Form 8.3 - AngloGold Ashanti plc

Barclays PLC

09 October 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				08 Oct 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			3,181,694	0.76%	3,016,332	0.72%
(2)	Cash-settled derivatives:
	and/or controlled:			3,117,076	0.74%	2,211,731	0.53%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			6,428,770	1.53%	5,388,063	1.28%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		724,000		445.8000  ZAR
USD 1 ordinary		Purchase		127,479		25.4285  USD
USD 1 ordinary		Purchase		84,277		25.5149  USD
USD 1 ordinary		Purchase		58,832		25.4771  USD
USD 1 ordinary		Purchase		15,168		25.4883  USD
USD 1 ordinary		Purchase		10,171		25.4281  USD
USD 1 ordinary		Purchase		9,148		25.3472  USD
USD 1 ordinary		Purchase		7,296		25.3889  USD
USD 1 ordinary		Purchase		7,249		25.3940  USD
USD 1 ordinary		Purchase		6,207		25.3922  USD
USD 1 ordinary		Purchase		6,004		25.4342  USD
USD 1 ordinary		Purchase		3,619		25.5208  USD
USD 1 ordinary		Purchase		3,000		25.5817  USD
USD 1 ordinary		Purchase		2,500		25.5637  USD
USD 1 ordinary		Purchase		2,458		25.4855  USD
USD 1 ordinary		Purchase		2,400		25.5300  USD
USD 1 ordinary		Purchase		2,193		25.3516  USD
USD 1 ordinary		Purchase		1,157		25.3870  USD
USD 1 ordinary		Purchase		637		25.4400  USD
USD 1 ordinary		Purchase		633		25.4673  USD
USD 1 ordinary		Purchase		448		25.4608  USD
USD 1 ordinary		Purchase		414		25.4747  USD
USD 1 ordinary		Purchase		400		25.2600  USD
USD 1 ordinary		Purchase		395		25.6100  USD
USD 1 ordinary		Purchase		364		25.3463  USD
USD 1 ordinary		Purchase		360		25.3422  USD
USD 1 ordinary		Purchase		339		25.3828  USD
USD 1 ordinary		Purchase		321		25.3337  USD
USD 1 ordinary		Purchase		300		25.5133  USD
USD 1 ordinary		Purchase		229		25.4415  USD
USD 1 ordinary		Purchase		200		25.6200  USD
USD 1 ordinary		Purchase		200		25.3400  USD
USD 1 ordinary		Purchase		100		25.2800  USD
USD 1 ordinary		Purchase		100		25.3850  USD
USD 1 ordinary		Purchase		90		25.5900  USD
USD 1 ordinary		Purchase		16		25.3100  USD
USD 1 ordinary		Purchase		5		25.4300  USD
USD 1 ordinary		Purchase		1		25.5100  USD
USD 1 ordinary		Sale		724,000		445.8000  ZAR
USD 1 ordinary		Sale		257,686		25.4543  USD
USD 1 ordinary		Sale		17,058		25.4237  USD
USD 1 ordinary		Sale		12,985		25.5342  USD
USD 1 ordinary		Sale		10,800		25.5376  USD
USD 1 ordinary		Sale		8,226		25.5314  USD
USD 1 ordinary		Sale		7,402		25.4396  USD
USD 1 ordinary		Sale		4,829		25.5249  USD
USD 1 ordinary		Sale		4,435		25.4140  USD
USD 1 ordinary		Sale		3,918		25.3716  USD
USD 1 ordinary		Sale		3,726		25.4818  USD
USD 1 ordinary		Sale		3,287		25.4358  USD
USD 1 ordinary		Sale		3,038		25.3871  USD
USD 1 ordinary		Sale		2,730		25.3853  USD
USD 1 ordinary		Sale		2,400		25.5300  USD
USD 1 ordinary		Sale		2,357		25.4345  USD
USD 1 ordinary		Sale		1,981		25.5100  USD
USD 1 ordinary		Sale		790		25.6100  USD
USD 1 ordinary		Sale		700		25.3992  USD
USD 1 ordinary		Sale		679		25.5138  USD
USD 1 ordinary		Sale		660		25.3960  USD
USD 1 ordinary		Sale		640		25.4743  USD
USD 1 ordinary		Sale		610		25.4274  USD
USD 1 ordinary		Sale		542		25.5080  USD
USD 1 ordinary		Sale		500		25.4020  USD
USD 1 ordinary		Sale		436		25.4959  USD
USD 1 ordinary		Sale		400		25.4375  USD
USD 1 ordinary		Sale		400		25.5850  USD
USD 1 ordinary		Sale		339		25.3828  USD
USD 1 ordinary		Sale		331		25.4105  USD
USD 1 ordinary		Sale		316		25.3329  USD
USD 1 ordinary		Sale		301		25.4983  USD
USD 1 ordinary		Sale		300		25.5133  USD
USD 1 ordinary		Sale		100		25.4900  USD
USD 1 ordinary		Sale		100		25.4300  USD
USD 1 ordinary		Sale		48		25.4344  USD
USD 1 ordinary		Sale		39		25.6000  USD
USD 1 ordinary		Sale		16		25.3100  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Decreasing Short		357	444.6392  ZAR
USD 1 ordinary		SWAP		Decreasing Short		16,588	445.1024  ZAR
USD 1 ordinary		SWAP		Decreasing Short		23,894	445.2728  ZAR
USD 1 ordinary		SWAP		Decreasing Short		23,301	445.4190  ZAR
USD 1 ordinary		SWAP		Decreasing Short		707	445.7975  ZAR
USD 1 ordinary		SWAP		Decreasing Short		724,000	445.8445  ZAR
USD 1 ordinary		SWAP		Decreasing Short		782	445.8924  ZAR
USD 1 ordinary		SWAP		Decreasing Short		6,318	445.9007  ZAR
USD 1 ordinary		SWAP		Decreasing Short		42,626	446.2806  ZAR
USD 1 ordinary		SWAP		Decreasing Short		15,055	446.3185  ZAR
USD 1 ordinary		SWAP		Decreasing Short		84,912	446.5959  ZAR
USD 1 ordinary		SWAP		Decreasing Short		14,526	447.3243  ZAR
USD 1 ordinary		SWAP		Decreasing Short		10,303	447.6069  ZAR
USD 1 ordinary		SWAP		Decreasing Short		16,900	447.8688  ZAR
USD 1 ordinary		SWAP		Decreasing Short		309	452.8967  ZAR
USD 1 ordinary		SWAP		Decreasing Short		897	453.5914  ZAR
USD 1 ordinary		SWAP		Decreasing Short		3,253	453.6159  ZAR
USD 1 ordinary		SWAP		Increasing Short		7,884	444.4597  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,623	444.6952  ZAR
USD 1 ordinary		SWAP		Increasing Short		16,588	445.0268  ZAR
USD 1 ordinary		SWAP		Increasing Short		23,301	445.3433  ZAR
USD 1 ordinary		SWAP		Increasing Short		500	445.8211  ZAR
USD 1 ordinary		SWAP		Increasing Short		494	446.0031  ZAR
USD 1 ordinary		SWAP		Increasing Short		5,114	446.0940  ZAR
USD 1 ordinary		SWAP		Increasing Short		42,626	446.2048  ZAR
USD 1 ordinary		SWAP		Increasing Short		15,055	446.2426  ZAR
USD 1 ordinary		SWAP		Increasing Short		69,492	446.5200  ZAR
USD 1 ordinary		SWAP		Increasing Short		25,060	446.5473  ZAR
USD 1 ordinary		SWAP		Increasing Short		2,824	446.6087  ZAR
USD 1 ordinary		SWAP		Increasing Short		183,522	446.6986  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,806	447.2160  ZAR
USD 1 ordinary		SWAP		Increasing Short		14,526	447.2483  ZAR
USD 1 ordinary		SWAP		Increasing Short		10,303	447.5308  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,808	449.4522  ZAR
USD 1 ordinary		SWAP		Increasing Short		6,986	449.6180  ZAR
USD 1 ordinary		SWAP		Increasing Short		6,028	450.0776  ZAR
USD 1 ordinary		SWAP		Increasing Short		309	452.8197  ZAR
USD 1 ordinary		SWAP		Increasing Short		897	453.5142  ZAR
USD 1 ordinary		CFD		Increasing Long		7,884	444.4130  ZAR
USD 1 ordinary		CFD		Increasing Long		4,623	444.6485  ZAR
USD 1 ordinary		CFD		Increasing Long		25,060	446.5004  ZAR
USD 1 ordinary		CFD		Increasing Long		2,824	446.5506  ZAR
USD 1 ordinary		CFD		Increasing Long		168,102	446.6405  ZAR
USD 1 ordinary		CFD		Increasing Long		1,808	449.4275  ZAR
USD 1 ordinary		CFD		Increasing Long		6,028	450.0304  ZAR
USD 1 ordinary		CFD		Decreasing Long		357	444.6970  ZAR
USD 1 ordinary		CFD		Decreasing Long		23,894	445.3307  ZAR
USD 1 ordinary		CFD		Decreasing Long		724,000	445.8000  ZAR
USD 1 ordinary		CFD		Decreasing Long		707	445.9000  ZAR
USD 1 ordinary		CFD		Decreasing Long		782	445.9392  ZAR
USD 1 ordinary		CFD		Decreasing Long		6,318	445.9475  ZAR
USD 1 ordinary		CFD		Decreasing Long		3,253	453.6409  ZAR
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				09 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END