Form 8.3 - AngloGold Ashanti plc

Barclays PLC

07 October 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				04 Oct 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			3,083,773	0.73%	2,919,701	0.70%
(2)	Cash-settled derivatives:
	and/or controlled:			3,015,216	0.72%	2,106,875	0.50%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			6,228,989	1.48%	5,186,576	1.23%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		164,037		26.2763  USD
USD 1 ordinary		Purchase		60,060		26.2310  USD
USD 1 ordinary		Purchase		31,373		26.2875  USD
USD 1 ordinary		Purchase		12,153		26.2344  USD
USD 1 ordinary		Purchase		11,458		26.1795  USD
USD 1 ordinary		Purchase		10,300		26.3725  USD
USD 1 ordinary		Purchase		10,239		26.2355  USD
USD 1 ordinary		Purchase		8,895		26.1828  USD
USD 1 ordinary		Purchase		6,847		26.2216  USD
USD 1 ordinary		Purchase		5,706		26.2741  USD
USD 1 ordinary		Purchase		5,462		26.2236  USD
USD 1 ordinary		Purchase		4,407		26.1506  USD
USD 1 ordinary		Purchase		4,170		26.3724  USD
USD 1 ordinary		Purchase		3,986		26.3542  USD
USD 1 ordinary		Purchase		3,174		26.2983  USD
USD 1 ordinary		Purchase		2,599		26.3243  USD
USD 1 ordinary		Purchase		2,000		26.3720  USD
USD 1 ordinary		Purchase		1,755		26.1813  USD
USD 1 ordinary		Purchase		1,500		26.3800  USD
USD 1 ordinary		Purchase		1,410		26.2717  USD
USD 1 ordinary		Purchase		1,307		26.1973  USD
USD 1 ordinary		Purchase		923		26.2632  USD
USD 1 ordinary		Purchase		900		26.3883  USD
USD 1 ordinary		Purchase		747		26.3525  USD
USD 1 ordinary		Purchase		640		26.1585  USD
USD 1 ordinary		Purchase		549		26.2230  USD
USD 1 ordinary		Purchase		524		26.2300  USD
USD 1 ordinary		Purchase		458		26.3632  USD
USD 1 ordinary		Purchase		225		26.3400  USD
USD 1 ordinary		Purchase		213		26.2651  USD
USD 1 ordinary		Purchase		200		26.3750  USD
USD 1 ordinary		Purchase		160		26.1759  USD
USD 1 ordinary		Purchase		142		26.2600  USD
USD 1 ordinary		Purchase		132		26.2645  USD
USD 1 ordinary		Purchase		110		26.2077  USD
USD 1 ordinary		Purchase		101		26.1800  USD
USD 1 ordinary		Purchase		100		26.3900  USD
USD 1 ordinary		Purchase		100		26.3200  USD
USD 1 ordinary		Purchase		98		26.4800  USD
USD 1 ordinary		Purchase		69		26.2000  USD
USD 1 ordinary		Purchase		11		26.3454  USD
USD 1 ordinary		Purchase		1		26.1500  USD
USD 1 ordinary		Sale		254,533		26.2606  USD
USD 1 ordinary		Sale		20,600		26.3725  USD
USD 1 ordinary		Sale		15,224		26.2478  USD
USD 1 ordinary		Sale		10,370		26.3856  USD
USD 1 ordinary		Sale		8,327		26.2078  USD
USD 1 ordinary		Sale		8,073		26.1814  USD
USD 1 ordinary		Sale		7,878		26.1906  USD
USD 1 ordinary		Sale		7,243		26.2009  USD
USD 1 ordinary		Sale		6,799		26.2215  USD
USD 1 ordinary		Sale		5,826		26.2164  USD
USD 1 ordinary		Sale		3,600		26.2604  USD
USD 1 ordinary		Sale		1,993		26.3542  USD
USD 1 ordinary		Sale		1,793		26.3452  USD
USD 1 ordinary		Sale		702		26.2089  USD
USD 1 ordinary		Sale		666		26.2363  USD
USD 1 ordinary		Sale		640		26.1585  USD
USD 1 ordinary		Sale		500		26.1980  USD
USD 1 ordinary		Sale		336		26.2145  USD
USD 1 ordinary		Sale		315		26.2453  USD
USD 1 ordinary		Sale		238		26.2487  USD
USD 1 ordinary		Sale		200		26.4350  USD
USD 1 ordinary		Sale		199		26.1545  USD
USD 1 ordinary		Sale		197		26.2442  USD
USD 1 ordinary		Sale		170		26.3070  USD
USD 1 ordinary		Sale		150		26.2883  USD
USD 1 ordinary		Sale		147		26.3891  USD
USD 1 ordinary		Sale		145		26.1596  USD
USD 1 ordinary		Sale		138		26.3744  USD
USD 1 ordinary		Sale		132		26.1750  USD
USD 1 ordinary		Sale		132		26.2645  USD
USD 1 ordinary		Sale		132		26.1600  USD
USD 1 ordinary		Sale		123		26.1430  USD
USD 1 ordinary		Sale		100		26.3713  USD
USD 1 ordinary		Sale		68		26.1550  USD
USD 1 ordinary		Sale		63		26.2100  USD
USD 1 ordinary		Sale		46		26.1400  USD
USD 1 ordinary		Sale		42		26.1500  USD
USD 1 ordinary		Sale		30		26.5000  USD
USD 1 ordinary		Sale		13		26.1812  USD
USD 1 ordinary		Sale		5		26.1700  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Decreasing Short		379,900	4.6094  ZAR
USD 1 ordinary		SWAP		Decreasing Short		27	459.8181  ZAR
USD 1 ordinary		SWAP		Decreasing Short		2,677	460.0182  ZAR
USD 1 ordinary		SWAP		Decreasing Short		6,235	460.5193  ZAR
USD 1 ordinary		SWAP		Decreasing Short		8,491	460.9987  ZAR
USD 1 ordinary		SWAP		Decreasing Short		42,626	461.8287  ZAR
USD 1 ordinary		SWAP		Decreasing Short		15,055	461.8436  ZAR
USD 1 ordinary		SWAP		Decreasing Short		8,713	461.8805  ZAR
USD 1 ordinary		SWAP		Decreasing Short		20,026	462.0194  ZAR
USD 1 ordinary		SWAP		Decreasing Short		18,216	462.0200  ZAR
USD 1 ordinary		SWAP		Decreasing Short		43	462.3532  ZAR
USD 1 ordinary		SWAP		Decreasing Short		4,058	462.9069  ZAR
USD 1 ordinary		SWAP		Decreasing Short		10,279	463.2067  ZAR
USD 1 ordinary		SWAP		Decreasing Short		6,085	463.5445  ZAR
USD 1 ordinary		SWAP		Decreasing Short		5,000	464.2564  ZAR
USD 1 ordinary		SWAP		Decreasing Short		906	464.4149  ZAR
USD 1 ordinary		SWAP		Increasing Short		677	457.7737  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,355	459.7480  ZAR
USD 1 ordinary		SWAP		Increasing Short		2,677	459.9400  ZAR
USD 1 ordinary		SWAP		Increasing Short		23,026	460.6528  ZAR
USD 1 ordinary		SWAP		Increasing Short		5,397	460.7665  ZAR
USD 1 ordinary		SWAP		Increasing Short		8,491	460.9203  ZAR
USD 1 ordinary		SWAP		Increasing Short		178,473	461.0348  ZAR
USD 1 ordinary		SWAP		Increasing Short		42,626	461.7502  ZAR
USD 1 ordinary		SWAP		Increasing Short		15,055	461.7651  ZAR
USD 1 ordinary		SWAP		Increasing Short		19,205	461.7973  ZAR
USD 1 ordinary		SWAP		Increasing Short		20,026	461.9408  ZAR
USD 1 ordinary		SWAP		Increasing Short		18,216	461.9414  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,058	462.8282  ZAR
USD 1 ordinary		SWAP		Increasing Short		10,279	463.1280  ZAR
USD 1 ordinary		SWAP		Increasing Short		6,085	463.4657  ZAR
USD 1 ordinary		SWAP		Increasing Short		22,299	463.5137  ZAR
USD 1 ordinary		SWAP		Increasing Short		5,000	464.1774  ZAR
USD 1 ordinary		CFD		Increasing Long		677	457.7485  ZAR
USD 1 ordinary		CFD		Increasing Long		3,355	459.6997  ZAR
USD 1 ordinary		CFD		Increasing Long		23,026	460.6044  ZAR
USD 1 ordinary		CFD		Increasing Long		5,397	460.7066  ZAR
USD 1 ordinary		CFD		Increasing Long		178,473	460.9749  ZAR
USD 1 ordinary		CFD		Increasing Long		19,205	461.7488  ZAR
USD 1 ordinary		CFD		Increasing Long		22,299	463.4650  ZAR
USD 1 ordinary		CFD		Decreasing Long		27	459.8777  ZAR
USD 1 ordinary		CFD		Decreasing Long		6,235	460.5677  ZAR
USD 1 ordinary		CFD		Decreasing Long		8,713	461.9405  ZAR
USD 1 ordinary		CFD		Decreasing Long		43	462.4018  ZAR
USD 1 ordinary		CFD		Decreasing Long		906	464.4404  ZAR
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				07 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END