Form 8.3 - AngloGold Ashanti plc

Barclays PLC

08 October 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				07 Oct 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			3,765,645	0.90%	3,599,888	0.86%
(2)	Cash-settled derivatives:
	and/or controlled:			3,668,597	0.87%	2,760,572	0.66%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			7,564,242	1.80%	6,520,460	1.55%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		382,133		26.1167  USD
USD 1 ordinary		Purchase		125,507		25.9785  USD
USD 1 ordinary		Purchase		46,684		26.2579  USD
USD 1 ordinary		Purchase		17,169		26.0105  USD
USD 1 ordinary		Purchase		16,737		26.1359  USD
USD 1 ordinary		Purchase		15,197		26.0179  USD
USD 1 ordinary		Purchase		12,714		25.9834  USD
USD 1 ordinary		Purchase		12,704		26.0479  USD
USD 1 ordinary		Purchase		11,106		26.0080  USD
USD 1 ordinary		Purchase		8,851		25.9398  USD
USD 1 ordinary		Purchase		7,136		26.1095  USD
USD 1 ordinary		Purchase		5,921		26.0381  USD
USD 1 ordinary		Purchase		5,189		25.9501  USD
USD 1 ordinary		Purchase		4,795		26.0318  USD
USD 1 ordinary		Purchase		3,370		26.0186  USD
USD 1 ordinary		Purchase		2,570		26.0182  USD
USD 1 ordinary		Purchase		1,852		26.0010  USD
USD 1 ordinary		Purchase		1,800		26.0133  USD
USD 1 ordinary		Purchase		1,800		25.9600  USD
USD 1 ordinary		Purchase		1,732		25.9527  USD
USD 1 ordinary		Purchase		1,464		26.0393  USD
USD 1 ordinary		Purchase		1,331		26.0397  USD
USD 1 ordinary		Purchase		1,180		26.0233  USD
USD 1 ordinary		Purchase		937		26.0228  USD
USD 1 ordinary		Purchase		793		26.0431  USD
USD 1 ordinary		Purchase		701		26.0362  USD
USD 1 ordinary		Purchase		600		26.0600  USD
USD 1 ordinary		Purchase		581		25.9572  USD
USD 1 ordinary		Purchase		514		25.9975  USD
USD 1 ordinary		Purchase		500		26.0160  USD
USD 1 ordinary		Purchase		369		26.0107  USD
USD 1 ordinary		Purchase		260		25.9573  USD
USD 1 ordinary		Purchase		200		25.8800  USD
USD 1 ordinary		Purchase		175		456.1387  ZAR
USD 1 ordinary		Purchase		100		26.0500  USD
USD 1 ordinary		Purchase		100		25.9300  USD
USD 1 ordinary		Purchase		50		456.9694  ZAR
USD 1 ordinary		Purchase		40		26.0212  USD
USD 1 ordinary		Purchase		25		25.9500  USD
USD 1 ordinary		Purchase		2		25.9150  USD
USD 1 ordinary		Sale		560,700		26.1086  USD
USD 1 ordinary		Sale		61,432		25.9397  USD
USD 1 ordinary		Sale		13,511		26.0454  USD
USD 1 ordinary		Sale		10,051		25.9398  USD
USD 1 ordinary		Sale		9,934		25.9917  USD
USD 1 ordinary		Sale		5,420		25.9528  USD
USD 1 ordinary		Sale		4,542		26.0448  USD
USD 1 ordinary		Sale		3,854		25.9510  USD
USD 1 ordinary		Sale		3,725		25.9550  USD
USD 1 ordinary		Sale		3,370		26.0186  USD
USD 1 ordinary		Sale		2,779		26.0962  USD
USD 1 ordinary		Sale		2,503		25.9578  USD
USD 1 ordinary		Sale		2,108		26.2324  USD
USD 1 ordinary		Sale		1,870		25.9600  USD
USD 1 ordinary		Sale		1,335		25.9476  USD
USD 1 ordinary		Sale		1,116		26.1101  USD
USD 1 ordinary		Sale		711		26.1951  USD
USD 1 ordinary		Sale		629		25.9368  USD
USD 1 ordinary		Sale		518		26.2287  USD
USD 1 ordinary		Sale		514		25.9408  USD
USD 1 ordinary		Sale		428		25.9968  USD
USD 1 ordinary		Sale		316		26.2761  USD
USD 1 ordinary		Sale		300		26.0866  USD
USD 1 ordinary		Sale		225		456.3232  ZAR
USD 1 ordinary		Sale		205		25.9340  USD
USD 1 ordinary		Sale		200		25.8800  USD
USD 1 ordinary		Sale		200		26.0600  USD
USD 1 ordinary		Sale		170		25.9929  USD
USD 1 ordinary		Sale		138		26.1600  USD
USD 1 ordinary		Sale		90		26.0400  USD
USD 1 ordinary		Sale		70		25.9400  USD
USD 1 ordinary		Sale		70		25.8950  USD
USD 1 ordinary		Sale		45		26.2300  USD
USD 1 ordinary		Sale		40		26.0212  USD
USD 1 ordinary		Sale		30		26.1800  USD
USD 1 ordinary		Sale		27		25.9780  USD
USD 1 ordinary		Sale		25		25.9500  USD
USD 1 ordinary		Sale		2		25.9150  USD
USD 1 ordinary		Sale		1		25.9200  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Decreasing Short		254,831	453.0100  ZAR
USD 1 ordinary		SWAP		Decreasing Short		3,463	453.9371  ZAR
USD 1 ordinary		SWAP		Decreasing Short		513	454.7428  ZAR
USD 1 ordinary		SWAP		Decreasing Short		19	455.2147  ZAR
USD 1 ordinary		SWAP		Decreasing Short		25,111	455.5796  ZAR
USD 1 ordinary		SWAP		Decreasing Short		42,724	456.0529  ZAR
USD 1 ordinary		SWAP		Decreasing Short		15,140	456.0760  ZAR
USD 1 ordinary		SWAP		Decreasing Short		821	456.8673  ZAR
USD 1 ordinary		SWAP		Decreasing Short		537	457.4482  ZAR
USD 1 ordinary		SWAP		Decreasing Short		6,144	457.8438  ZAR
USD 1 ordinary		SWAP		Decreasing Short		2,679	457.8738  ZAR
USD 1 ordinary		SWAP		Decreasing Short		9,172	458.2719  ZAR
USD 1 ordinary		SWAP		Decreasing Short		9,579	459.1574  ZAR
USD 1 ordinary		SWAP		Increasing Short		254,831	453.0100  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,463	453.8600  ZAR
USD 1 ordinary		SWAP		Increasing Short		542,819	455.0090  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,542	455.0737  ZAR
USD 1 ordinary		SWAP		Increasing Short		47,496	455.2395  ZAR
USD 1 ordinary		SWAP		Increasing Short		25,111	455.5021  ZAR
USD 1 ordinary		SWAP		Increasing Short		42,724	455.9753  ZAR
USD 1 ordinary		SWAP		Increasing Short		10,509	455.9863  ZAR
USD 1 ordinary		SWAP		Increasing Short		15,140	455.9985  ZAR
USD 1 ordinary		SWAP		Increasing Short		9,303	456.0831  ZAR
USD 1 ordinary		SWAP		Increasing Short		537	457.3705  ZAR
USD 1 ordinary		SWAP		Increasing Short		6,144	457.7660  ZAR
USD 1 ordinary		SWAP		Increasing Short		2,679	457.7960  ZAR
USD 1 ordinary		SWAP		Increasing Short		22,202	457.9259  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,805	458.1932  ZAR
USD 1 ordinary		SWAP		Increasing Short		18,575	458.3447  ZAR
USD 1 ordinary		SWAP		Increasing Short		9,579	459.0794  ZAR
USD 1 ordinary		CFD		Increasing Long		542,819	454.9498  ZAR
USD 1 ordinary		CFD		Increasing Long		4,542	455.0259  ZAR
USD 1 ordinary		CFD		Increasing Long		47,496	455.1917  ZAR
USD 1 ordinary		CFD		Increasing Long		10,509	455.9270  ZAR
USD 1 ordinary		CFD		Increasing Long		9,303	456.0580  ZAR
USD 1 ordinary		CFD		Increasing Long		22,202	457.8778  ZAR
USD 1 ordinary		CFD		Increasing Long		1,805	458.0878  ZAR
USD 1 ordinary		CFD		Increasing Long		18,575	458.2966  ZAR
USD 1 ordinary		CFD		Decreasing Long		513	454.7906  ZAR
USD 1 ordinary		CFD		Decreasing Long		19	455.2736  ZAR
USD 1 ordinary		CFD		Decreasing Long		821	456.9267  ZAR
USD 1 ordinary		CFD		Decreasing Long		9,172	458.3200  ZAR
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				08 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END