWAP		Decreasing Short		55	474.7606  ZAR
USD 1 ordinary		SWAP		Increasing Short		910	470.5965  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,101	472.4481  ZAR
USD 1 ordinary		SWAP		Increasing Short		13,125	472.6118  ZAR
USD 1 ordinary		SWAP		Increasing Short		5,259	473.1633  ZAR
USD 1 ordinary		SWAP		Increasing Short		24,568	473.2670  ZAR
USD 1 ordinary		SWAP		Increasing Short		34,012	473.3195  ZAR
USD 1 ordinary		SWAP		Increasing Short		6,967	473.3466  ZAR
USD 1 ordinary		SWAP		Increasing Short		35,478	473.3664  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,484	473.3678  ZAR
USD 1 ordinary		SWAP		Increasing Short		155,012	473.4000  ZAR
USD 1 ordinary		SWAP		Increasing Short		5,671	473.5345  ZAR
USD 1 ordinary		SWAP		Increasing Short		2,113	473.6183  ZAR
USD 1 ordinary		SWAP		Increasing Short		267,825	473.6623  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,431	473.9194  ZAR
USD 1 ordinary		SWAP		Increasing Short		8,015	473.9539  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,736	473.9734  ZAR
USD 1 ordinary		SWAP		Increasing Short		16,625	473.9794  ZAR
USD 1 ordinary		SWAP		Increasing Short		2,197	474.0750  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,520	474.5399  ZAR
USD 1 ordinary		SWAP		Increasing Short		55	474.6800  ZAR
USD 1 ordinary		CFD		Increasing Long		24,568	473.2173  ZAR
USD 1 ordinary		CFD		Increasing Long		35,478	473.3167  ZAR
USD 1 ordinary		CFD		Increasing Long		155,012	473.4000  ZAR
USD 1 ordinary		CFD		Increasing Long		5,671	473.4729  ZAR
USD 1 ordinary		CFD		Increasing Long		2,113	473.5686  ZAR
USD 1 ordinary		CFD		Increasing Long		267,825	473.6007  ZAR
USD 1 ordinary		CFD		Increasing Long		8,015	473.8922  ZAR
USD 1 ordinary		CFD		Increasing Long		1,431	473.8933  ZAR
USD 1 ordinary		CFD		Increasing Long		16,625	473.9297  ZAR
USD 1 ordinary		CFD		Increasing Long		2,197	473.9660  ZAR
USD 1 ordinary		CFD		Decreasing Long		36	471.5461  ZAR
USD 1 ordinary		CFD		Decreasing Long		39	471.9400  ZAR
USD 1 ordinary		CFD		Decreasing Long		6,198	472.6587  ZAR
USD 1 ordinary		CFD		Decreasing Long		21,895	473.3918  ZAR
USD 1 ordinary		CFD		Decreasing Long		155,012	473.4000  ZAR
USD 1 ordinary		CFD		Decreasing Long		876	474.6837  ZAR
USD 1 ordinary		SWAP		Opening Long		9,741	27.0712  USD
USD 1 ordinary		SWAP		Opening Short		20,000	27.0562  USD
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				03 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END